13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 675 holding rows worth $1,684,304,000.
- Accession
- 0001103646-16-000010
- Filer
- CIK 1103646
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 675 entries on the cover page, a total value of $1,684,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,684,304,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,510,568 | $106,323,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 1,056,456 | $64,052,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,929,000 | $48,561,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,275,000 | $43,363,000 | thousands by filing date | put |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 35,112,000 | $43,084,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,056,734 | $36,770,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 30,884,000 | $36,151,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 24,735,000 | $35,399,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 1,059,314 | $35,232,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,023,586 | $34,813,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 7,710,000 | $30,446,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 23,110,000 | $29,745,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 14,425,000 | $24,276,000 | thousands by filing date | principal |
| ANACOR PHARMACEUTICALS INC | 032420AC5 | Bond | 6,560,000 | $23,871,000 | thousands by filing date | principal |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,464,604 | $19,055,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 9,500,000 | $18,646,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 13,700,000 | $18,164,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,000,112 | $16,716,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 125,579 | $16,132,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 11,700,000 | $15,759,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 9,308,000 | $15,399,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 544,600 | $15,066,000 | thousands by filing date | put |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 8,750,000 | $14,545,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 459,100 | $14,301,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 339,008 | $13,600,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 565,000 | $13,464,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 243,199 | $12,911,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,210,000 | $12,623,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 245,500 | $12,525,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 373,085 | $11,621,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 48,100 | $11,544,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 232,300 | $11,475,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,369,000 | $10,233,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 177,456 | $9,750,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 281,600 | $9,577,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 50,974 | $9,460,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 198,800 | $9,211,000 | thousands by filing date | put |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 17,044,000 | $8,720,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200,000 | $8,692,000 | thousands by filing date | call |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 8,370,000 | $8,271,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 6,500,000 | $8,187,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 104,076 | $8,113,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 310,407 | $7,971,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,903,000 | $7,871,000 | thousands by filing date | principal |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 7,105,000 | $7,692,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 6,500,000 | $7,691,000 | thousands by filing date | principal |
| BROADCOM CORP | 111320107 | CL A | 131,955 | $7,630,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 295,329 | $7,581,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 5,975,000 | $7,565,000 | thousands by filing date | principal |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 7,500,000 | $7,350,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 6,500,000 | $7,035,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 1,373,400 | $6,989,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 453,100 | $6,919,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 168,509 | $6,614,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 150,800 | $6,388,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 6,335,000 | $6,249,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 4,000,000 | $6,192,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 69,900 | $6,179,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 78,400 | $6,111,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,750,000 | $5,893,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 6,061,000 | $5,828,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 62,769 | $5,647,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 76,700 | $5,584,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 194,218 | $5,576,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 442,754 | $5,486,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 105,428 | $5,427,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 105,000 | $5,405,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,051,097 | $5,308,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 684,498 | $5,298,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 280,286 | $5,225,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 451,600 | $4,977,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 5,205,000 | $4,957,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 4,800,000 | $4,954,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 9,200,000 | $4,891,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,457,000 | $4,733,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,197,000 | $4,727,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 310,535 | $4,634,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,981,000 | $4,586,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,694,000 | $4,475,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 49,600 | $4,461,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 357,258 | $4,398,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 2,500,000 | $4,359,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 4,275,000 | $4,222,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 78,392 | $4,202,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 66,996 | $4,152,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 3,000,000 | $4,061,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 91,200 | $4,057,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 90,800 | $4,038,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 81,100 | $3,940,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 66,900 | $3,870,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 101,600 | $3,862,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 79,200 | $3,848,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 26,500 | $3,847,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 80,700 | $3,768,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 88,300 | $3,739,000 | thousands by filing date | put |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 2,500,000 | $3,736,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 4,224,000 | $3,689,000 | thousands by filing date | principal |
| PEPCO HOLDINGS INC | 713291102 | COM | 139,594 | $3,631,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,100,000 | $3,598,000 | thousands by filing date | principal |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 233,086 | $3,482,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 274,526 | $3,478,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,525,000 | $3,450,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 204,364 | $3,439,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,500,000 | $3,380,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,500,000 | $3,347,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 4,335,000 | $3,297,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 86,712 | $3,296,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 73,470 | $3,267,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 45,200 | $3,200,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,504,000 | $3,179,000 | thousands by filing date | principal |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 167,266 | $3,133,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 22,310 | $3,079,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 2,250,000 | $3,047,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 710,865 | $3,023,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 3,576,000 | $3,014,000 | thousands by filing date | principal |
