13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 744 holding rows worth $2,144,584,000.
- Accession
- 0001103646-15-000007
- Filer
- CIK 1103646
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 744 entries on the cover page, a total value of $2,144,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,144,584,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,510,568 | $100,260,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 22,427,000 | $79,535,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 850,000 | $72,751,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 783,921 | $67,095,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 37,000,000 | $52,854,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 1,540,000 | $40,917,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 1,535,000 | $40,785,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 336,204 | $38,811,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 401,346 | $37,241,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,041,060 | $34,083,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,859,503 | $32,255,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 943,800 | $31,458,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 16,900,000 | $28,546,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 18,424,000 | $28,392,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,006,721 | $26,760,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 430,951 | $26,612,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 846,905 | $22,816,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 213,687 | $21,640,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 7,642,000 | $21,307,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 11,264,000 | $19,912,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 10,575,000 | $19,395,000 | thousands by filing date | principal |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,468,104 | $19,075,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 384,959 | $18,834,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 216,813 | $18,468,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 8,000,000 | $16,964,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 429,585 | $16,878,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 304,800 | $16,327,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 329,162 | $15,533,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 10,700,000 | $14,957,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 309,938 | $14,261,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 421,600 | $14,052,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 176,547 | $12,346,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 548,610 | $12,305,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 3,710,000 | $11,781,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 5,697,000 | $11,661,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 9,500,000 | $10,900,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 39,400 | $10,569,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 116,600 | $9,932,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 159,764 | $9,877,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 330,000 | $9,872,000 | thousands by filing date | put |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 8,000,000 | $9,703,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 8,000,000 | $9,575,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 92,672 | $9,527,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 177,900 | $9,526,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 7,408,000 | $9,496,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 8,533,000 | $9,486,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 7,500,000 | $9,330,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 5,162,000 | $9,160,000 | thousands by filing date | principal |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 295,329 | $9,005,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 77,699 | $8,977,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 7,500,000 | $8,572,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 385,100 | $8,567,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 100,000 | $8,559,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 67,700 | $8,452,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 277,700 | $8,198,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 91,700 | $8,135,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 6,300,000 | $7,972,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 5,375,000 | $7,829,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 89,400 | $7,827,000 | thousands by filing date | put |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 7,500,000 | $7,655,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 7,330,000 | $7,518,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 87,311 | $7,264,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,091,000 | $7,134,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 5,000,000 | $7,014,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 241,657 | $6,943,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 562,721 | $6,938,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 376,375 | $6,564,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 74,500 | $6,346,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 72,400 | $6,339,000 | thousands by filing date | call |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 5,400,000 | $6,200,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 77,300 | $6,034,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 72,200 | $6,007,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 530,500 | $5,984,000 | thousands by filing date | put |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 6,171,000 | $5,976,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,250,000 | $5,855,000 | thousands by filing date | principal |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 676,498 | $5,710,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,693,000 | $5,688,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,224,000 | $5,628,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 4,000,000 | $5,622,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 4,750,000 | $5,589,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 223,600 | $5,451,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 75,000 | $5,446,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 80,400 | $5,442,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 41,049 | $5,400,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 105,000 | $5,373,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 2,500,000 | $5,273,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 78,306 | $5,263,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 90,700 | $5,227,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 4,763,000 | $5,194,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,300 | $5,156,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 100,000 | $5,117,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 40,600 | $5,092,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,000,000 | $5,052,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 5,113,000 | $5,049,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 4,870,000 | $4,991,000 | thousands by filing date | principal |
| GOOGLE INC | 38259P706 | CL C | 9,586 | $4,990,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 73,400 | $4,909,000 | thousands by filing date | put |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,200,000 | $4,886,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 316,026 | $4,835,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 5,000,000 | $4,768,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 49,000 | $4,727,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 53,192 | $4,657,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 80,454 | $4,637,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 4,000,000 | $4,574,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 126,797 | $4,570,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,426,322 | $4,550,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 48,000 | $4,454,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,649,057 | $4,453,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 155,100 | $4,441,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 24,800 | $4,359,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 161,400 | $4,348,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,600,000 | $4,244,000 | thousands by filing date | principal |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 3,500,000 | $4,224,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 12,600 | $4,191,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 79,499 | $4,093,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 3,000,000 | $4,070,000 | thousands by filing date | principal |
