13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 604 holding rows worth $1,267,441,000.
- Accession
- 0001103646-20-000008
- Filer
- CIK 1103646
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 604 entries on the cover page, a total value of $1,267,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,267,441,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 125,300 | $65,657,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 809,281 | $44,496,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 36,068,412 | $38,523,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,778,370 | $33,868,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 15,481,000 | $31,926,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAE0 | NOTE 12/0 | 17,500,000 | $31,096,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 36,500,000 | $25,791,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 9,085,000 | $23,211,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 12,425,000 | $21,381,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 11,467,000 | $20,997,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 16,935,000 | $20,315,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 18,483,000 | $19,357,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 15,217,000 | $18,060,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 13,635 | $17,698,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 102,200 | $16,861,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 4,746,000 | $16,746,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 489,434 | $15,510,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 11,233,000 | $15,319,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 10,663,000 | $14,685,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,879,000 | $14,178,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 7,838,000 | $13,620,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 74,036 | $13,270,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 11,311,000 | $13,234,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 9,408,000 | $13,132,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 16,100,000 | $12,885,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 8,979,000 | $12,819,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 117,424 | $11,041,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 7,520,000 | $10,405,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 10,948,000 | $10,291,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAD8 | NOTE 4.500% 8/1 | 7,406,000 | $10,198,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 4,350,000 | $10,087,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 9,575,000 | $9,949,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 1,373,602 | $9,286,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 8,000,000 | $8,897,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,842,000 | $8,745,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 71,600 | $8,134,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,500,000 | $7,639,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 24,000 | $7,593,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 7,044,000 | $7,459,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,500,000 | $7,446,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 26,000 | $6,702,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 130,700 | $6,274,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 61,600 | $6,189,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 662,839 | $6,098,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 4,500,000 | $5,970,000 | thousands by filing date | principal |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 7,950,000 | $5,925,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 62,598 | $5,906,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 652,305 | $5,864,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 5,795,000 | $5,650,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 41,671 | $5,484,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 4,200,000 | $5,384,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 6,000,000 | $5,334,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 79,600 | $5,232,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 56,300 | $5,060,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 282,600 | $5,029,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,295,000 | $4,910,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 5,909,000 | $4,855,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572108 | CL B | 13,588 | $4,763,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 35,400 | $4,664,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 37,000 | $4,570,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 37,600 | $4,562,000 | thousands by filing date | call |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,500,000 | $4,560,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,500,000 | $4,363,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,396,000 | $4,339,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 3,000,000 | $4,337,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 88,973 | $4,272,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 46,800 | $4,205,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 4,000,000 | $4,187,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 55,300 | $4,134,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,500,000 | $4,072,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 35,900 | $4,057,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 428,300 | $3,852,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,256 | $3,837,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,000 | $3,814,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 2,120,000 | $3,801,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,000,000 | $3,773,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,750,000 | $3,771,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,759,000 | $3,762,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 239,625 | $3,637,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 31,600 | $3,590,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,800,000 | $3,585,000 | thousands by filing date | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 4,000,000 | $3,559,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 493,670 | $3,431,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,235,000 | $3,415,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 3,825,000 | $3,410,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 9,000 | $3,381,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 4,000,000 | $3,315,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,000,000 | $3,307,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 49,552 | $3,258,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,484,000 | $3,257,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 2,161,000 | $3,217,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 42,372 | $3,168,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,873,000 | $3,045,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 83,700 | $3,015,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 52,848 | $3,011,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,500 | $2,946,000 | thousands by filing date | put |
| CHINA FD INC | 169373107 | COM | 158,945 | $2,934,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 30,200 | $2,882,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,000,000 | $2,848,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 21,500 | $2,820,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 7,500 | $2,817,000 | thousands by filing date | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 327,387 | $2,793,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 4,000,000 | $2,765,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22,500 | $2,733,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 56,200 | $2,635,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 15,000 | $2,598,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 10,000 | $2,543,000 | thousands by filing date | call |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 2,000,000 | $2,533,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20,000 | $2,470,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 4,000,000 | $2,462,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 2,000,000 | $2,435,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 68,606 | $2,418,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 2,022,000 | $2,377,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 3,257 | $2,375,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 43,236 | $2,370,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,700,000 | $2,355,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 15,000 | $2,338,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,880,000 | $2,318,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,036,000 | $2,292,000 | thousands by filing date | principal |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 83,803 | $2,283,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,206,000 | $2,270,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,000,000 | $2,240,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 3,000,000 | $2,197,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 19,006 | $2,159,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 218,700 | $2,078,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,000,000 | $2,054,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 116,889 | $2,050,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 13,027 | $2,030,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 42,800 | $2,007,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 68,000 | $1,983,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 20,500 | $1,980,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,000 | $1,953,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,000 | $1,953,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,000 | $1,944,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 60,912 | $1,902,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,527 | $1,886,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 40,600 | $1,846,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 24,000 | $1,845,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 9,000 | $1,825,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,075 | $1,780,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,850,674 | $1,766,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,600 | $1,759,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 283,208 | $1,747,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,750,000 | $1,704,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 22,600 | $1,690,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 57,159 | $1,684,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 200,996 | $1,661,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 33,900 | $1,656,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 22,000 | $1,646,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 18,000 | $1,617,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 22,016 | $1,612,000 | thousands by filing date | |
| RH | 74967X103 | COM | 16,000 | $1,608,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 35,200 | $1,601,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 53,246 | $1,589,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 67,500 | $1,582,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,000 | $1,541,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 62,610 | $1,517,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 97,404 | $1,509,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,000 | $1,502,000 | thousands by filing date | call |