| CLECO CORP NEW | 12561W105 | COM | 57,578 | $3,006,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 36,900 | $2,999,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 2,750,000 | $2,972,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 20,584 | $2,972,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 89,900 | $2,927,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27,900 | $2,923,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 4,253,000 | $2,844,000 | thousands by filing date | principal |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,426,672 | $2,839,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 73,512 | $2,835,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 214,527 | $2,832,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 26,200 | $2,760,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 39,400 | $2,664,000 | thousands by filing date | call |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,000,000 | $2,626,000 | thousands by filing date | principal |
| BROADCOM CORP | 111320107 | CL A | 45,000 | $2,602,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 155,130 | $2,578,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 455,300 | $2,566,000 | thousands by filing date | put |
| Liberty Media Corp | 531229300 | COMMON STOCK | 67,364 | $2,565,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 34,572 | $2,447,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $2,444,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 82,137 | $2,435,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 78,800 | $2,396,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 44,000 | $2,356,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 121,358 | $2,312,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 75,454 | $2,295,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 37,680 | $2,289,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,456 | $2,275,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 33,500 | $2,264,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 100,040 | $2,232,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 2,018,000 | $2,231,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,929 | $2,223,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,100 | $2,221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 54,797 | $2,168,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 44,223 | $2,129,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 49,000 | $2,119,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,000,000 | $2,115,000 | thousands by filing date | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 293,428 | $2,104,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 63,200 | $2,062,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 136,500 | $2,037,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 402,752 | $2,018,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 2,394,000 | $2,014,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 27,500 | $2,002,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 96,144 | $1,976,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 2,000,000 | $1,943,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 41,950 | $1,936,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 55,553 | $1,912,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 80,000 | $1,895,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 2,195,000 | $1,862,000 | thousands by filing date | principal |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 66,778 | $1,860,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,000,000 | $1,823,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 403,900 | $1,816,000 | thousands by filing date | put |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 1,000,000 | $1,816,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,251,000 | $1,808,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 333,800 | $1,802,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,748,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 33,650 | $1,738,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 2,000,000 | $1,732,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 29,074 | $1,722,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,000,000 | $1,717,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 55,000 | $1,713,000 | thousands by filing date | call |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 137,323 | $1,706,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000,000 | $1,698,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 32,601 | $1,687,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 61,500 | $1,676,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,076,000 | $1,676,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 14,000 | $1,654,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3,000,000 | $1,626,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,900 | $1,620,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 63,032 | $1,611,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 48,341 | $1,577,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 2,853,000 | $1,573,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 39,007 | $1,568,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 155,144 | $1,559,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 30,000 | $1,548,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,518,000 | $1,548,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 25,125 | $1,526,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 152,599 | $1,525,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 24,600 | $1,524,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 198,427 | $1,522,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 19,100 | $1,517,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,467,000 | $1,507,000 | thousands by filing date | principal |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 191,194 | $1,468,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 52,510 | $1,426,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,350 | $1,422,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 30,722 | $1,420,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 41,472 | $1,389,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 97,600 | $1,381,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 26,500 | $1,368,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 40,707 | $1,360,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 62,000 | $1,345,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 71,530 | $1,327,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 29,366 | $1,325,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 25,842 | $1,318,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 79,897 | $1,302,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 8,028 | $1,299,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 24,100 | $1,292,000 | thousands by filing date | put |
| DYAX CORP | 26746E103 | COM | 34,150 | $1,284,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,664 | $1,283,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 80,000 | $1,257,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 125,000 | $1,256,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 85,500 | $1,250,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 23,194 | $1,242,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 45,453 | $1,228,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,899,000 | $1,224,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 26,772 | $1,213,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 90,000 | $1,206,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 4,735,000 | $1,199,000 | thousands by filing date | principal |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 330,100 | $1,190,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,561 | $1,188,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 737,700 | $1,167,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 22,450 | $1,165,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 146,098 | $1,163,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 83,656 | $1,157,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 102,454 | $1,153,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,500,000 | $1,139,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 10,500 | $1,107,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 5,800 | $1,073,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,000 | $1,063,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,000 | $1,061,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 22,500 | $1,051,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 213,230 | $1,038,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,000 | $1,037,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 