13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 530 holding rows worth $2,137,100,000.
- Accession
- 0001103646-18-000011
- Filer
- CIK 1103646
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 530 entries on the cover page, a total value of $2,137,100,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,137,100,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 3,606,740 | $264,049,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,510,568 | $95,301,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,221,200 | $89,403,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,534,708 | $88,514,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,230,917 | $81,265,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 27,576,000 | $66,647,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 33,323,000 | $59,833,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 732,602 | $55,005,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 33,629,000 | $51,125,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 14,305,000 | $38,526,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 104,200 | $35,735,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 322,525 | $27,279,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 22,250,000 | $26,768,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,942,000 | $25,649,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19,053,000 | $25,008,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 11,755,000 | $23,721,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 126,700 | $23,510,000 | thousands by filing date | call |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 14,597,000 | $22,622,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 265,818 | $22,512,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 118,600 | $22,005,000 | thousands by filing date | put |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 12,762,412 | $21,766,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 468,713 | $21,116,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 8,048,000 | $19,274,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 1,577,663 | $16,881,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,000,000 | $15,804,000 | thousands by filing date | principal |
| HESS CORP | 42809H404 | DEP PDF SR A | 205,339 | $15,442,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7,007,000 | $13,944,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 10,335,000 | $13,881,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 126,253 | $13,757,000 | thousands by filing date | |
| RH | 74967X103 | COM | 96,500 | $13,481,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 10,351,000 | $13,069,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 8,944,000 | $12,958,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 485,000 | $12,897,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 11,752,000 | $12,653,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 9,342,000 | $12,419,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 166,000 | $12,152,000 | thousands by filing date | call |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 9,500,000 | $11,970,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 219,600 | $11,796,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,996,379 | $11,686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 189,500 | $11,560,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 89,457 | $10,914,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,469,229 | $10,284,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 195,142 | $9,978,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 7,500,000 | $9,962,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 7,518,000 | $9,728,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 7,983,000 | $9,710,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 84,200 | $9,201,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 670,300 | $9,124,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 7,500,000 | $8,578,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 13,500,000 | $8,570,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 7,315,000 | $8,539,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,000,000 | $8,333,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 93,600 | $8,311,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 8,275,000 | $7,931,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 203,000 | $7,710,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 235,777 | $7,572,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 172,100 | $7,456,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 721,361 | $7,416,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,002,000 | $7,096,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 270,948 | $6,909,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 3,000,000 | $6,875,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 6,000,000 | $6,875,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 5,250,000 | $6,725,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 727,675 | $6,646,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 4,327,000 | $6,473,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572108 | CL B | 22,310 | $6,392,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100,411 | $6,251,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 302,819 | $6,250,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 858,700 | $5,814,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 426,786 | $5,809,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 61,074 | $5,783,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 5,650,000 | $5,740,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 200,000 | $5,638,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 36,939 | $5,632,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,544,000 | $5,585,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 4,500,000 | $5,366,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,505,000 | $5,332,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 5,000,000 | $5,290,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 187,400 | $5,283,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 105,000 | $5,217,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 161,590 | $5,189,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 134,545 | $5,183,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,136,000 | $5,009,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 110,200 | $4,777,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 94,500 | $4,656,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 75,100 | $4,581,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 103,900 | $4,537,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 147,949 | $4,277,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 56,407 | $4,267,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 97,753 | $4,173,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 11,676 | $4,004,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,000,000 | $3,902,000 | thousands by filing date | principal |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 4,610,000 | $3,792,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 2,745,000 | $3,758,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 183,181 | $3,748,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,500,000 | $3,672,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150,000 | $3,647,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 21,550 | $3,638,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,500,000 | $3,628,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 2,553,000 | $3,624,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,500,000 | $3,547,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23,900 | $3,496,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 3,000,000 | $3,485,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,504,000 | $3,399,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,949,849 | $3,373,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 3,000,000 | $3,335,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 82,180 | $3,238,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 2,500,000 | $3,224,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 3,130,000 | $3,193,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 115,000 | $3,058,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 54,258 | $2,999,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 2,000,000 | $2,967,000 | thousands by filing date | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 197,342 | $2,964,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 3,000,000 | $2,953,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 60,900 | $2,900,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 66,200 | $2,880,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 127,379 | $2,871,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 238,657 | $2,788,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 60,912 | $2,787,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 60,141 | $2,776,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 31,679 | $2,740,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,500,000 | $2,659,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,839,000 | $2,634,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,500,000 | $2,625,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 75,237 | $2,596,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,625 | $2,559,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,900 | $2,493,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 8,915 | $2,490,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,776 | $2,489,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 158,400 | $2,438,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 2,355,000 | $2,431,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 48,614 | $2,384,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 66,177 | $2,349,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 130,518 | $2,315,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 167,238 | $2,276,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 1,500,000 | $2,257,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 17,000 | $2,247,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 120,585 | $2,246,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,000 | $2,219,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 49,156 | $2,216,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 40,700 | $2,187,000 | thousands by filing date | call |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,500,000 | $2,146,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,613 | $2,137,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AB0 | NOTE 4.250%11/1 | 2,100,000 | $2,106,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 118,445 | $2,094,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 138,500 | $2,077,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 16,196 | $1,980,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 75,743 | $1,947,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $1,940,000 | thousands by filing date | |
