13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 751 holding rows worth $1,699,003,000.
- Accession
- 0001103646-15-000009
- Filer
- CIK 1103646
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 751 entries on the cover page, a total value of $1,699,003,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,699,003,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,245 | $287,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,473 | $286,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 12,843 | $284,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 15,873 | $284,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 44,257 | $284,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,595 | $283,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,437 | $282,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 22,271 | $282,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,400 | $277,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,000 | $277,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 32,396 | $277,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 21,496 | $277,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 15,600 | $274,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 12,100 | $273,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 14,806 | $273,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,970 | $269,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 16,446 | $266,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,412 | $265,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 19,884 | $265,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,654 | $265,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 16,072 | $265,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,837 | $264,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,846 | $263,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 57,500 | $262,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,000 | $261,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,800 | $260,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 27,800 | $259,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,100 | $259,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,402 | $258,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 4,200 | $258,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,000 | $257,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 220 | $257,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 6,500 | $257,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 8,481 | $256,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 24,336 | $255,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,347 | $254,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,057 | $253,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,249 | $251,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,000 | $250,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,000 | $250,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,000 | $250,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 54,980 | $249,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,410 | $246,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 32,743 | $246,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 6,756 | $245,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,068 | $245,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 461,100 | $245,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 39,600 | $244,000 | thousands by filing date | put |
| AGL RES INC | 001204106 | COM | 4,000 | $244,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 16,000 | $244,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,394 | $241,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,000 | $239,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,500 | $233,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 4,000 | $232,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 35,758 | $231,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 20,900 | $226,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,700 | $226,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 7,219 | $225,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,966 | $223,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,900 | $223,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 7,000 | $221,000 | thousands by filing date | put |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 15,349 | $220,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,952 | $219,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 39,124 | $219,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 35,386 | $218,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 17,052 | $217,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,381 | $216,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,338 | $215,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 25,303 | $215,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,114 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 7,751 | $213,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 6,354 | $213,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,000 | $212,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 28,510 | $211,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,600 | $210,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 8,000 | $210,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 13,523 | $210,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,091 | $207,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 50,500 | $206,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 16,313 | $206,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,423 | $204,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,500 | $202,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 117,448 | $200,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 5,000 | $200,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 5,000 | $199,000 | thousands by filing date | call |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 12,317 | $199,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 45,948 | $198,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,000 | $198,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 21,800 | $197,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K106 | COM | 240,452 | $195,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,235 | $193,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,724 | $193,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,000 | $191,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,900 | $190,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,500 | $190,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,600 | $188,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 34,706 | $188,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 33,300 | $187,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 15,770 | $181,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 42,100 | $181,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 31,092 | $180,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,669 | $179,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 53,600 | $178,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 13,607 | $177,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 14,100 | $176,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,503,000 | $175,000 | thousands by filing date | principal |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,000 | $174,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 16,906 | $171,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,602 | $170,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 12,961 | $168,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 23,136 | $166,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 10,000 | $166,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 25,700 | $165,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 24,018 | $164,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,000 | $162,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 24,100 | $162,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 35,113 | $159,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 20,637 | $159,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 102,044 | $159,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 5,200 | $158,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 158,829 | $154,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,360 | $151,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 173,880 | $150,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 10,858 | $149,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 7,076 | $149,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,573 | $148,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 10,298 | $147,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,000 | $145,000 | thousands by filing date | call |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 11,900 | $145,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 62,400 | $142,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,500 | $139,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 24,912 | $139,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 11,800 | $139,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,100 | $138,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 41,190 | $138,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 10,000 | $138,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $137,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 107,975 | $137,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,476 | $135,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,903 | $134,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 16,128 | $134,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,901 | $133,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 128,000 | $132,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 19,500 | $131,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 19,704 | $127,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 10,905 | $127,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 38,370 | $127,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 5,000 | $127,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 31,124 | $126,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,616 | $125,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 900 | $125,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 126,209 | $123,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 21,900 | $122,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 109,494 | $122,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,301 | $121,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,698 | $120,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 31,811 | $120,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,960 | $119,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 14,854 | $119,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,000 | $118,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 15,000 | $114,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 76,421 | $113,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,700 | $109,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 8,700 | $109,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 27,400 | $105,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,000 | $104,000 | thousands by filing date | call |
| ASIA PAC FD INC | 044901106 | COM | 10,132 | $104,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 12,710 | $102,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 7,500 | $101,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 43,886 | $98,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 10,000 | $97,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,000 | $96,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 2,500 | $95,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,000 | $94,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 10,373 | $94,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,879 | $93,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,886 | $93,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 20,649 | $91,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,700 | $90,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 25,700 | $90,000 | thousands by filing date | call |
| GORDMANS STORES INC | 38269P100 | COM | 25,460 | $89,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 6,500 | $88,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,246 | $84,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 158,400 | $84,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 10,000 | $82,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 6,000 | $81,000 | thousands by filing date | put |
| COVISINT CORP | 22357R103 | COM | 36,958 | $79,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,356 | $77,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,500 | $76,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 109,000 | $76,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,747 | $72,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,459 | $70,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 2,100 | $69,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,500 | $66,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 11,522 | $64,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,000 | $63,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,326 | $61,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 65,146 | $57,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 32,500 | $56,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 5,000 | $54,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 4,000 | $49,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,000 | $46,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,100 | $46,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,000 | $44,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,500 | $44,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 20,000 | $44,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 3,700 | $44,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 29,760 | $43,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,000 | $43,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $42,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 40,000 | $41,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 500 | $38,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 5,000 | $38,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 1,844 | $36,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 500 | $33,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 1,500 | $31,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 500 | $31,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 10,000 | $31,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,689 | $29,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 17,278 | $28,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 98,039 | $27,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 50,000 | $26,000 | thousands by filing date | call |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 22,728 | $26,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 206,650 | $24,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,267 | $23,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 315 | $21,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 381 | $21,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 189,082 | $19,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 12,139 | $18,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 30,000 | $17,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 17,025 | $16,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 150 | $14,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 4,294 | $13,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 300 | $12,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 48,747 | $12,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 500 | $10,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 21,400 | $10,000 | thousands by filing date | call |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 62,722 | $10,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 190 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 234 | $8,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 20,286 | $6,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,000 | $6,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200 | $5,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,837 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 98 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 159,104 | $1,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 7,465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-15-000009 | this filing | 2015-11-16 | acceptance time not in the bulk data set |