| HUDSON CITY BANCORP | 443683107 | COM | 411,154 | $4,062,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 691,090 | $4,054,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 343,200 | $3,993,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 74,077 | $3,977,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 211,452 | $3,859,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 463,600 | $3,847,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,500,000 | $3,795,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 32,500 | $3,701,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 66,578 | $3,585,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 28,030 | $3,561,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 19,974 | $3,559,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 3,648,000 | $3,553,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,552,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 204,364 | $3,478,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,273,000 | $3,451,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 95,300 | $3,442,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 40,900 | $3,365,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 218,527 | $3,341,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 42,700 | $3,321,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572108 | CL B | 22,310 | $3,268,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 2,776,000 | $3,265,000 | thousands by filing date | principal |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 66,778 | $3,234,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 71,339 | $3,227,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 64,229 | $3,195,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,957,000 | $3,155,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 46,480 | $3,123,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,500,000 | $3,102,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 77,064 | $3,080,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 2,250,000 | $3,051,000 | thousands by filing date | principal |
| DIRECTV | 25490A309 | COM | 32,800 | $3,044,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 112,944 | $3,015,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,200 | $2,924,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 41,900 | $2,862,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 55,100 | $2,836,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 60,200 | $2,818,000 | thousands by filing date | put |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,775,000 | $2,803,000 | thousands by filing date | principal |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 20,000 | $2,774,000 | thousands by filing date | put |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 2,850,000 | $2,771,000 | thousands by filing date | principal |
| HOSPIRA INC | 441060100 | COM | 31,100 | $2,759,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 31,100 | $2,759,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 117,247 | $2,737,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 149,772 | $2,722,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 67,400 | $2,692,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 165,000 | $2,653,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 43,145 | $2,650,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,298,000 | $2,603,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 180,838 | $2,590,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,447,600 | $2,571,000 | thousands by filing date | put |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,500,000 | $2,557,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 70,000 | $2,486,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 18,166 | $2,473,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 179,800 | $2,472,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 82,137 | $2,460,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,350,000 | $2,459,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,966,000 | $2,453,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 34,500 | $2,429,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 67,364 | $2,418,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 30,000 | $2,417,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 81,830 | $2,343,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,456 | $2,335,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,642,000 | $2,330,000 | thousands by filing date | principal |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $2,321,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 45,000 | $2,317,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 97,255 | $2,312,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 2,252,000 | $2,310,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,300,000 | $2,296,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,700,000 | $2,280,000 | thousands by filing date | principal |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 3,500,000 | $2,262,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 38,987 | $2,253,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,476 | $2,249,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12,700 | $2,232,000 | thousands by filing date | put |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 155,527 | $2,196,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 2,000,000 | $2,186,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 136,505 | $2,177,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 40,442 | $2,166,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 37,765 | $2,161,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 114,000 | $2,148,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 34,618 | $2,136,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 52,900 | $2,114,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,700 | $2,034,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 37,378 | $2,015,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 28,700 | $1,998,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,000,000 | $1,997,000 | thousands by filing date | principal |
| Biglari Holdings | 08986r101 | COM | 4,771 | $1,974,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 137,651 | $1,960,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 25,800 | $1,943,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 53,997 | $1,940,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,500 | $1,939,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,900 | $1,908,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,000,000 | $1,900,000 | thousands by filing date | principal |
| GOOGLE INC | 38259P706 | CL C | 3,600 | $1,874,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 41,472 | $1,855,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,631,019 | $1,842,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,000,000 | $1,841,000 | thousands by filing date | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 388,100 | $1,840,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,720 | $1,838,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 113,044 | $1,818,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 32,601 | $1,801,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 45,000 | $1,798,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,474,000 | $1,794,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319104 | COM | 41,000 | $1,788,000 | thousands by filing date | call |
| STARZ | 85571Q201 | COM | 40,707 | $1,788,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 48,557 | $1,780,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 40,000 | $1,776,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,310 | $1,772,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,105,000 | $1,768,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 91,700 | $1,740,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 50,791 | $1,706,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 33,450 | $1,705,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,704,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 76,480 | $1,702,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 25,000 | $1,672,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 274,312 | $1,638,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,820,000 | $1,610,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 41,382 | $1,604,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 77,970 | $1,594,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 40,200 | $1,587,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 750,000 | $1,577,000 | thousands by filing date | principal |