| CORSICANTO II DESIGNATED ACT | 220485AB2 | NOTE 3.500% 1/2 | 1,700,000 | $1,900,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,200 | $1,880,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 350,664 | $1,879,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,400,000 | $1,875,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 110,800 | $1,860,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 69,244 | $1,819,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 39,700 | $1,813,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,400 | $1,740,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 718,992 | $1,661,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 12,500 | $1,660,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 44,000 | $1,659,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 91,636 | $1,659,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 21,400 | $1,655,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 42,600 | $1,618,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 45,815 | $1,618,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 11,000 | $1,609,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 34,952 | $1,585,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 10,862 | $1,546,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 117,400 | $1,537,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 38,234 | $1,527,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 40,000 | $1,468,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 64,503 | $1,464,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 84,310 | $1,440,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 91,248 | $1,437,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 154,598 | $1,411,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 27,792 | $1,401,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 177,100 | $1,396,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 82,996 | $1,383,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,333 | $1,369,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,396,000 | $1,367,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 63,189 | $1,341,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 22,992 | $1,324,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 72,302 | $1,322,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $1,311,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 71,600 | $1,291,000 | thousands by filing date | put |
| FNB Bancorp | 302515101 | Common | 35,169 | $1,290,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 62,893 | $1,263,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 90,750 | $1,256,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 23,666 | $1,247,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 12,272 | $1,231,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,075 | $1,217,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,500 | $1,175,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,168,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,181,000 | $1,167,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 105,889 | $1,163,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,029 | $1,148,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 65,629 | $1,134,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 55,131 | $1,133,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 77,191 | $1,127,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 15,000 | $1,114,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 52,110 | $1,090,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 56,637 | $1,076,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 12,184 | $1,061,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 30,871 | $1,059,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 42,663 | $1,035,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 93,998 | $1,031,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,000 | $1,025,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 16,227 | $1,007,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,600 | $999,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 14,901 | $997,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 20,000 | $985,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 35,158 | $980,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,500 | $979,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 13,600 | $978,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 95,036 | $970,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,000,000 | $970,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 48,000 | $964,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 179,100 | $960,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 45,498 | $950,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 36,919 | $944,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 10,551 | $936,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 50,280 | $933,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 102,000 | $918,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 43,003 | $890,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 72,070 | $888,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,769,231 | $885,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 95,975 | $881,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 139,316 | $872,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 60,856 | $858,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,000 | $852,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 39,908 | $850,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $849,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 54,934 | $847,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,712 | $841,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $838,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,000 | $831,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 52,000 | $827,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 679,000 | $826,000 | thousands by filing date | principal |
| CORPORATE CAP TR INC | 219880101 | COM | 52,167 | $815,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 49,944 | $811,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 77,872 | $808,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 148,028 | $805,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 23,783 | $802,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 84,994 | $785,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 20,300 | $784,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 85,093 | $781,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 42,338 | $772,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,011 | $763,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,280 | $761,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 11,398 | $757,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 776,000 | $756,000 | thousands by filing date | principal |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $753,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 42,700 | $737,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 137,461 | $737,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 17,000 | $732,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,000 | $726,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 7,901 | $718,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 40,671 | $713,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 70,856 | $710,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,083 | $709,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,400 | $703,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,000 | $688,000 | thousands by filing date | put |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 64,420 | $683,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 32,203 | $673,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $671,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 40,893 | $661,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $655,000 | thousands by filing date | put |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $653,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 41,800 | $648,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 26,301 | $648,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 27,359 | $634,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 15,700 | $629,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 38,000 | $629,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 31,791 | $625,000 | thousands by filing date | call |
| KOREA FD INC | 500634209 | COM NEW | 16,248 | $622,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,220 | $614,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $611,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 3,500 | $605,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 14,400 | $601,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 17,950 | $593,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,663 | $593,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 58,981 | $592,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 118,736 | $592,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 51,240 | $589,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,220 | $578,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 60,782 | $577,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,373 | $576,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 12,437 | $571,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 28,964 | $570,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 46,504 | $563,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 25,057 | $560,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,896 | $559,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 19,400 | $556,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 7,914 | $551,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 35,566 | $549,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,363 | $548,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,400 | $531,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 26,000 | $531,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $524,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 42,480 | $520,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 208,728 | $505,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 530,000 | $497,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 500,000 | $494,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,500 | $493,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 5,000 | $490,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 34,481 | $484,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $476,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $476,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 20,000 | $473,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 20,000 | $473,000 | thousands by filing date | put |