35,500 | $1,028,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39,337 | $1,019,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15,000 | $973,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 7,333 | $968,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 8,330 | $967,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 23,882 | $934,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 40,920 | $931,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 411,500 | $921,000 | thousands by filing date | put |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 55,390 | $907,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 23,000 | $901,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 10,000 | $900,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 63,507 | $900,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,000 | $900,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 51,858 | $895,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 195,704 | $894,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,139 | $888,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 63,374 | $883,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,760,000 | $880,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 57,492 | $874,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 43,767 | $871,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,000 | $864,000 | thousands by filing date | put |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 125,281 | $864,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 22,876 | $862,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,176 | $861,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,500 | $858,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 10,031 | $855,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,000 | $852,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $849,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 24,345 | $848,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 84,644 | $847,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,258 | $845,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,343 | $822,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 12,080 | $815,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 7,572 | $812,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 7,933 | $811,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 327,100 | $810,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 190,000 | $802,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,106 | $793,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 44,000 | $792,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 16,178 | $786,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 32,047 | $784,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 28,322 | $784,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,650 | $776,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 73,399 | $775,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 1,000,000 | $770,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 50,100 | $765,000 | thousands by filing date | call |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,000,000 | $756,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 25,000 | $755,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 28,900 | $752,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 50,566 | $750,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,100 | $740,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 1,500,000 | $740,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 13,260 | $736,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 30,000 | $734,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 46,695 | $731,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 20,500 | $730,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 46,211 | $729,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,000 | $714,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,080 | $712,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 69,179 | $709,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 9,300 | $707,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 11,300 | $706,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 23,400 | $693,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694305 | COM | 337,700 | $692,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 25,068 | $684,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10,363 | $683,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 18,100 | $681,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 227,045 | $678,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 24,357 | $677,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 13,899 | $674,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 30,560 | $662,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 48,640 | $660,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 14,000 | $640,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 57,643 | $635,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 27,400 | $633,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 32,937 | $626,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 138,892 | $625,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 23,048 | $625,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 30,000 | $621,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 95,757 | $617,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 50,136 | $611,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 21,500 | $609,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 79,583 | $606,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,000 | $604,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,116 | $603,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,675 | $594,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 30,000 | $591,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 45,196 | $590,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 12,200 | $587,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 33,112 | $587,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 17,500 | $577,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 14,500 | $569,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,323 | $568,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 24,103 | $566,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 38,531 | $566,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 56,100 | $566,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 16,400 | $556,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,600 | $552,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,700 | $546,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 39,765 | $538,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 6,500 | $538,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 34,900 | $537,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 23,113 | $535,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,414 | $533,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 43,197 | $533,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 14,310 | $527,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,109 | $525,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,100 | $524,000 | thousands by filing date | put |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 33,321 | $517,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $511,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 27,000 | $511,000 | thousands by filing date | put |
| AGL RES INC | 001204106 | COM | 8,000 | $510,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,444 | $509,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 32,774 | $509,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 59,118 | $506,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 9,900 | $505,000 | thousands by filing date | call |
| RENTECH INC | 760112201 | COMMON STOCK | 141,826 | $499,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,878 | $498,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 45,745 | $497,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 34,956 | $493,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 79,000 | $493,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 8,300 | $492,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 15,956 | $491,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 233,586 | $491,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,200 | $490,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $490,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,000,000 | $488,000 | thousands by filing date | principal |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 12,528 | $487,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,000 | $482,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 10,000 | $482,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,800 | $481,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $480,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 21,898 | $478,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,000 | $477,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 47,941 | $477,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 45,960 | $477,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 187,601 | $476,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 60,600 | $475,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 1,000,000 | $473,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,500 | $471,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,630 | $471,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8,470 | $470,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 70,300 | $470,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 14,600 | $466,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 11,797 | $464,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,500 | $464,000 | thousands by filing date | put |
