13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 727 holding rows worth $2,409,134,000.
- Accession
- 0001103646-14-000015
- Filer
- CIK 1103646
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 727 entries on the cover page, a total value of $2,409,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,409,134,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,304,703 | $141,969,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,665,300 | $103,482,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,622,500 | $100,822,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,455,049 | $81,238,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,226,100 | $80,806,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,998,000 | $66,114,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 202,400 | $39,613,000 | thousands by filing date | put |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 450,480 | $36,743,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 21,380,000 | $31,061,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 9,513,000 | $28,732,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,037,626 | $27,281,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 12,547,000 | $26,691,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,996,573 | $26,144,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 1,204,755 | $25,372,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 102,000 | $24,483,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 16,715,000 | $23,890,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 15,887,000 | $23,846,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 9,450,000 | $23,581,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,472,700 | $23,150,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 9,800,000 | $21,071,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 315,400 | $20,198,000 | thousands by filing date | put |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 599,700 | $19,598,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 476,983 | $19,251,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,460,004 | $17,646,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 654,644 | $17,014,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 415,000 | $17,008,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 4,868,000 | $16,896,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 15,619,000 | $16,881,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 13,516,000 | $16,694,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 400,900 | $16,405,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 5,000,000 | $15,192,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 350,300 | $15,050,000 | thousands by filing date | put |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 247,619 | $14,358,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 9,350,000 | $14,189,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 524,479 | $13,957,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 7,250,000 | $13,670,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 570,710 | $13,646,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 126,200 | $13,399,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 9,330,000 | $12,975,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 156,000 | $12,519,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 145,502 | $12,368,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 65,000 | $12,203,000 | thousands by filing date | put |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 3,500,000 | $12,105,000 | thousands by filing date | principal |
| Nextera Energy, Inc. | 65339F887 | PFD | 184,228 | $11,995,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 364,100 | $11,900,000 | thousands by filing date | call |
| FOREST LABS INC | 345838106 | COM | 116,716 | $11,555,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,500,000 | $11,272,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,505,000 | $11,125,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 12,000,000 | $11,122,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 121,900 | $10,125,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AK7 | BOND | 6,848,000 | $9,916,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 7,500,000 | $9,889,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 270,324 | $9,802,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 10,000,000 | $9,742,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 3,778,000 | $9,645,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 119,100 | $9,456,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 86,000 | $9,414,000 | thousands by filing date | put |
| EQUINIX INC | 29444UAH9 | CNV | 3,642,000 | $9,344,000 | thousands by filing date | principal |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 11,899,000 | $9,249,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 159,764 | $8,720,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 4,400,000 | $8,589,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 6,750,000 | $8,490,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 81,600 | $8,211,000 | thousands by filing date | call |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 249,031 | $7,953,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 56,500 | $7,376,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 80,100 | $7,373,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 32,000 | $7,354,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 466,137 | $7,328,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 46,100 | $7,285,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 165,000 | $7,284,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 193,200 | $7,241,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,000,000 | $7,210,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 91,100 | $7,112,000 | thousands by filing date | call |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 4,000,000 | $7,093,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 2,100,000 | $7,092,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 51,853 | $7,079,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 293,329 | $6,793,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 5,000,000 | $6,696,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,000,000 | $6,490,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 4,946,000 | $6,473,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 6,338,000 | $6,400,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 73,200 | $6,394,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 81,900 | $6,393,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 100,300 | $6,234,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 103,000 | $6,042,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,000,000 | $5,892,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,106,000 | $5,789,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 68,763 | $5,664,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,000,000 | $5,628,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 2,534,000 | $5,575,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 5,000,000 | $5,487,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 290,394 | $5,390,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 8,230,000 | $5,390,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,500,000 | $5,335,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 107,100 | $5,330,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 53,053 | $5,246,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 69,000 | $5,137,000 | thousands by filing date | put |
| OMNICARE | 68214L201 | PFD | 62,532 | $5,113,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 101,600 | $5,089,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 303,687 | $5,072,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 81,612 | $5,042,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 282,320 | $4,907,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 65,356 | $4,823,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 3,000,000 | $4,800,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 69,200 | $4,719,000 | thousands by filing date | call |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 184,538 | $4,704,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,450,550 | $4,642,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 172,840 | $4,435,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 42,100 | $4,409,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 42,400 | $4,352,000 | thousands by filing date | call |
