13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 744 holding rows worth $2,063,262,000.
- Accession
- 0001103646-14-000017
- Filer
- CIK 1103646
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 744 entries on the cover page, a total value of $2,063,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,063,262,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,000 | $440,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 54,600 | $437,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 15,228 | $436,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 20,346 | $433,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 13,260 | $433,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $432,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 21,800 | $431,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $430,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,330 | $429,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,000 | $428,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 21,934 | $428,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,786 | $423,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,754 | $423,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 23,696 | $419,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 10,000 | $418,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 24,763 | $417,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,193 | $415,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,000 | $409,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 21,263 | $408,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 12,507 | $404,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 10,000 | $403,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,000 | $400,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $398,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,205 | $386,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,000 | $383,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,817 | $380,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,875 | $380,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,600 | $379,000 | thousands by filing date | call |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 24,622 | $379,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,476 | $378,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 42,485 | $376,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 8,900 | $372,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 11,800 | $367,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,498 | $366,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 354,000 | $365,000 | thousands by filing date | principal |
| ORBITAL SCIENCES CORP | 685564106 | COM | 13,100 | $364,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,381 | $362,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 29,500 | $360,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 14,400 | $358,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 312,711 | $356,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,500 | $355,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 32,571 | $355,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,475 | $353,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,900 | $351,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 22,271 | $345,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 20,554 | $344,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 25,300 | $344,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 12,743 | $339,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 12,317 | $337,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 20,000 | $335,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 14,000 | $335,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 13,992 | $335,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,304 | $334,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 21,258 | $334,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,000 | $329,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,000 | $329,000 | thousands by filing date | call |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 15,000 | $329,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 5,000 | $326,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 10,000 | $326,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 40,000 | $326,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,100 | $323,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $321,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 9,100 | $318,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,395 | $315,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 13,300 | $314,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,227 | $314,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,837 | $313,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,186 | $309,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,000 | $305,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 17,800 | $304,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 7,051 | $301,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,131 | $300,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,200 | $300,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 166,857 | $300,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 99,300 | $299,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 6,000 | $296,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 24,115 | $296,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 37,793 | $295,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,678 | $294,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $294,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,410 | $292,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,347 | $292,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $291,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,437 | $291,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 40,667 | $290,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 12,500 | $290,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 12,823 | $287,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $286,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,300 | $286,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,400 | $284,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 6,354 | $283,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 15,349 | $283,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,000 | $280,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 4,967 | $280,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,481 | $279,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 24,500 | $278,000 | thousands by filing date | put |
| TIM HORTONS INC | 88706M103 | COM | 3,500 | $276,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 4,900 | $275,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 15,600 | $274,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,500 | $270,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 43,505 | $270,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,600 | $268,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,000 | $268,000 | thousands by filing date | call |
| WALGREEN CO | 931422109 | COM | 4,500 | $267,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,100 | $267,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,114 | $265,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,000 | $264,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,247 | $261,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,134 | $258,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,000 | $258,000 | thousands by filing date | put |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 24,751 | $257,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,637 | $252,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,326 | $251,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 12,408 | $250,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,200 | $249,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 38,900 | $247,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,402 | $246,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 6,587 | $246,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 8,200 | $245,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 28,510 | $244,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 12,106 | $244,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $243,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,900 | $241,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,900 | $241,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,567 | $239,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,919 | $239,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 7,600 | $238,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,669 | $238,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,200 | $238,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 10,709 | $237,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,500 | $236,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,154 | $234,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 8,800 | $231,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,000 | $228,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 33,952 | $228,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10,000 | $226,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 62,055 | $226,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 10,102 | $226,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 8,001 | $226,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,200 | $225,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,574 | $221,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,868 | $221,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 21,303 | $221,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 12,967 | $221,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,338 | $220,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,412 | $220,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,500 | $219,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 7,156 | $217,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,000 | $213,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 23,149 | $213,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 197,179 | $213,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,739 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,750 | $211,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,900 | $209,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,184 | $206,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 27,400 | $206,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 9,056 | $205,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 205,000 | $205,000 | thousands by filing date | principal |
| GOODRICH PETE CORP | 382410405 | COM NEW | 13,800 | $204,000 | thousands by filing date | call |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 9,300 | $204,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,020 | $203,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,700 | $200,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 36,124 | $195,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 88,659 | $193,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,775 | $191,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 23,136 | $191,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,600 | $188,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,600 | $176,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,000 | $173,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,600 | $170,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,057 | $169,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 62,400 | $168,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 28,620 | $167,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 32,528 | $166,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 43,972 | $162,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 29,616 | $161,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 10,200 | $160,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 23,291 | $160,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 10,298 | $157,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 14,854 | $155,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 10,150 | $154,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,748 | $153,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,900 | $151,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,000 | $148,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 13,000 | $148,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 24,425 | $146,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 11,522 | $146,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,468 | $145,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,235 | $144,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,000 | $143,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,500 | $143,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 30,456 | $142,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 41,260 | $141,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,355 | $132,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 15,000 | $132,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 16,890 | $131,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 65,146 | $128,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,845 | $127,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 27,867 | $126,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 12,000 | $126,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,500 | $124,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 57,480 | $124,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 142,547 | $124,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 16,299 | $122,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 10,458 | $121,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,000 | $120,000 | thousands by filing date | call |
| First Financial Bancorp Warrants | 320209117 | Warrant | 23,265 | $117,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 25,627 | $116,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 10,132 | $114,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 56,200 | $113,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 72,700 | $111,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 16,500 | $108,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,300 | $107,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 11,900 | $106,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,909 | $98,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 12,500 | $94,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 98,039 | $94,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,656 | $93,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,674 | $92,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,526 | $85,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,747 | $81,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 55,800 | $80,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 14,281 | $79,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,522 | $76,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,100 | $75,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,100 | $68,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 189,082 | $66,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 17,278 | $59,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 13,728 | $56,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 29,760 | $51,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,992 | $48,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 21,265 | $43,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 20,420 | $41,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 15,825 | $37,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 157,038 | $36,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 14,639 | $35,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 12,329 | $30,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 39,201 | $27,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,689 | $21,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,537 | $16,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 17,600 | $16,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 101,797 | $12,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 17,100 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 159,104 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-14-000017 | this filing | 2014-11-14 | acceptance time not in the bulk data set |