13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 616 holding rows worth $2,046,841,000.
- Accession
- 0001103646-17-000007
- Filer
- CIK 1103646
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 616 entries on the cover page, a total value of $2,046,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,046,841,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,510,568 | $119,227,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,701,360 | $112,698,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 594,600 | $102,695,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 22,509,000 | $83,982,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,541,424 | $67,023,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 159,667 | $54,465,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,334,657 | $53,688,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 17,830,000 | $46,406,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 24,576,000 | $42,541,000 | thousands by filing date | principal |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 102,179 | $40,907,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 28,278,000 | $39,106,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 18,353,000 | $33,777,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 32,291,000 | $32,352,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 513,100 | $30,668,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 266,089 | $30,506,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 402,329 | $30,208,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 20,510,000 | $29,194,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15,500,000 | $27,058,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 14,405,000 | $26,041,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 11,490,000 | $21,025,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 13,630,000 | $18,425,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 16,405,000 | $18,399,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 196,900 | $18,126,000 | thousands by filing date | put |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,474,130 | $17,115,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 12,000,000 | $16,656,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 7,250,000 | $15,217,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 12,500,000 | $15,124,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 580,000 | $14,999,000 | thousands by filing date | put |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 236,084 | $14,934,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7,829,000 | $13,878,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 146,900 | $13,524,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 243,142 | $13,477,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 9,179,000 | $11,366,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 98,600 | $11,150,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,250,000 | $10,552,000 | thousands by filing date | principal |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 268,131 | $10,458,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 8,000,000 | $10,437,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 11,000,000 | $10,417,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 7,218,000 | $10,406,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 8,280,000 | $9,866,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 9,756,000 | $9,778,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,760,000 | $9,625,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 220,557 | $9,242,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 7,269,000 | $9,199,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 134,600 | $8,916,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,387,000 | $8,584,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 3,000,000 | $8,539,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 4,017,000 | $8,403,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 5,251,000 | $8,112,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 99,588 | $7,689,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 104,311 | $7,665,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 193,197 | $7,546,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 6,474,000 | $7,358,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 320,893 | $7,191,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 682,331 | $6,960,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 721,235 | $6,865,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,000,000 | $6,766,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 471,712 | $6,676,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 95,300 | $6,466,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 265,762 | $6,439,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 6,050,000 | $6,305,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,000,000 | $6,150,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 123,000 | $5,837,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 221,773 | $5,735,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,433,000 | $5,634,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 70,601 | $5,384,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,418,000 | $5,380,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 3,510,000 | $5,325,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 56,407 | $5,312,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 77,261 | $5,221,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 43,716 | $5,140,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 948,333 | $5,102,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 22,310 | $5,021,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 5,000,000 | $4,974,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,500,000 | $4,964,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 223,895 | $4,814,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 109,587 | $4,589,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 92,300 | $4,382,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 37,000 | $4,318,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 41,580 | $4,318,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,121 | $4,312,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 83,700 | $4,267,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 54,384 | $4,259,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 219,773 | $4,215,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 22,708 | $4,202,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 164,281 | $4,066,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 76,900 | $4,055,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 4,500,000 | $4,047,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 37,000 | $4,040,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 4,000,000 | $3,984,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 40,000 | $3,870,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 4,000,000 | $3,850,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 32,236 | $3,763,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,000,000 | $3,758,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 20,000 | $3,701,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 151,847 | $3,684,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 74,470 | $3,653,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 216,281 | $3,651,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,900,000 | $3,556,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,500,000 | $3,534,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 865,000 | $3,451,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,500,000 | $3,440,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 26,600 | $3,433,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 130,564 | $3,430,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 256,600 | $3,427,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,716,000 | $3,359,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 28,000 | $3,355,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 160,009 | $3,286,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 408,004 | $3,251,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,860,000 | $3,225,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317303 | COM NEW | 31,020 | $3,178,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 2,000,000 | $3,169,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 2,500,000 | $3,126,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 195,888 | $3,105,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,680,000 | $3,061,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,557,262 | $3,052,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 39,500 | $3,039,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,500,000 | $3,030,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 67,082 | $3,024,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,500,000 | $3,022,000 | thousands by filing date | principal |
| NOBLE ENERGY INC | 655044105 | COM | 105,974 | $3,006,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 188,442 | $2,988,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 237,300 | $2,919,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 196,956 | $2,897,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,800,000 | $2,891,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,500,000 | $2,851,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 170,656 | $2,821,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,221 | $2,802,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 144,509 | $2,792,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 89,000 | $2,746,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 17,600 | $2,713,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 22,500 | $2,625,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 191,331 | $2,579,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 45,000 | $2,555,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 60,604 | $2,540,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 2,500,000 | $2,539,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 131,500 | $2,523,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 2,500,000 | $2,515,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,500,000 | $2,492,000 | thousands by filing date | principal |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 91,947 | $2,478,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 61,100 | $2,468,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 316,300 | $2,436,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 140,848 | $2,386,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 28,200 | $2,323,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,657,000 | $2,194,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 67,829 | $2,163,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 2,300,000 | $2,149,000 | thousands by filing date | principal |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 137,528 | $2,137,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 152,100 | $2,128,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 15,638 | $2,108,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,500 | $2,101,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,900,000 | $2,023,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 34,937 | $2,011,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 30,071 | $1,990,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 165,252 | $1,948,000 | thousands by filing date | put |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $1,943,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 210,875 | $1,898,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 28,600 | $1,896,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,788,000 | $1,894,000 | thousands by filing date | principal |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 47,791 | $1,893,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 30,221 | $1,887,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 99,118 | $1,883,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 149,600 | $1,840,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 72,175 | $1,831,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,809,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,544,000 | $1,773,000 | thousands by filing date | principal |
