13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 831 holding rows worth $1,739,544,000.
- Accession
- 0001103646-19-000010
- Filer
- CIK 1103646
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,320 entries on the cover page, a total value of $1,739,544,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,739,544,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAYCHEX INC | 704326107 | COM | 1,800 | $148,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $148,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,655 | $148,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 200 | $147,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 400 | $147,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,197 | $145,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 7,200 | $145,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 700 | $144,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,800 | $144,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 500 | $143,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,500 | $143,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,100 | $143,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 8,599 | $143,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 500 | $140,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,200 | $139,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 3,200 | $139,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,000 | $139,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 9,686 | $137,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,068 | $137,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 143,000 | $137,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 1,200 | $136,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,600 | $136,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5,500 | $136,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 10,186 | $136,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 700 | $135,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,752 | $135,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 11,535 | $135,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,600 | $134,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 900 | $134,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,000 | $134,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,200 | $133,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,700 | $133,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 58,441 | $133,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,800 | $132,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,200 | $132,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 900 | $132,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 2,700 | $132,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,200 | $132,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $131,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,200 | $131,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,700 | $131,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,200 | $131,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,577 | $131,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,600 | $130,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 3,400 | $130,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 6,100 | $130,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 700 | $129,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,985 | $128,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 700 | $128,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,400 | $128,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,200 | $127,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,177 | $127,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 6,453 | $127,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,001 | $127,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,400 | $126,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 700 | $125,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,700 | $125,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,800 | $125,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,900 | $125,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,500 | $124,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 1,400 | $124,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 50,697 | $124,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,595 | $124,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,400 | $123,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,700 | $123,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 4,000 | $123,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 900 | $123,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,600 | $123,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 7,553 | $123,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,300 | $122,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,600 | $122,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,600 | $121,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,300 | $121,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,900 | $121,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,100 | $121,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,100 | $120,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,100 | $119,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 3,700 | $119,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,350 | $119,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,800 | $118,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,700 | $118,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 57,257 | $118,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 4,630 | $117,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,100 | $117,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 800 | $116,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,000 | $115,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,000 | $115,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,000 | $114,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,100 | $114,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 5,000 | $114,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 6,000 | $114,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 3,200 | $113,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,400 | $113,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,250 | $113,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,836 | $113,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,362 | $112,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,000 | $112,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 3,400 | $111,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,705 | $111,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 63,646 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,750 | $109,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 5,100 | $108,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 42,358 | $107,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,323 | $106,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,500 | $106,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,362 | $106,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 8,267 | $106,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 5,150 | $105,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,000 | $104,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,100 | $104,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 13,020 | $104,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,788 | $103,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 6,000 | $103,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,600 | $102,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,000 | $102,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,000 | $101,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,281 | $97,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,352 | $97,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,222 | $96,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,633 | $95,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 9,021 | $94,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 27,808 | $93,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 819 | $92,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,020 | $91,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 44,400 | $91,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,500 | $90,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 11,971 | $90,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,000 | $89,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,326 | $88,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,000 | $87,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,300 | $87,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,000 | $86,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 917 | $86,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 8,716 | $86,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,300 | $86,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 8,573 | $85,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 2,511 | $85,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 33,000 | $84,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,600 | $84,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 24,737 | $82,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 5,275 | $81,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,700 | $81,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 9,010 | $78,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,000 | $77,000 | thousands by filing date | call |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 86,727 | $77,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 9,491 | $75,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 9,014 | $75,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,039 | $74,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,144 | $74,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 900 | $73,000 | thousands by filing date | call |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 7,666 | $72,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 19,911 | $71,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,000 | $70,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,000 | $69,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 9,913 | $69,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,100 | $69,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,516 | $68,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,176 | $68,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 9,089 | $68,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 20,000 | $68,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 5,000 | $67,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 4,863 | $66,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,549 | $64,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,067 | $64,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 60,164 | $63,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,700 | $63,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,200 | $61,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 5,072 | $61,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 4,798 | $59,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,487 | $59,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 4,547 | $57,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 18,191 | $57,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 8,000 | $55,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,000 | $53,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,092 | $53,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 155,662 | $53,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 5,240 | $53,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 8,500 | $52,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,381 | $52,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,113 | $51,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 3,857 | $51,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 30,750 | $51,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,000 | $50,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 5,100 | $50,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 10,000 | $48,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 37,601 | $47,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 4,100 | $46,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 500 | $44,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 45,534 | $44,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,744 | $43,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 24,649 | $43,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 859 | $43,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,932 | $42,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 900 | $42,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 754 | $41,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,300 | $40,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,522 | $40,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 800 | $40,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,108 | $40,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 4,000 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3,298 | $40,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 4,000 | $39,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,604 | $39,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,044 | $38,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1,844 | $38,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,980 | $38,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 4,020 | $37,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 3,850 | $37,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,000 | $37,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,534 | $36,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 7,000 | $36,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,782 | $35,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,000 | $34,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,044 | $34,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,000 | $34,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,300 | $33,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 13,100 | $33,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 500 | $32,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 5,518 | $32,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 2,900 | $32,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,124 | $31,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 2,221 | $31,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 5,000 | $31,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,054 | $31,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 2,926 | $31,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,650 | $30,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,800 | $30,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 3,080 | $30,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 600 | $29,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 433 | $29,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,161 | $29,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 20,323 | $29,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 790 | $28,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 40,011 | $28,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,578 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,465 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,492 | $27,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,100 | $27,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,099 | $27,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,908 | $25,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,900 | $25,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,278 | $25,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,100 | $25,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,834 | $24,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 675 | $24,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,496 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 400 | $23,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 416 | $23,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,000 | $23,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,850 | $22,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,000 | $22,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 524 | $21,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,126 | $20,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,007 | $20,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 10,000 | $20,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 11,721 | $20,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 3,941 | $19,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,000 | $19,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,960 | $19,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,070 | $18,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,000 | $18,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 8,900 | $18,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 900 | $18,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,194 | $17,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 487 | $16,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,000 | $16,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 417 | $16,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 136 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 934 | $15,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,000 | $15,000 | thousands by filing date | put |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,000 | $15,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 83 | $14,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 42,543 | $14,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 100 | $13,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 403 | $12,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,689 | $12,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 4,991 | $12,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,003 | $12,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 15,000 | $12,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 1,250 | $11,000 | thousands by filing date | put |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 174 | $11,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,000 | $10,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 2,200 | $10,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 9,000 | $10,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 20,000 | $10,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 13,181 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,500 | $9,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 100 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,500 | $8,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $8,000 | thousands by filing date | put |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 16,200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 314 | $7,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 6,000 | $7,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 574 | $7,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 293 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 206 | $7,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 14,216 | $7,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 510 | $6,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 300 | $6,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 527 | $6,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 300 | $6,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 2,017 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 154 | $6,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 2,874 | $6,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 20,000 | $6,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 400 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,500 | $5,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 638 | $5,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 3,314 | $5,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 600 | $5,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 100 | $5,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100 | $4,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,837 | $4,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 600 | $3,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 5,000 | $3,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 3,000 | $3,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 15,000 | $3,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $2,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 196 | $2,000 | thousands by filing date | |
| PECK CO INC | 705163111 | *W EXP 03/01/202 | 4,650 | $2,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 16 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 200 | $1,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 170 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 17 | $1,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 109,133 | $1,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 9,836 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 22,145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-19-000010 | this filing | 2019-08-14 | acceptance time not in the bulk data set |