| HUDSON CITY BANCORP | 443683107 | COM | 441,606 | $4,341,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 362,814 | $4,310,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 35,600 | $4,200,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 159,586 | $4,167,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 226,000 | $4,136,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,120,800 | $4,124,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 40,736 | $4,099,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,015,000 | $4,060,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 56,807 | $4,034,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 110,100 | $3,979,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,500,000 | $3,967,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 40,000 | $3,956,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 37,600 | $3,786,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 40,600 | $3,773,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,257,000 | $3,720,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 1,500,000 | $3,706,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 63,687 | $3,699,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 140,724 | $3,677,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,714 | $3,663,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,700 | $3,608,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 119,000 | $3,590,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 50,000 | $3,579,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 685,475 | $3,567,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 40,000 | $3,555,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 50,000 | $3,551,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 40,776 | $3,495,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,800 | $3,473,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 3,731,000 | $3,455,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 75,605 | $3,342,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 2,000,000 | $3,328,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 70,000 | $3,323,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 3,000,000 | $3,318,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 3,000,000 | $3,306,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30,000 | $3,284,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 146,000 | $3,248,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 36,700 | $3,192,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 207,364 | $3,187,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 93,026 | $3,184,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 119,700 | $3,117,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 44,400 | $3,075,000 | thousands by filing date | call |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,000,000 | $3,061,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,000,000 | $3,060,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 46,400 | $3,045,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 50,100 | $3,011,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 71,339 | $2,996,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,220,000 | $2,991,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 3,000,000 | $2,971,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 141,587 | $2,955,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 83,718 | $2,945,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 59,665 | $2,936,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 112,496 | $2,895,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 85,395 | $2,791,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 22,318 | $2,755,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,026,600 | $2,642,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 40,000 | $2,625,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 19,549 | $2,618,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,000 | $2,611,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 75,898 | $2,606,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 99,400 | $2,606,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 31,500 | $2,594,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 213,900 | $2,506,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 75,100 | $2,485,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 44,449 | $2,485,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 109,000 | $2,463,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 102,619 | $2,433,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,400 | $2,426,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 71,200 | $2,425,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 68,369 | $2,424,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 137,541 | $2,411,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 97,851 | $2,390,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 135,126 | $2,358,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 50,651 | $2,325,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000,000 | $2,319,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 50,000 | $2,304,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 18,166 | $2,299,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 29,000 | $2,266,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 192,400 | $2,265,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 71,464 | $2,248,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,420 | $2,238,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 89,429 | $2,236,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 597,900 | $2,221,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 47,600 | $2,185,000 | thousands by filing date | call |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 1,570,000 | $2,167,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 32,066 | $2,140,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,000 | $2,114,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 48,000 | $2,097,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 35,956 | $2,072,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 177,800 | $2,071,000 | thousands by filing date | put |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,420,000 | $2,038,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 1,700,000 | $2,036,000 | thousands by filing date | principal |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 2,000,000 | $2,020,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 1,000,000 | $2,005,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 58,657 | $1,993,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 22,400 | $1,989,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 57,910 | $1,973,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 92,137 | $1,959,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,146 | $1,934,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 33,800 | $1,933,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 30,439 | $1,912,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $1,904,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 84,461 | $1,903,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 111,700 | $1,894,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,700 | $1,868,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 37,200 | $1,863,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 370,956 | $1,855,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 50,000 | $1,846,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 69,700 | $1,840,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,750,000 | $1,828,000 | thousands by filing date | principal |
| BLACKHAWK NET B | 09238E203 | Common Stock | 67,572 | $1,814,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 52,500 | $1,792,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 27,700 | $1,773,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 12,956 | $1,771,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 45,500 | $1,769,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 25,900 | $1,767,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 50,900 | $1,753,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 305,557 | $1,739,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 45,800 | $1,722,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 66,622 | $1,691,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 42,300 | $1,689,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 114,500 | $1,672,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 113,842 | $1,655,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 33,300 | $1,653,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 40,300 | $1,652,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,000 | $1,647,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,646,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,000 | $1,630,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 33,274 | $1,628,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,765 | $1,621,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 32,419 | $1,613,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 112,031 | $1,609,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,000 | $1,607,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 41,845 | $1,568,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 22,630 | $1,547,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,211 | $1,545,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 90,619 | $1,539,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 208,000 | $1,517,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,773 | $1,516,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 16,462 | $1,515,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 176,752 | $1,508,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 198,427 | $1,492,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 4,500 | $1,491,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 7,000 | $1,471,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 172,400 | $1,471,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 50,000 | $1,468,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 25,000 | $1,467,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 23,300 | $1,463,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 450,700 | $1,450,000 | thousands by filing date | put |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,550,000 | $1,450,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 32,000 | $1,441,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 35,000 | $1,437,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 17,000 | $1,430,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 83,656 | $1,398,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 82,955 | $1,384,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 171,000 | $1,383,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,762,383 | $1,382,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 27,149 | $1,380,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 224,600 | $1,379,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 44,600 | $1,378,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 50,059 | $1,376,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 47,265 | $1,376,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,600 | $1,375,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 37,500 | $1,359,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,350,000 | $1,358,000 | thousands by filing date | principal |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 14,200 | $1,313,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 36,000 | $1,313,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,450 | $1,311,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,825 | $1,311,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 1,000,000 | $1,305,000 | thousands by filing date | principal |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 20,000 | $1,300,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 32,022 | $1,279,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 29,119 | $1,272,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 35,000 | $1,265,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 51,000 | $1,265,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 6,000 | $1,261,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 1,000,000 | $1,256,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 51,000 | $1,255,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 339,470 | $1,249,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 39,100 | $1,247,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 17,050 | $1,242,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 41,472 | $1,235,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 51,409 | $1,229,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 74,500 | $1,214,000 | thousands by filing date | put |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 19,000 | $1,207,000 | thousands by filing date | call |
| UTI WORLDWIDE INC | G87210103 | ORD | 116,500 | $1,205,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 40,707 | $1,200,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,189,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 20,000 | $1,187,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 50,000 | $1,186,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 30,000 | $1,167,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 15,458 | $1,164,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 89,900 | $1,153,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,300 | $1,152,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 12,900 | $1,147,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 7,774 | $1,145,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50,000 | $1,137,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 24,679 | $1,137,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 81,500 | $1,134,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 34,198 | $1,129,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 654,000 | $1,127,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 15,000 | $1,117,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 15,000 | $1,115,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,601 | $1,111,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 35,500 | $1,110,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 31,100 | $1,094,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 32,357 | $1,086,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 26,341 | $1,082,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,000,000 | $1,063,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 13,553 | $1,059,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,757 | $1,056,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 202,229 | $1,054,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 121,591 | $1,037,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 24,900 | $1,023,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 34,016 | $1,019,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,300 | $1,015,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 37,179 | $1,015,000 | thousands by filing date | |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 1,000,000 | $1,015,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 59,003 | $998,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13,900 | $997,000 | thousands by filing date | call |
| TEXAS INDUSTRIES INC | 882491103 | COM | 10,457 | $966,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 43,177 | $966,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 61,905 | $965,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,750 | $958,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 77,300 | $956,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 16,800 | $955,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 40,000 | $945,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 16,656 | $940,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 48,220 | $927,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 87,616 | $923,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,150 | $916,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 80,000 | $914,000 | thousands by filing date | put |
| Washington Prime Group | 939647103 | COM | 48,622 | $911,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,106 | $909,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,308 | $907,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,000 | $906,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,963 | $905,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 75,500 | $897,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 46,211 | $887,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 60,434 | $884,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 59,487 | $867,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 117,448 | $867,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 63,374 | $864,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 9,893 | $860,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 23,900 | $852,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 27,500 | $847,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 5,000 | $846,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 25,600 | $844,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 11,315 | $842,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 20,000 | $840,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 102,206 | $840,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 77,224 | $839,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 28,503 | $835,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 48,323 | $833,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 14,200 | $833,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 14,400 | $824,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 62,909 | $821,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 65,886 | $820,000 | thousands by filing date | put |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 94,628 | $816,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 21,167 | $810,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,982 | $798,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,000 | $798,000 | thousands by filing date | put |