| ANN INC | 035623107 | COM | 32,400 | $1,564,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 85,500 | $1,560,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 67,500 | $1,553,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 179,372 | $1,550,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 32,500 | $1,550,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 19,881 | $1,547,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 256,055 | $1,546,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 48,953 | $1,518,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 198,427 | $1,476,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 52,510 | $1,471,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 32,022 | $1,467,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 1,500,000 | $1,453,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 110,611 | $1,438,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,722 | $1,432,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 25,125 | $1,403,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 307,566 | $1,403,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 34,000 | $1,402,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 218,068 | $1,402,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 39,500 | $1,401,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 119,678 | $1,395,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $1,386,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 14,100 | $1,376,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 12,925 | $1,357,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 30,540 | $1,350,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 50,600 | $1,343,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 24,100 | $1,328,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 13,699 | $1,322,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 40,886 | $1,318,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 83,656 | $1,310,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 1,000,000 | $1,282,000 | thousands by filing date | principal |
| FBR & CO | 30247C400 | COM NEW | 54,857 | $1,269,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 25,200 | $1,261,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 23,754 | $1,253,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 58,641 | $1,251,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 128,400 | $1,248,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 5,700 | $1,245,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 28,600 | $1,244,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,595 | $1,233,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,243 | $1,232,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 80,000 | $1,217,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 30,766 | $1,209,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 213,700 | $1,200,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 14,000 | $1,182,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 15,000 | $1,171,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 17,269 | $1,155,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 22,450 | $1,148,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 39,568 | $1,120,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 97,400 | $1,113,000 | thousands by filing date | put |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 62,798 | $1,103,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 40,920 | $1,084,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 359,589 | $1,075,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,017 | $1,069,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 15,542 | $1,066,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 108,200 | $1,061,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 63,556 | $1,058,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 22,160 | $1,057,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 16,024 | $1,040,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 56,868 | $1,038,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,032,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,630 | $1,029,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 44,000 | $1,028,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 323,900 | $1,017,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 35,500 | $1,015,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 22,815 | $1,010,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 23,400 | $1,007,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 11,700 | $1,003,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 19,545 | $995,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,300 | $992,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,000 | $989,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 29,624 | $988,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 17,000 | $974,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 8,500 | $968,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,963 | $960,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 24,172 | $959,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 15,000 | $956,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 22,190 | $947,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 15,700 | $945,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 29,740 | $937,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 89,046 | $934,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 14,200 | $932,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 13,647 | $924,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 77,300 | $918,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 93,530 | $908,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 57,500 | $908,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 60,323 | $905,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 39,700 | $902,000 | thousands by filing date | put |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 84,116 | $883,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 27,916 | $879,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 1,000,000 | $875,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 61,495 | $874,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,031 | $874,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,000 | $871,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 63,374 | $871,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,200 | $865,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 12,500 | $862,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,650 | $860,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 38,800 | $859,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 194,800 | $844,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 18,000 | $840,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 71,765 | $840,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 26,269 | $837,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 82,013 | $836,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 1,000,000 | $835,000 | thousands by filing date | principal |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 39,844 | $832,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11,900 | $831,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 227,045 | $817,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 24,300 | $816,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 10,000 | $814,000 | thousands by filing date | call |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,106 | $808,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,000 | $803,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 10,379 | $798,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 91,757 | $795,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 7,500 | $782,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 46,211 | $779,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 23,600 | $777,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 23,600 | $777,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 28,900 | $771,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,518 | $770,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 68,315 | $769,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 10,828 | $767,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 17,775 | $766,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,900 | $757,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 33,373 | $757,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 8,968 | $757,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 6,000 | $747,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 6,000 | $747,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 14,000 | $746,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 122,481 | $741,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,055 | $739,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 32,300 | $719,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 16,160 | $713,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,115 | $712,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 187,601 | $711,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 14,528 | $710,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 30,750 | $707,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 79,662 | $704,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 31,231 | $697,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 158,400 | $694,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 27,600 | $689,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,060 | $688,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 233,586 | $687,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 149,528 | $682,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 30,000 | $682,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 17,800 | $680,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 26,898 | $679,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,545 | $678,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,521 | $673,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 581 | $669,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,800 | $660,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 45,196 | $660,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 32,774 | $651,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 16,139 | $650,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 30,200 | $644,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 100,757 | $643,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,600 | $638,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 51,409 | $631,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,600 | $628,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 48,459 | $627,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 55,859 | $618,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 32,532 | $617,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 34,932 | $613,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 76,730 | $612,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 13,066 | $612,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,400 | $611,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,674 | $611,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 53,315 | $609,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,000 | $605,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 14,256 | $604,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 21,206 | $602,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12,500 | $601,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 93,279 | $596,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,016 | $595,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 25,000 | $592,000 | thousands by filing date | put |
| WP GLIMCHER IN | 92939N102 | COM | 43,730 | $592,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 10,000 | $588,000 | thousands by filing date | put |
| CENTRAL GOLDTRUST | 153546106 | TR U | 14,239 | $585,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 45,745 | $585,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 38,531 | $581,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 37,900 | $577,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 162,644 | $574,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 150,000 | $568,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 150,000 | $568,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 4,720 | $556,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 20,000 | $550,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,151 | $550,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 21,934 | $545,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 105,017 | $544,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 36,107 | $543,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 9,300 | $542,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 465,100 | $540,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 20,000 | $539,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $537,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 21,167 | $533,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 15,955 | $530,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 31,468 | $526,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,303 | $524,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,485 | $519,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 70,462 | $517,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 170,000 | $516,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 8,900 | $515,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 16,000 | $515,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 11,373 | $511,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,742 | $509,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 7,500 | $508,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 19,086 | $507,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 8,700 | $507,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 8,800 | $507,000 | thousands by filing date | put |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $504,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 51,152 | $503,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $501,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,109 | $498,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 60,000 | $498,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 15,000 | $490,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,000 | $488,000 | thousands by filing date | call |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 70,561 | $486,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 26,600 | $485,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 16,846 | $482,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 8,000 | $480,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 19,176 | $479,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,000 | $478,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,228 | $478,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 8,900 | $477,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 5,000 | $475,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 16,697 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,000 | $470,000 | thousands by filing date | put |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $467,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,000 | $451,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,500 | $445,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $444,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 11,797 | $444,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 12,000 | $442,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,685 | $441,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $439,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 41,513 | $438,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 24,259 | $436,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,000 | $436,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,403 | $433,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 9,800 | $433,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 44,629 | $427,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $426,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 34,510 | $424,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 26,000 | $424,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 14,400 | $421,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 19,875 | $415,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 3,819 | $412,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 107,361 | $410,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 49,306 | $409,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,500 | $404,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,000 | $403,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 104,100 | $403,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,300 | $400,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 34,296 | $399,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 7,620 | $398,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $396,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 90,000 | $395,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 32,349 | $394,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,131 | $392,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 15,873 | $392,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 21,200 | $388,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,400 | $387,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,500 | $386,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 15,300 | $386,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,500 | $386,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 5,481 | $385,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,475 | $384,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $382,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-15-000007 | this filing | 2015-08-14 | acceptance time not in the bulk data set |