13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 526 holding rows worth $1,666,495,000.
- Accession
- 0001103646-19-000006
- Filer
- CIK 1103646
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 526 entries on the cover page, a total value of $1,666,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,666,495,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,778,370 | $88,241,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,053,458 | $78,082,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,672,126 | $76,729,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,543,164 | $55,770,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 32,065,000 | $50,272,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 3,949,900 | $45,423,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 30,216 | $35,801,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 9,717,000 | $33,811,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 16,928,000 | $30,560,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 18,129,000 | $29,886,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 9,007,000 | $29,434,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 20,400,000 | $27,873,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 13,336,000 | $26,277,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 192,600 | $24,992,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 415,203 | $24,369,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 16,562,412 | $23,665,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 14,404,000 | $23,472,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 15,261,000 | $23,406,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 514,521 | $19,644,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 16,617,000 | $18,825,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 14,565,000 | $18,132,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 17,662,000 | $17,326,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 61,900 | $17,323,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 260,423 | $16,151,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 10,416,000 | $16,145,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 11,500,000 | $15,468,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 8,089,000 | $15,355,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 8,135,000 | $14,316,000 | thousands by filing date | principal |
| Abrdn Emerging Markets | 00301W105 | COM | 1,966,238 | $14,294,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 18,500,000 | $13,935,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 1,495,159 | $12,993,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 7,003,000 | $12,677,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,376,000 | $12,676,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 5,685,000 | $11,005,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 7,920,000 | $10,504,000 | thousands by filing date | principal |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 104,797 | $10,346,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 12,000,000 | $10,239,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 90,067 | $10,000,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 93,611 | $9,940,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 8,500,000 | $9,923,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 9,000,000 | $9,877,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 198,606 | $9,875,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 9,261,000 | $9,306,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 66,702 | $8,656,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 840,039 | $8,392,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 45,800 | $8,368,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 63,200 | $8,202,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 133,077 | $7,883,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 726,784 | $7,835,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 469,749 | $7,680,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 77,014 | $7,265,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 188,628 | $7,132,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 4,929,000 | $7,025,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 135,734 | $7,001,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 22,310 | $6,760,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4,497,000 | $6,555,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,051,717 | $5,983,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 593,100 | $5,925,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100,411 | $5,894,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 5,531 | $5,829,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 6,000,000 | $5,724,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 42,799 | $5,712,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 4,995,000 | $5,473,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 3,000,000 | $5,458,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 292,239 | $5,453,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 267,114 | $5,387,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 189,980 | $5,251,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000,000 | $5,102,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 5,219,000 | $5,093,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 212,300 | $5,079,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,735,000 | $5,078,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 147,949 | $4,983,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,756,000 | $4,866,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 5,450,000 | $4,858,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 189,202 | $4,810,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,455,000 | $4,675,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 127,998 | $4,592,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 4,500,000 | $4,570,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 51,444 | $4,533,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 4,000,000 | $4,387,000 | thousands by filing date | principal |
| VICI PPTYS INC COM | 925652109 | REIT | 199,780 | $4,372,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 4,850,000 | $4,317,000 | thousands by filing date | principal |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 209,853 | $4,299,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 5,250,000 | $4,182,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,417,000 | $4,182,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 4,098,000 | $4,173,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 4,147,000 | $4,146,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 4,000,000 | $3,998,000 | thousands by filing date | principal |
| DOWDUPONT INC | 26078J100 | COM | 74,150 | $3,953,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 35,200 | $3,907,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,935,000 | $3,841,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,438,000 | $3,831,000 | thousands by filing date | principal |
| DISNEY WALT CO | 254687956 | PUT | 34,320 | $3,811,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20,700 | $3,777,000 | thousands by filing date | put |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 2,900,000 | $3,722,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 15,939 | $3,349,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 104,946 | $3,301,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,710,876 | $3,216,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 118,375 | $3,185,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 3,000 | $3,151,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 153,899 | $3,136,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $3,121,000 | thousands by filing date | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 224,098 | $3,011,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,000 | $2,908,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 91,100 | $2,894,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 48,701 | $2,886,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 128,379 | $2,849,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 49,156 | $2,733,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 190,392 | $2,645,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 129,336 | $2,634,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,000,000 | $2,501,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 323,774 | $2,467,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,500,000 | $2,461,000 | thousands by filing date | principal |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 269,733 | $2,430,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 60,912 | $2,414,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 61,823 | $2,294,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 347,800 | $2,289,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 11,900 | $2,260,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,155,000 | $2,139,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 54,205 | $2,120,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 21,697 | $2,118,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,000,000 | $2,113,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 85,500 | $2,086,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,000,000 | $2,072,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 101,175 | $2,062,000 | thousands by filing date | call |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 207,427 | $2,027,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,655 | $2,018,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 23,000 | $1,992,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,612,000 | $1,977,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,038,000 | $1,953,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 61,430 | $1,926,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 116,376 | $1,920,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 58,000 | $1,894,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 120,417 | $1,894,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 37,897 | $1,894,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 42,300 | $1,815,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 64,738 | $1,809,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $1,806,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,100 | $1,799,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,672,000 | $1,782,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 19,348 | $1,774,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 66,900 | $1,768,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 40,300 | $1,761,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 97,500 | $1,736,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 102,276 | $1,715,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,500,000 | $1,684,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 85,025 | $1,640,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,558,402 | $1,625,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,464,000 | $1,616,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 44,000 | $1,574,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,650,000 | $1,557,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 97,232 | $1,554,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,000 | $1,552,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,000 | $1,550,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 40,000 | $1,529,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 54,644 | $1,502,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 31,272 | $1,500,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 72,800 | $1,493,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 7,333 | $1,473,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,463,000 | $1,472,000 | thousands by filing date | principal |