| PETROLEUM & RES CORP | 716549100 | COM | 25,552 | $797,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 12,200 | $793,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 14,256 | $792,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 27,100 | $792,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 110,000 | $787,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 10,000 | $775,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 23,500 | $773,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 16,640 | $764,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,426 | $763,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 15,808 | $763,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 14,625 | $760,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,265 | $759,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,700 | $732,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,704 | $720,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 233,586 | $717,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 212,701 | $711,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 37,620 | $702,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 151,693 | $696,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 15,900 | $695,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 32,774 | $694,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,115 | $684,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 15,182 | $681,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 22,343 | $680,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 51,734 | $676,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 20,600 | $675,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 45,196 | $668,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,600 | $665,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 28,224 | $662,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 45,745 | $657,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 45,143 | $650,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,053 | $649,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 102,788 | $648,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 104,981 | $644,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,400 | $641,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 39,179 | $638,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 23,104 | $637,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 16,900 | $635,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,292 | $634,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 44,107 | $632,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 54,200 | $631,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 45,245 | $629,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,623 | $628,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,000 | $628,000 | thousands by filing date | call |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 30,186 | $627,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,025 | $626,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,000 | $625,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 31,577 | $616,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 72,819 | $611,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 209,150 | $611,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,000 | $601,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 30,100 | $599,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 12,397 | $597,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,101 | $597,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 12,036 | $595,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 44,629 | $593,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 8,900 | $592,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 5,000 | $590,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 20,429 | $589,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 160,000 | $589,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 11,523 | $586,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,630 | $584,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 37,300 | $582,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,300 | $576,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,532 | $564,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 48,260 | $562,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,003 | $560,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 29,800 | $559,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 30,000 | $558,000 | thousands by filing date | put |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 8,700 | $553,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 49,652 | $549,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 20,000 | $548,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 4,000 | $547,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 19,500 | $538,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 5,109 | $535,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 16,697 | $531,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 17,800 | $530,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $530,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 85,970 | $528,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,100 | $525,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 66,164 | $521,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 24,300 | $516,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 7,748 | $516,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,489 | $515,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 60,849 | $510,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,151 | $510,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 12,500 | $510,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 31,400 | $506,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 15,000 | $505,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,000 | $504,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 50,757 | $502,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,300 | $502,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 25,000 | $501,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 40,000 | $499,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,481 | $498,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 21,800 | $497,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 227,045 | $493,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,447 | $492,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 856 | $492,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,600 | $491,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,905 | $487,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,000 | $482,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 20,346 | $480,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 129,200 | $476,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 800 | $474,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,055 | $472,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,500 | $471,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 14,528 | $470,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 43,405 | $469,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,071 | $468,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 166,857 | $467,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,000 | $462,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,200 | $461,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 15,485 | $460,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 41,000 | $458,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,600 | $456,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 12,600 | $456,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,100 | $455,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $452,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 312,711 | $450,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,900 | $448,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 20,554 | $445,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,500 | $437,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 54,600 | $435,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 20,000 | $433,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 15,228 | $429,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,000 | $427,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 13,260 | $427,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 21,263 | $425,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,875 | $422,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-14-000015 | this filing | 2014-08-14 | acceptance time not in the bulk data set |