| QAD INC-B | 74727D207 | Common | 59,558 | $1,489,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 388,207 | $1,476,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 1,000,000 | $1,470,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,500,000 | $1,464,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 234,700 | $1,454,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 88,201 | $1,451,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 11,200 | $1,450,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,500,000 | $1,440,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 1,000,000 | $1,414,000 | thousands by filing date | principal |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 94,595 | $1,401,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 91,300 | $1,387,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 8,500 | $1,370,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 50,800 | $1,360,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 21,600 | $1,359,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,000 | $1,345,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,511 | $1,339,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 350,672 | $1,333,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20,000 | $1,320,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 9,400 | $1,305,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,510,000 | $1,279,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 572,000 | $1,274,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 198,500 | $1,263,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 21,300 | $1,235,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,000 | $1,213,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,460,000 | $1,199,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 51,100 | $1,192,000 | thousands by filing date | call |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 12,855 | $1,182,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,500,000 | $1,166,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 113,744 | $1,153,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 49,200 | $1,147,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33,500 | $1,140,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 10,032 | $1,134,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,388,000 | $1,125,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 349,134 | $1,124,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 1,917,000 | $1,096,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 59,931 | $1,093,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,250,000 | $1,081,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000,000 | $1,068,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 309,112 | $1,054,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,450 | $1,034,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,000 | $1,019,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,000 | $1,019,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 254,700 | $1,018,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 33,800 | $1,001,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 193,234 | $1,001,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,000 | $1,000,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 80,000 | $995,000 | thousands by filing date | put |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 1,500,000 | $991,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 83,200 | $990,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,000,000 | $978,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 12,520 | $955,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 10,000 | $954,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,716 | $948,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 17,664 | $938,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $930,000 | thousands by filing date | principal |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,900 | $928,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 700,000 | $920,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,400 | $913,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 328,510 | $913,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20,000 | $892,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 46,400 | $887,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 34,347 | $887,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,800 | $886,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 35,700 | $884,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 30,017 | $868,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 21,800 | $864,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 31,473 | $863,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 56,035 | $851,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 149,198 | $849,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 14,300 | $842,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 43,300 | $832,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,000,000 | $830,000 | thousands by filing date | principal |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 80,798 | $820,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 61,200 | $819,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 33,800 | $816,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 103,947 | $815,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 117,500 | $809,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 5,000 | $806,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 98,449 | $786,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 54,200 | $782,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 4,500 | $780,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 5,000 | $775,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,000 | $769,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 72,319 | $765,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $762,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 187,600 | $758,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 59,664 | $741,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 11,000 | $733,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 11,000 | $733,000 | thousands by filing date | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 23,618 | $728,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 30,675 | $725,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 81,127 | $713,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 23,300 | $700,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 145,937 | $689,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 94,204 | $689,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 33,000 | $687,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 14,900 | $687,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 23,496 | $685,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $678,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 132,336 | $654,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 74,616 | $646,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 7,329 | $644,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 20,900 | $627,000 | thousands by filing date | call |
| WATSCO INC | 942622101 | CL B CONV | 3,971 | $621,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,900 | $620,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,700 | $609,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 11,300 | $604,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 5,200 | $603,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,100 | $598,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,500 | $595,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 49,828 | $592,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $592,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,600 | $588,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 11,600 | $588,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,800 | $576,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 76,300 | $567,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 17,500 | $563,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 500,000 | $557,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 11,600 | $557,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 85,093 | $556,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $554,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 401 | $539,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,801 | $539,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,605 | $536,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 19,600 | $534,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 10,000 | $533,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 2,600 | $527,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 9,500 | $523,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 60,500 | $522,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 10,600 | $518,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 37,928 | $517,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,678 | $511,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 43,089 | $508,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,300 | $497,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 2,065 | $497,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 69,291 | $497,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 27,903 | $489,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,127 | $483,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,300 | $481,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 28,182 | $481,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,300 | $476,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $476,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 32,503 | $475,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 40,200 | $474,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,310 | $472,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 32,500 | $472,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15,541 | $471,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 76,663 | $468,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $466,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 549,000 | $466,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 30,000 | $463,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 4,000 | $462,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 39,627 | $460,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 26,054 | $457,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 46,001 | $456,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 10,200 | $454,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 15,200 | $453,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 18,200 | $450,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 8,100 | $447,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 89,000 | $441,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 71,462 | $440,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,000 | $438,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 3,300 | $433,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 48,000 | $432,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 18,300 | $429,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 112,000 | $426,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,597 | $413,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,400 | $413,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 36,759 | $411,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 16,800 | $408,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,700 | $406,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 35,333 | $399,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,900 | $396,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 88,500 | $395,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,500 | $390,000 | thousands by filing date | put |
