13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 646 holding rows worth $1,805,793,000.
- Accession
- 0001103646-20-000006
- Filer
- CIK 1103646
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 646 entries on the cover page, a total value of $1,805,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,805,793,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,508,390 | $99,448,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 48,083,412 | $92,359,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,778,370 | $79,684,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 161,700 | $67,646,000 | thousands by filing date | put |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 34,679,000 | $60,408,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 19,025,000 | $42,351,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 443,700 | $37,688,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,119,400 | $32,105,000 | thousands by filing date | put |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 213,571 | $25,666,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 14,715,000 | $25,615,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 10,470,000 | $25,443,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AJ4 | NOTE 3.500% 1/1 | 7,361,000 | $25,150,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 156,903 | $24,724,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 17,409,000 | $24,722,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 10,879,000 | $23,434,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 26,500,000 | $22,991,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 473,488 | $22,889,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 16,000,000 | $20,320,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 366,003 | $18,809,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,289,559 | $17,538,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,595,947 | $17,347,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 5,271,000 | $17,327,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 12,747,000 | $15,629,000 | thousands by filing date | principal |
| RH | 74967X103 | COM | 69,500 | $14,839,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 133,400 | $13,786,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 123,029 | $13,148,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 80,000 | $12,279,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200,606 | $12,192,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 10,500,000 | $11,830,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 9,435,000 | $11,447,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 7,569,000 | $10,787,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAE0 | NOTE 12/0 | 7,500,000 | $10,607,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 7,836,000 | $10,420,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 9,388,000 | $10,221,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,000,000 | $10,219,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $10,161,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 6,900,000 | $9,442,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 71,637 | $9,215,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,000,000 | $9,158,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 5,850,000 | $8,978,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 412,300 | $8,704,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 733,035 | $8,642,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 756,222 | $8,439,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAD8 | NOTE 4.500% 8/1 | 5,943,000 | $8,275,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 7,044,000 | $8,236,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 4,054,000 | $7,893,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,893,000 | $7,861,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 127,100 | $7,677,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,723,000 | $7,318,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 7,150,000 | $7,240,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 30,000 | $7,232,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 69,548 | $7,188,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 438,965 | $7,164,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,295,000 | $6,964,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 130,900 | $6,797,000 | thousands by filing date | put |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 4,408,000 | $6,756,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 288,316 | $6,531,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 4,235,000 | $6,429,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 573,100 | $6,397,000 | thousands by filing date | put |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 6,000,000 | $6,396,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 4,750,000 | $6,304,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,067 | $6,300,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6,234,000 | $6,267,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 4,520,000 | $6,157,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 267,114 | $5,989,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 185,778 | $5,971,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 98,235 | $5,934,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 5,795,000 | $5,888,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 56,000 | $5,788,000 | thousands by filing date | call |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 5,450,000 | $5,646,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 90,080 | $5,637,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 116,491 | $5,590,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 150,000 | $5,490,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 446,700 | $5,476,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,936,000 | $5,367,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 5,000,000 | $5,348,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,000,000 | $5,322,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 41,200 | $5,315,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 5,500,000 | $5,197,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 129,055 | $5,153,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 108,000 | $5,149,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 6,000,000 | $5,096,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572108 | CL B | 13,588 | $5,022,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 457,900 | $4,975,000 | thousands by filing date | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,500,000 | $4,922,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,350,000 | $4,839,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 148,665 | $4,533,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 3,022,000 | $4,408,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 516,863 | $4,347,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 3,000,000 | $4,318,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 344,105 | $4,277,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,000,000 | $4,247,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 45,867 | $4,242,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 73,018 | $4,112,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 2,000,000 | $4,048,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 204,625 | $4,038,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,750,000 | $3,985,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 4,380,000 | $3,903,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 4,000,000 | $3,827,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 112,400 | $3,769,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,000 | $3,755,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 24,100 | $3,650,000 | thousands by filing date | put |