| LIVEPERSON, INC. | 538146101 | COM | 50,300 | $1,460,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 47,044 | $1,460,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,452,000 | $1,444,000 | thousands by filing date | principal |
| BEMIS INC | 081437105 | COM | 25,600 | $1,420,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 75,813 | $1,417,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 55,000 | $1,415,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 68,500 | $1,409,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 55,764 | $1,400,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 92,501 | $1,362,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 36,500 | $1,359,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 22,500 | $1,320,000 | thousands by filing date | call |
| PERSPECTA INC | 715347100 | COM | 65,131 | $1,317,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 40,994 | $1,302,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,000 | $1,297,000 | thousands by filing date | put |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 26,824 | $1,292,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 16,599 | $1,288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37,815 | $1,287,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 24,300 | $1,260,000 | thousands by filing date | |
| FOX CORP | 35137L955 | PUT | 34,320 | $1,260,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,363,000 | $1,259,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 85,451 | $1,248,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 154,598 | $1,243,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $1,229,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,700 | $1,211,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,029 | $1,207,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 71,304 | $1,207,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 65,583 | $1,175,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 54,054 | $1,169,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000,000 | $1,144,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 42,800 | $1,130,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 10,800 | $1,123,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 33,173 | $1,105,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 16,227 | $1,095,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 70,591 | $1,089,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,000,000 | $1,084,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,000 | $1,067,000 | thousands by filing date | put |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 40,500 | $1,057,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 40,900 | $1,052,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,716 | $1,052,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 234,817 | $1,050,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,000 | $1,038,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 13,400 | $1,030,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 100,087 | $1,026,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 41,800 | $1,020,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 2,000 | $1,015,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 31,000 | $1,013,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 47,303 | $1,011,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 23,577 | $1,007,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,000 | $1,007,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 5,500 | $1,005,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 30,900 | $990,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 28,000 | $990,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 13,100 | $971,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 189,700 | $967,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 100,975 | $965,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 17,497 | $928,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 62,856 | $907,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,673 | $902,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 148,343 | $897,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 52,378 | $896,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 53,977 | $895,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,500 | $891,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 174,600 | $889,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 27,455 | $881,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 76,746 | $872,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 54,273 | $871,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $871,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 13,901 | $865,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 69,500 | $865,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 41,600 | $863,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 208,728 | $862,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 40,124 | $860,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 139,316 | $857,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,000 | $854,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 900,000 | $848,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M209 | COM | 52,110 | $847,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 148,028 | $836,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 49,173 | $831,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 12,184 | $820,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,712 | $795,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,900 | $782,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 10,358 | $776,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,139 | $774,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,330 | $774,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 49,000 | $774,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 43,003 | $774,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $763,000 | thousands by filing date | put |
| United Parcel Service, Inc | 917286106 | COM | 45,617 | $762,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,923 | $757,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,000 | $755,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 70,856 | $745,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 500,000 | $744,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,628,511 | $732,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 85,093 | $728,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 64,279 | $718,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 59,700 | $717,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $703,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 84,994 | $702,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,663 | $695,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,500 | $692,000 | thousands by filing date | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 28,480 | $691,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 24,700 | $691,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 21,700 | $689,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,011 | $689,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,700 | $681,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 33,808 | $672,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,500 | $669,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,400 | $667,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 64,387 | $663,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 32,400 | $660,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 20,000 | $658,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 27,359 | $658,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 15,000 | $655,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 7,805 | $646,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 66,009 | $638,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 3,021,000 | $629,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 21,300 | $620,000 | thousands by filing date | put |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 553,000 | $611,000 | thousands by filing date | principal |
| NEW GERMANY FD INC | 644465106 | COM | 43,638 | $610,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,249 | $605,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 24,000 | $595,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 15,513 | $593,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 50,004 | $588,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,654 | $587,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,200 | $585,000 | thousands by filing date | call |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $584,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 114,200 | $582,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 3,971 | $573,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,209 | $570,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 19,366 | $570,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 53,725 | $570,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 12,444 | $557,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,400 | $556,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,400 | $556,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,800 | $550,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,500 | $550,000 | thousands by filing date | put |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 600,000 | $547,000 | thousands by filing date | principal |
| REXNORD CORP | 76169B102 | COMMON STOCK | 21,700 | $546,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 9,180 | $539,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 35,566 | $539,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 7,255 | $534,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,000 | $525,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 20,100 | $523,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 68,108 | $515,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 9,881 | $505,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,000 | $493,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,363 | $492,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 53,782 | $488,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 93,700 | $487,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 40,178 | $487,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,000 | $485,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 3,653 | $482,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 15,000 | $480,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $479,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,833 | $477,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,116 | $475,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,500 | $475,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,369 | $475,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 58,981 | $472,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 30,000 | $471,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 549,000 | $471,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 5,300 | $466,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,220 | $461,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,603 | $461,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 33,544 | $458,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 10,000 | $454,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,220 | $454,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 13,000 | $451,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 21,301 | $441,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 4,420 | $438,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 393,000 | $437,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 25,000 | $435,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,500 | $431,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $426,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $426,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 26,700 | $425,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 13,225 | $422,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,220 | $416,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,600 | $403,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 48,425 | $400,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 67,400 | $383,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,120 | $382,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,000 | $381,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,000 | $376,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,400 | $375,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 16,004 | $374,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,410 | $373,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 6,689 | $371,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 14,000 | $367,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 38,079 | $367,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,352 | $363,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 27,164 | $360,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 88,621 | $358,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,400 | $357,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 16,700 | $351,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $347,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 28,213 | $344,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,662 | $340,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,000 | $328,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,693 | $326,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 14,000 | $326,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 34,452 | $326,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 8,593 | $325,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 8,637 | $325,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,000 | $322,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 21,457 | $317,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 7,570 | $312,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 12,441 | $312,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,000 | $311,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,000 | $305,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,042 | $299,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,381 | $297,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10,854 | $297,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,282 | $296,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $294,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 18,760 | $290,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,901 | $287,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,454 | $287,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 13,917 | $285,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,340 | $281,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $280,000 | thousands by filing date | call |
| GNC Holdings | 36191GAB3 | CONV BOND | 340,000 | $280,000 | thousands by filing date | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 7,390 | $279,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 106,464 | $277,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 20,300 | $275,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 17,500 | $274,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,000 | $272,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,852 | $266,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 30,342 | $266,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,788 | $265,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,700 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,000 | $257,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,750 | $256,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,542 | $255,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,297 | $254,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 74,760 | $254,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,102 | $253,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 26,080 | $252,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 25,924 | $251,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 267,000 | $251,000 | thousands by filing date | principal |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,730 | $247,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,485 | $242,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,524 | $240,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,962 | $240,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 16,700 | $240,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 17,443 | $239,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $237,000 | thousands by filing date | |
| WABTEC | 929740958 | PUT | 3,204 | $236,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,000 | $235,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,899 | $234,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 333,802 | $234,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,631 | $231,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 7,900 | $231,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,244 | $229,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,843 | $227,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,000 | $225,000 | thousands by filing date | call |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,200 | $225,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,651 | $223,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,795 | $222,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,950 | $221,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 594,000 | $219,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 10,000 | $218,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 2,500 | $217,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,100 | $209,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,000 | $208,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 57,257 | $208,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,783 | $207,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 15,300 | $207,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,837 | $206,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $205,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 19,143 | $205,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 20,066 | $202,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,692 | $201,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $199,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 26,283 | $199,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,377 | $196,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,655 | $187,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 18,510 | $183,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,400 | $183,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,193 | $178,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,100 | $175,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 28,912 | $174,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,301 | $171,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 11,535 | $171,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $168,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,000 | $163,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 7,275 | $159,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 50,697 | $157,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,068 | $157,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,000 | $151,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 28,400 | $151,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,000 | $150,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 13,000 | $149,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5,200 | $144,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,382 | $144,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,000 | $135,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,000 | $135,000 | thousands by filing date | put |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 20,790 | $135,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 143,000 | $134,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,000 | $133,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 29,400 | $132,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,752 | $128,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,100 | $124,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 5,000 | $124,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 19,911 | $122,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 309 | $118,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,106 | $118,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 58,441 | $117,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,600 | $116,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,224 | $107,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 20,000 | $104,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,000 | $103,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 63,646 | $95,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,836 | $92,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,323 | $91,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 24,737 | $90,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,222 | $87,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,381 | $83,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 246,340 | $81,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,000 | $80,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 30,144 | $79,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,000 | $79,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,100 | $79,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 86,727 | $78,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,900 | $76,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 9,010 | $72,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 416,146 | $71,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 900 | $70,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 10,000 | $70,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,176 | $66,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 155,662 | $64,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 37,601 | $62,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,549 | $61,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 4,800 | $58,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,543 | $57,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,000 | $57,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,744 | $55,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 6,000 | $51,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,000 | $51,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 80,000 | $45,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-19-000006 | this filing | 2019-05-15 | acceptance time not in the bulk data set |