| CUSHING RENAISSANCE FD | 231647108 | COM | 63,811 | $386,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 8,235 | $386,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 34,200 | $386,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,000 | $385,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 76,000 | $385,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,700 | $377,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 326,380 | $375,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 23,771 | $373,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 16,647 | $372,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 51,233 | $372,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,930 | $369,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 381,000 | $369,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 30,761 | $367,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 131,000 | $364,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 23,582 | $362,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 10,984 | $361,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 34,020 | $358,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 36,265 | $358,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,000 | $358,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 3,000 | $346,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 9,529 | $345,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,668 | $343,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,103 | $343,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 70,639 | $342,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 51,100 | $340,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 21,320 | $337,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,727 | $335,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,100 | $334,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 7,526 | $333,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 39,453 | $327,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 52,110 | $317,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 373,000 | $316,000 | thousands by filing date | principal |
| GTT COMMUNICATIONS INC | 362393100 | COM | 39,089 | $311,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 43,631 | $308,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 35,000 | $308,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 45,600 | $308,000 | thousands by filing date | put |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 20,150 | $307,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 10,226 | $306,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 25,000 | $305,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 38,852 | $305,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5,100 | $296,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 17,956 | $296,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 28,900 | $294,000 | thousands by filing date | put |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 30,000 | $294,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 10,900 | $292,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 664,241 | $292,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 18,512 | $285,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,400 | $279,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,312 | $278,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 27,400 | $277,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 1,000 | $273,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,000 | $271,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 30,215 | $266,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 18,125 | $263,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 820 | $259,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 221 | $257,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,500 | $255,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,206 | $254,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 5,685 | $253,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,865 | $251,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 13,100 | $251,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 5,000 | $247,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 33,470 | $246,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,663 | $245,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,408 | $244,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,700 | $244,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,500 | $242,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,100 | $241,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,500 | $240,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,343 | $239,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,624 | $237,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 27,660 | $234,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 35,100 | $234,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,500 | $230,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,100 | $229,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 28,168 | $229,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 37,700 | $228,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,000 | $227,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,000 | $227,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 5,000 | $221,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 79,600 | $221,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 32,500 | $220,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 7,116 | $219,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 12,100 | $218,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,730 | $216,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,100 | $216,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,400 | $214,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 16,373 | $210,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 20,000 | $210,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,039 | $208,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,152 | $203,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 24,000 | $200,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,277 | $199,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,295 | $199,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 375 | $196,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,909 | $196,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,002 | $195,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,755 | $195,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,403 | $194,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 700 | $191,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 700 | $191,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 700 | $188,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 7,000 | $188,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 42,387 | $185,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 39,200 | $183,000 | thousands by filing date | call |
| PERSPECTA INC | 715347100 | COM | 10,000 | $182,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,000 | $180,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 16,280 | $179,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 38,000 | $178,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $176,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,900 | $173,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 60,551 | $173,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,000 | $165,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,100 | $161,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 16,100 | $161,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,500 | $161,000 | thousands by filing date | put |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,360 | $160,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,719 | $160,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,200 | $159,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 11,271 | $158,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 135,195 | $157,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 23,758 | $156,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,517 | $156,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $156,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,000 | $155,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,683 | $154,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,419 | $151,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 75,960 | $150,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,600 | $149,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,900 | $147,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 600 | $143,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,325 | $141,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,000 | $140,000 | thousands by filing date | put |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 13,365 | $139,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,079 | $138,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,500 | $135,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 13,343 | $133,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 800 | $132,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,668 | $132,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 34,794 | $129,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 21,610 | $128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,300 | $125,000 | thousands by filing date | call |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 46,128 | $122,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 4,500 | $121,000 | thousands by filing date | put |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 140,661 | $121,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 44,905 | $120,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,000 | $118,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 84,856 | $118,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,100 | $111,000 | thousands by filing date | call |
| RMG ACQUISITION CORP | 749641106 | CL A | 11,200 | $111,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,000 | $108,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,300 | $107,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 30,822 | $107,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 2,600 | $106,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 300 | $105,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 45,500 | $104,000 | thousands by filing date | call |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 13,992 | $103,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,571 | $103,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 400 | $102,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 10,010 | $102,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 16,358 | $100,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 88,621 | $100,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,900 | $98,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,504 | $95,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,781 | $95,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,752 | $94,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-20-000008 | this filing | 2020-05-15 | acceptance time not in the bulk data set |