| WP GLIMCHER IN | 92939N102 | COM | 43,730 | $464,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,065 | $459,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 24,900 | $459,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 126,900 | $457,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,339 | $457,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,901 | $455,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 33,133 | $455,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 30,917 | $453,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,151 | $451,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 51,152 | $449,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 26,956 | $448,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $443,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 328,000 | $440,000 | thousands by filing date | principal |
| FTD COS INC | 30281V108 | COM | 16,697 | $437,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $436,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 12,500 | $435,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 16,251 | $430,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 38,712 | $426,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $419,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 13,300 | $418,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,800 | $410,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $407,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 15,000 | $405,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,000 | $403,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,055 | $402,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 500,000 | $396,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,015 | $392,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $390,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 41,335 | $390,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,000 | $389,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 107,361 | $386,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 12,338 | $386,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 150,000 | $381,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 150,000 | $381,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 30,000 | $380,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X306 | COM | 27,354 | $380,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 28,957 | $379,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 20,000 | $373,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 10,000 | $373,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 34,510 | $371,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 29,405 | $369,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 53,596 | $365,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,304 | $364,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $357,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,300 | $357,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $356,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 17,382 | $355,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,720 | $352,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 151,123 | $352,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 20,832 | $349,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 32,200 | $348,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 213,000 | $348,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 3,600 | $345,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 14,400 | $345,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,900 | $342,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,923 | $342,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 26,000 | $342,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 44,365 | $341,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,000 | $340,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,914 | $338,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 49,306 | $338,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 104,886 | $336,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,068 | $336,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $333,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 134,419 | $333,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,300 | $331,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 10,000 | $330,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,000 | $330,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,817 | $329,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,326 | $328,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,162 | $328,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 34,350 | $327,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 15,548 | $327,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,050 | $325,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,500 | $322,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 19,900 | $321,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,196 | $318,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 39,967 | $318,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 11,595 | $317,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 9,767 | $317,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 12,839 | $311,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,000 | $310,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 3,444 | $308,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,500 | $303,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,000 | $302,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 17,000 | $301,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 2,458 | $298,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,000 | $298,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 14,600 | $298,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 15,873 | $297,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,437 | $296,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,715 | $295,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 33,104 | $293,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,272 | $292,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 8,837 | $291,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,000 | $290,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 15,974 | $289,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 11,139 | $287,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 22,271 | $286,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 78,528 | $284,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,500 | $282,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,473 | $281,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 20,484 | $281,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 36,711 | $279,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,200 | $278,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 30,435 | $278,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,407 | $277,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38,200 | $272,000 | thousands by filing date | put |
| RELX NV | 75955B102 | SPONSORED ADR | 16,072 | $270,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 51,100 | $269,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 50,900 | $268,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 50,500 | $266,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 86,000 | $264,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $263,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,000 | $262,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 54,057 | $262,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 9,200 | $260,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,402 | $260,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-16-000010 | this filing | 2016-02-16 | acceptance time not in the bulk data set |