| STEADYMED LTD | M84920103 | SHS | 104,535 | $470,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 38,012 | $469,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 25,080 | $457,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 47,458 | $455,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,000 | $448,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 33,544 | $445,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 19,169 | $443,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 88,621 | $440,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,000 | $437,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 18,194 | $431,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,094 | $431,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 55,800 | $426,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 653,000 | $425,000 | thousands by filing date | principal |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 48,425 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,500 | $420,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 8,188 | $418,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $414,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,410 | $410,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,300 | $402,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 14,142 | $402,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 38,548 | $398,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 10,700 | $393,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,000 | $390,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 160,662 | $382,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 43,366 | $382,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $380,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $376,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,125 | $374,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,340 | $370,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 8,300 | $365,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 8,300 | $365,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 22,126 | $362,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135,351 | $362,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,000 | $358,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,730 | $355,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,794 | $354,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 34,452 | $353,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 45,400 | $352,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 594,000 | $348,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6,900 | $335,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 8,191 | $332,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,100 | $328,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 35,455 | $328,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,662 | $325,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 30,000 | $324,000 | thousands by filing date | put |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,048 | $314,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 9,862 | $313,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,817 | $312,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,954 | $310,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 18,260 | $302,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,402 | $296,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,000 | $294,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 41,000 | $293,000 | thousands by filing date | put |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 23,122 | $291,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,000 | $284,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 4,500 | $277,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10,854 | $276,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,901 | $274,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,852 | $271,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 16,700 | $271,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 9,900 | $270,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,750 | $270,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 11,280 | $267,000 | thousands by filing date | call |
| ANCHOR | 032838104 | COMMON STOCK | 10,177 | $266,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,900 | $263,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 33,993 | $263,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 18,290 | $261,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,400 | $261,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 16,004 | $258,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $257,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,282 | $256,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,795 | $256,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 34,500 | $254,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 26,080 | $253,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 9,600 | $249,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 22,610 | $246,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,622 | $245,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,000 | $243,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,102 | $243,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,700 | $240,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 7,202 | $238,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,000 | $236,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,100 | $229,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,918 | $227,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,300 | $227,000 | thousands by filing date | put |
| GNC Holdings | 36191GAB3 | CONV BOND | 340,000 | $224,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 364,427 | $222,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 7,190 | $220,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,884 | $220,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,309 | $218,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 104,410 | $216,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 20,790 | $214,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,150 | $213,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,500 | $213,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 18,510 | $212,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 9,828 | $211,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,319 | $211,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 700 | $208,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,400 | $206,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,692 | $206,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,100 | $202,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 20,066 | $201,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,651 | $198,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 10,818 | $198,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,800 | $198,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,837 | $197,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,300 | $191,000 | thousands by filing date | put |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 15,202 | $186,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 24,527 | $185,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 28,912 | $184,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,100 | $182,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,068 | $178,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,783 | $177,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,175 | $177,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,000 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,000 | $172,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 42,543 | $172,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,197 | $171,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 16,215 | $167,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,000 | $166,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 16,300 | $165,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,643 | $164,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,900 | $163,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 24,511 | $160,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,000 | $157,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 908 | $157,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,800 | $157,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,360 | $154,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,500 | $154,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,100 | $152,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,382 | $149,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,700 | $148,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,452 | $148,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 31,144 | $146,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 57,257 | $146,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 32,857 | $144,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 83,200 | $143,000 | thousands by filing date | put |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 58,441 | $143,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,381 | $141,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,106 | $139,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,000 | $138,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,693 | $134,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 20,000 | $133,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 63,646 | $132,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 13,300 | $131,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 74,800 | $130,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 47,251 | $130,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 51,950 | $129,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,836 | $127,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,500 | $124,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,500 | $124,000 | thousands by filing date | call |
| BIGLARI HLDGS INC | 08986R408 | CMN | 130 | $124,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 28,221 | $123,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,400 | $122,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,300 | $118,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,400 | $116,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 6,700 | $115,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 143,000 | $115,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 10,323 | $114,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,100 | $113,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 47,523 | $113,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 5,739 | $113,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,000 | $112,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 14,549 | $112,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 13,800 | $109,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 37,601 | $107,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 4,826 | $106,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,224 | $102,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 24,737 | $100,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 10,500 | $97,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $95,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,000 | $93,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 10,000 | $92,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,000 | $91,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,000 | $90,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 5,000 | $89,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,222 | $84,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,092 | $83,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,100 | $82,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,000 | $82,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 1,028 | $79,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 2,511 | $77,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 829 | $74,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,697 | $73,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 54,980 | $72,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 57,536 | $69,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 6,000 | $64,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 27,000 | $63,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,000 | $62,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 10,000 | $59,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,000 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-18-000011 | this filing | 2018-08-14 | acceptance time not in the bulk data set |