| Cigna Corporation | 125523100 | COM | 17,705 | $3,620,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,900 | $3,494,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 40,400 | $3,431,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 160,808 | $3,391,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 50,959 | $3,271,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 71,000 | $3,261,000 | thousands by filing date | put |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,700,000 | $3,246,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 65,985 | $3,223,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 218,426 | $3,217,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,000,000 | $3,216,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 129,340 | $3,210,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 19,028 | $3,154,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 85,004 | $3,151,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 3,000,000 | $3,116,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 51,712 | $3,110,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 65,100 | $2,987,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 60,912 | $2,964,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 41,581 | $2,946,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 383,342 | $2,921,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 131,595 | $2,889,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 62,999 | $2,816,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 283,208 | $2,807,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 21,700 | $2,797,000 | thousands by filing date | call |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,536,000 | $2,769,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,274,576 | $2,766,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 50,000 | $2,702,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 246,200 | $2,677,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 21,600 | $2,676,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,000 | $2,637,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 39,829 | $2,500,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 221,615 | $2,478,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,000 | $2,411,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 54,693 | $2,395,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 27,157 | $2,380,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,000 | $2,378,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 120,361 | $2,375,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 18,297 | $2,359,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 224,300 | $2,335,000 | thousands by filing date | put |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 2,337,000 | $2,317,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 24,800 | $2,293,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 65,900 | $2,260,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 133,421 | $2,255,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 24,300 | $2,246,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,672,000 | $2,224,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 16,900 | $2,221,000 | thousands by filing date | call |
| QAD INC-B | 74727D207 | Common | 58,081 | $2,210,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000,000 | $2,191,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 34,300 | $2,175,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 67,000 | $2,153,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 61,900 | $2,145,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,896,000 | $2,141,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,000 | $2,120,000 | thousands by filing date | put |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,500,000 | $2,118,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,215,000 | $2,113,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 109,885 | $2,075,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 208,728 | $2,073,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 7,100 | $2,043,000 | thousands by filing date | put |
| Cigna Corporation | 125523100 | COM | 9,800 | $2,004,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 111,881 | $1,981,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 40,761 | $1,963,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 119,328 | $1,949,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 2,000,000 | $1,923,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 15,000 | $1,920,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,000 | $1,913,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 44,000 | $1,912,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 18,740 | $1,897,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 48,430 | $1,893,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 121,404 | $1,878,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,100 | $1,872,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 22,000 | $1,869,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,500,000 | $1,840,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 46,400 | $1,825,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 1,000,000 | $1,807,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 27,800 | $1,771,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 27,800 | $1,771,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,700,000 | $1,765,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 12,181 | $1,762,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,700 | $1,743,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 39,200 | $1,737,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 404,488 | $1,735,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 65,131 | $1,722,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 80,921 | $1,665,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,333 | $1,661,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 34,297 | $1,651,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 94,400 | $1,617,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 79,798 | $1,612,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 156,900 | $1,594,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 16,600 | $1,582,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,500,000 | $1,575,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,511 | $1,558,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 113,815 | $1,551,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 35,400 | $1,527,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 133,392 | $1,514,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 149,198 | $1,511,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 77,500 | $1,487,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 5,000 | $1,484,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 40,700 | $1,474,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 57,549 | $1,464,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 2,067,000 | $1,462,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 33,737 | $1,455,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,000 | $1,441,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 95,400 | $1,435,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,000 | $1,427,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 326,380 | $1,415,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 18,100 | $1,413,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 22,100 | $1,407,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 22,100 | $1,407,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 17,000 | $1,394,000 | thousands by filing date | put |
| United Parcel Service, Inc | 917286106 | COM | 69,791 | $1,387,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,029 | $1,376,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 224,603 | $1,355,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 40,000 | $1,340,000 | thousands by filing date | put |
| ALTERYX INC | 02156BAB9 | CONV BD US | 572,000 | $1,333,000 | thousands by filing date | principal |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 130,109 | $1,322,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 35,629 | $1,264,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 27,562 | $1,258,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 49,395 | $1,257,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 9,400 | $1,257,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 9,990 | $1,256,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 48,834 | $1,253,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 33,173 | $1,252,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,716 | $1,215,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 55,270 | $1,205,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 6,500 | $1,187,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 39,633 | $1,175,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $1,169,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,000 | $1,159,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 4,450 | $1,145,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,000 | $1,144,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 37,100 | $1,135,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 60,300 | $1,122,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 13,901 | $1,111,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 78,500 | $1,106,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,000 | $1,102,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 51,300 | $1,099,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 80,813 | $1,088,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 360,507 | $1,084,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 33,500 | $1,077,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 90,187 | $1,076,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 64,232 | $1,057,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 74,300 | $1,051,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $1,047,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 7,900 | $1,038,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 16,227 | $1,024,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,170,626 | $1,007,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,400 | $1,004,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,000 | $1,000,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,700 | $980,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 48,641 | $979,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 33,208 | $978,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 7,163 | $977,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 104,263 | $970,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 52,770 | $969,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,900 | $958,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,663 | $954,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 12,600 | $954,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 1,014,187 | $945,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 59,856 | $944,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 27,400 | $941,000 | thousands by filing date | put |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 18,201 | $936,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,200 | $929,000 | thousands by filing date | put |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 1,000,000 | $926,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $926,000 | thousands by filing date | principal |
| CUSHING RENAISSANCE FD | 231647108 | COM | 68,014 | $921,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 682 | $913,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 15,000 | $906,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 4,500 | $890,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 9,000 | $884,000 | thousands by filing date | put |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 29,600 | $877,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 12,184 | $864,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 74,616 | $860,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 217,785 | $858,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,700 | $857,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 13,681 | $856,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 42,500 | $849,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 3,000 | $847,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 85,093 | $844,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,000,000 | $844,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 20,577 | $839,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 43,545 | $833,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 30,000 | $819,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 49,000 | $816,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 58,273 | $813,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 156,028 | $813,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 39,700 | $804,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,712 | $798,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 708,000 | $794,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 197,000 | $791,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,400 | $789,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 27,359 | $774,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 1,000,000 | $774,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 4,500 | $770,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,500 | $742,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 2,000 | $740,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 15,400 | $739,000 | thousands by filing date | call |
| WATSCO INC | 942622101 | CL B CONV | 3,971 | $720,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 17,100 | $718,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,300 | $702,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 43,791 | $694,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 38,207 | $689,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 43,638 | $684,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,605 | $681,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,500 | $678,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 59,226 | $666,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 14,041 | $660,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 65,551 | $655,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 69,291 | $654,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $652,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 44,353 | $650,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,000 | $645,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,000 | $645,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 89,940 | $643,000 | thousands by filing date | put |
| VICI PPTYS INC COM | 925652109 | REIT | 25,099 | $641,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $641,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 20,000 | $640,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 32,400 | $639,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 100,000 | $638,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 21,371 | $637,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,201 | $628,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 18,419 | $618,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,800 | $617,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,000 | $615,000 | thousands by filing date | put |
| GYRODYNE LLC | 403829104 | COM | 32,503 | $613,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 51,233 | $607,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 210,300 | $605,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 36,759 | $602,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,000 | $600,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 8,249 | $592,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 55,479 | $588,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,400 | $579,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 597,000 | $579,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,500 | $573,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 30,794 | $568,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,000 | $565,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 14,594 | $565,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 31,100 | $561,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 18,700 | $551,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 3,000 | $550,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 54,144 | $550,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 10,009 | $548,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 93,700 | $548,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 28,182 | $548,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 11,600 | $544,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 6,882 | $535,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,000 | $535,000 | thousands by filing date | call |
| CERENCE INC COM | 156727109 | Stock | 23,512 | $532,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 10,000 | $528,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 28,301 | $527,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 7,600 | $518,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 31,650 | $513,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 49,900 | $508,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 30,000 | $507,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 549,000 | $494,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 41,467 | $493,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,603 | $492,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 122,051 | $491,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 53,582 | $491,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 122,200 | $490,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 34,020 | $485,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 73,232 | $484,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,000 | $480,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,363 | $475,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 11,271 | $473,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 83,100 | $472,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 570,346 | $471,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 141,187 | $471,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,220 | $466,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 29,566 | $466,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 500,000 | $464,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 7,116 | $463,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,800 | $459,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,206 | $447,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 12,300 | $445,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 39,089 | $444,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 52,110 | $442,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,500 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,500 | $440,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,120 | $436,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,483 | $434,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 48,252 | $432,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6,700 | $425,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,000 | $424,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 7,000 | $419,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 7,000 | $419,000 | thousands by filing date | put |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 20,150 | $418,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 65,323 | $417,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 25,700 | $410,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 17,956 | $408,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,500 | $401,000 | thousands by filing date | put |
| TWO RIV BANCORP | 90207C105 | COMMON | 17,872 | $400,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,625 | $399,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 25,500 | $398,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 59,109 | $397,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 20,400 | $391,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,000 | $380,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,000 | $380,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 10,000 | $379,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 8,593 | $372,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,344 | $372,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 35,470 | $369,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 38,418 | $368,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 40,343 | $361,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 42,400 | $359,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,100 | $357,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,400 | $357,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 41,663 | $351,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,351 | $350,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,196 | $346,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,243 | $344,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,692 | $343,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,600 | $337,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 51,100 | $336,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,000 | $335,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 30,000 | $335,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 34,200 | $333,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 1,000 | $332,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 19,564 | $331,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 16,352 | $325,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,500 | $317,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 28,168 | $316,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,148 | $314,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,102 | $313,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 88,621 | $312,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,000 | $308,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,662 | $307,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 30,026 | $307,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 7,570 | $306,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $304,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,000 | $302,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 16,004 | $296,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 25,590 | $295,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 30,000 | $294,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 10,000 | $294,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 27,150 | $291,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,000 | $290,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 9,280 | $290,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,682 | $289,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,500 | $288,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,700 | $288,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,100 | $288,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 13,162 | $287,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 28,865 | $287,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 3,000 | $285,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 15,500 | $283,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 12,400 | $282,000 | thousands by filing date | put |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 151,100 | $282,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,454 | $278,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,712 | $277,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,747 | $275,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,542 | $274,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,755 | $273,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 7,300 | $271,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 13,917 | $271,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,520 | $269,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,632 | $268,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 20,000 | $266,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 2,795 | $265,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 809 | $264,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,750 | $264,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 16,100 | $264,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5,100 | $263,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,700 | $262,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 22,540 | $262,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 900 | $259,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,000 | $258,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,550 | $257,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 90,000 | $256,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,244 | $256,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,100 | $253,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 8,540 | $252,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,773 | $252,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,843 | $250,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 38,379 | $249,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 14,000 | $248,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,906 | $248,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 8,000 | $245,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,241 | $242,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,000 | $236,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,000 | $236,000 | thousands by filing date | put |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 594,000 | $235,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $232,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $232,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 1,542 | $231,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 35,100 | $231,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 9,828 | $229,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 28,224 | $226,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,000 | $224,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 45,500 | $221,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,731 | $221,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,500 | $219,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 33,800 | $216,000 | thousands by filing date | call |
| US ECOLOGY INC | 91734M111 | WTS | 18,609 | $216,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,837 | $214,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 30,186 | $212,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,150 | $211,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,100 | $207,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,100 | $206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-20-000006 | this filing | 2020-02-14 | acceptance time not in the bulk data set |