| RH | 74967X103 | COM | 25,200 | $1,771,000 | thousands by filing date | put |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 14,530 | $1,769,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 312,542 | $1,753,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 17,600 | $1,741,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 35,000 | $1,710,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 100,400 | $1,694,000 | thousands by filing date | put |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,700,000 | $1,685,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 44,000 | $1,650,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,250,000 | $1,638,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 206,800 | $1,623,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 59,372 | $1,615,000 | thousands by filing date | |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 1,500,000 | $1,575,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 32,062 | $1,566,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 64,700 | $1,565,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,629 | $1,562,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,100,000 | $1,559,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 16,500 | $1,543,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,075 | $1,532,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 63,350 | $1,507,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,202,384 | $1,473,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 83,656 | $1,442,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,800 | $1,413,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 150,481 | $1,411,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 769 | $1,408,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,350,000 | $1,391,000 | thousands by filing date | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $1,389,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 28,000 | $1,389,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 145,598 | $1,377,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 26,215 | $1,366,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,333 | $1,344,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,500,000 | $1,332,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 14,000 | $1,302,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 76,000 | $1,302,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 98,100 | $1,301,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,515 | $1,298,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 34,500 | $1,264,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q105 | COM | 36,300 | $1,256,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 23,524 | $1,254,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 53,772 | $1,239,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,000,000 | $1,239,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 52,110 | $1,237,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 20,441 | $1,216,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,679 | $1,206,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,000,000 | $1,197,000 | thousands by filing date | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,194,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 85,671 | $1,189,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 30,000 | $1,180,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 9,300 | $1,168,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 59,461 | $1,168,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 45,850 | $1,156,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 48,845 | $1,151,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,000 | $1,143,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9,926 | $1,123,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 23,666 | $1,117,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 12,652 | $1,115,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 43,864 | $1,111,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 223,629 | $1,105,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 17,727 | $1,100,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,000,000 | $1,100,000 | thousands by filing date | principal |
| ABERDEEN INDIA FD INC | 454089103 | COM | 40,920 | $1,096,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,901 | $1,084,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 11,758 | $1,083,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 30,000 | $1,079,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 135,400 | $1,079,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 3,155 | $1,076,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 11,256 | $1,075,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 19,000 | $1,054,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 75,926 | $1,049,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 78,500 | $1,048,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 82,000 | $1,046,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 8,300 | $1,035,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 5,500 | $1,028,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,722 | $1,026,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 91,760 | $1,024,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 28,269 | $1,018,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,000,000 | $1,014,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 74,300 | $981,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 82,134 | $976,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 63,090 | $955,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 15,700 | $954,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 75,029 | $950,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 43,003 | $936,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 91,669 | $935,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 14,340 | $921,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 88,043 | $919,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 18,800 | $918,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,350 | $894,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 34,136 | $882,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 35,300 | $878,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,000 | $868,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 66,828 | $860,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 35,000 | $847,000 | thousands by filing date | put |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 72,755 | $847,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 61,397 | $842,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,394 | $815,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 182,661 | $815,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,000 | $814,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,546 | $812,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 51,579 | $812,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7,575 | $799,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 20,496 | $797,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,000 | $795,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 13,700 | $795,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,500 | $783,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 85,600 | $780,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 55,422 | $774,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,608 | $773,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 85,093 | $772,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,500 | $770,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,000 | $769,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 50,402 | $767,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 57,537 | $762,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 176,600 | $759,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 40,746 | $757,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 85,500 | $756,000 | thousands by filing date | put |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 63,955 | $750,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 27,000 | $745,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 45,000 | $744,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 40,893 | $736,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 28,559 | $735,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 26,856 | $734,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,000 | $731,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 93,228 | $725,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 34,408 | $716,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 70,856 | $716,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 40,500 | $713,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,975,123 | $711,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 40,551 | $705,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,000 | $696,000 | thousands by filing date | put |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 301,980 | $692,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 15,737 | $686,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,000 | $679,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 27,359 | $676,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 27,232 | $675,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,300 | $674,000 | thousands by filing date | put |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $674,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,373 | $671,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 18,900 | $664,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,663 | $663,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 15,200 | $662,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 16,348 | $661,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 57,300 | $659,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 17,950 | $657,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,847 | $657,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 12,437 | $655,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,925 | $642,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,800 | $622,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 30,574 | $622,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,653 | $619,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,313 | $618,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 35,566 | $618,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 89,600 | $610,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 30,000 | $609,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 12,000 | $608,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 11,937 | $605,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,800 | $600,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 5,000 | $588,000 | thousands by filing date | put |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $588,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 16,077 | $587,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,700 | $581,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 11,400 | $581,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,500 | $577,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 45,012 | $575,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 6,000 | $567,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $563,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 63,900 | $562,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 54,921 | $550,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 25,783 | $549,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $547,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,497 | $547,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 90,621 | $545,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 20,300 | $533,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 9,700 | $530,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,600 | $528,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 33,544 | $528,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 264,800 | $520,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,100 | $520,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 653,000 | $517,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 9,483 | $515,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,800 | $511,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 14,200 | $510,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 48,981 | $507,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 21,454 | $507,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,410 | $503,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 99,300 | $501,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $500,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $500,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,220 | $498,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 20,000 | $498,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,500 | $493,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 38,200 | $484,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,400 | $482,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 500,000 | $481,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 49,306 | $480,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 17,120 | $479,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 17,490 | $475,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $473,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 20,000 | $472,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 27,500 | $466,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 21,700 | $466,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,220 | $464,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,363 | $460,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 25,000 | $460,000 | thousands by filing date | put |
| BANK OF AMERICA CORP | 060505153 | CMN | 585,649 | $458,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 30,781 | $456,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 8,188 | $454,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 35,487 | $450,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,928 | $446,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 17,500 | $441,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 19,872 | $441,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,500 | $439,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 5,000 | $436,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,500 | $432,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 24,900 | $430,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,900 | $426,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 69,800 | $426,000 | thousands by filing date | put |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 236,683 | $426,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $423,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 10,486 | $422,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,900 | $419,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,300 | $416,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 34,205 | $413,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 17,069 | $407,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 43,364 | $407,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,000 | $406,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 4,329 | $404,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 7,401 | $403,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 34,510 | $400,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,914 | $396,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 39,750 | $390,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,500 | $386,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,600 | $384,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,182 | $381,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,754 | $380,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,958 | $377,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,500 | $377,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 2,000 | $370,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 10,000 | $367,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 34,452 | $366,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 23,000 | $365,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,730 | $364,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,300 | $363,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,100 | $363,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,409 | $363,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 22,000 | $363,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 22,000 | $363,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 3,300 | $360,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 49,144 | $359,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,662 | $353,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 12,462 | $348,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 22,102 | $343,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 16,072 | $343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,000 | $341,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,309 | $338,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $338,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,901 | $336,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 39,750 | $334,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,457 | $332,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 25,037 | $332,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 6,186 | $328,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,500 | $326,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 47,857 | $325,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $322,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 11,050 | $320,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,402 | $319,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,340 | $319,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 8,191 | $319,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,000 | $316,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 57,800 | $316,000 | thousands by filing date | put |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 34,763 | $311,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,817 | $309,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 35,455 | $308,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 11,797 | $306,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15,382 | $302,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,000 | $296,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 17,500 | $295,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 2,500 | $294,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 22,837 | $294,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 33,993 | $293,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 18,300 | $290,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 51,000 | $290,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 220 | $289,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,000 | $288,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 8,100 | $287,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,400 | $283,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,100 | $280,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 17,663 | $279,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,300 | $278,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 27,118 | $278,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,852 | $277,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 140,400 | $276,000 | thousands by filing date | put |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 594,000 | $273,000 | thousands by filing date | principal |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,750 | $270,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 743 | $270,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 20,450 | $267,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,000 | $265,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 57,257 | $260,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,761 | $259,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,452 | $258,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,932 | $248,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,700 | $247,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 340,000 | $247,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 44,300 | $245,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 104,410 | $245,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,783 | $244,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 26,080 | $244,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,985 | $243,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,150 | $238,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,100 | $238,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,000 | $236,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,966 | $235,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 24,511 | $235,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,114 | $234,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 16,700 | $232,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 37,651 | $230,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,000 | $228,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $224,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,500 | $222,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 28,553 | $220,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 218,000 | $219,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 27,400 | $218,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 37,507 | $216,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 9,828 | $215,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 31,144 | $214,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 20,000 | $214,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 18,510 | $212,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,000 | $211,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 7,820 | $207,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,800 | $207,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,465 | $205,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,697 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,500 | $202,000 | thousands by filing date | put |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 12,355 | $198,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,100 | $197,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-17-000007 | this filing | 2017-11-14 | acceptance time not in the bulk data set |