13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 652 holding rows worth $1,983,908,000.
- Accession
- 0001103646-14-000012
- Filer
- CIK 1103646
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 652 entries on the cover page, a total value of $1,983,908,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,983,908,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,571,300 | $122,924,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,810,705 | $102,872,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,539,900 | $56,359,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,598,277 | $55,013,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 19,912,000 | $40,495,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 15,450,000 | $35,502,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 181,500 | $33,942,000 | thousands by filing date | put |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 452,057 | $33,110,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,995,153 | $32,219,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 3,660,000 | $31,037,000 | thousands by filing date | principal |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 20,269,000 | $27,663,000 | thousands by filing date | principal |
| COMERICA INC-CW18 | 200340115 | WTS | 1,204,755 | $26,987,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,002,256 | $26,720,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 15,800,000 | $26,230,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 9,856,000 | $22,434,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 119,300 | $22,310,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 17,822,000 | $21,791,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 11,606,000 | $21,757,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 11,182,000 | $21,290,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 15,380,000 | $21,139,000 | thousands by filing date | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 16,851,000 | $20,091,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 91,500 | $19,071,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,362,004 | $18,827,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 496,388 | $17,547,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 6,278,000 | $17,240,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 716,100 | $16,900,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 14,343,000 | $16,764,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 7,375,000 | $16,425,000 | thousands by filing date | principal |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 5,950,000 | $16,387,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 387,500 | $16,089,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 315,400 | $15,902,000 | thousands by filing date | put |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 10,750,000 | $15,701,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 8,505,000 | $15,265,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 471,800 | $15,219,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 208,969 | $15,181,000 | thousands by filing date | |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 467,362 | $12,899,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 10,516,000 | $12,894,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 9,330,000 | $12,225,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 9,158,000 | $12,216,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 4,868,000 | $12,114,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 4,400,000 | $11,720,000 | thousands by filing date | principal |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 3,500,000 | $11,334,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,500,000 | $10,484,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 65,000 | $9,704,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,500,000 | $9,664,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 3,679,000 | $9,249,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 267,800 | $9,217,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753AH2 | BOND | 10,230,000 | $8,766,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 149,318 | $8,292,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 84,700 | $8,258,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,220,000 | $8,251,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 6,000,000 | $8,197,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 6,750,000 | $8,134,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 159,764 | $7,990,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 80,100 | $7,976,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236AK7 | BOND | 5,348,000 | $7,946,000 | thousands by filing date | principal |
| Nextera Energy, Inc. | 65339F887 | PFD | 122,387 | $7,513,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 225,124 | $7,314,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 2,859,000 | $7,260,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,040,000 | $7,244,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 409,800 | $7,217,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,000,000 | $7,144,000 | thousands by filing date | principal |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 8,500,000 | $7,012,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 246,400 | $6,887,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 77,600 | $6,763,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 193,200 | $6,543,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 5,385,000 | $6,522,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 107,100 | $6,471,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 46,843 | $6,138,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,051,000 | $6,119,000 | thousands by filing date | principal |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,437,550 | $5,894,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 67,000 | $5,838,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 220,205 | $5,771,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 352,637 | $5,730,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 67,500 | $5,721,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 78,779 | $5,607,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 2,034,000 | $5,449,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 5,000,000 | $5,412,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 89,912 | $5,383,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 5,338,000 | $5,361,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 2,100,000 | $5,220,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884X103 | COM | 150,000 | $5,020,000 | thousands by filing date | put |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 182,128 | $4,708,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 71,100 | $4,623,000 | thousands by filing date | put |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 3,000,000 | $4,584,000 | thousands by filing date | principal |
| HUDSON CITY BANCORP | 443683107 | COM | 459,559 | $4,517,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 61,532 | $4,507,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 287,791 | $4,478,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4,341,000 | $4,381,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 51,000 | $4,227,000 | thousands by filing date | call |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 172,840 | $4,205,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 42,300 | $4,199,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 51,700 | $4,178,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 70,000 | $4,122,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 111,500 | $4,119,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 42,500 | $4,050,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 226,000 | $4,030,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 335,614 | $4,004,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 3,000,000 | $3,939,000 | thousands by filing date | principal |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 2,000,000 | $3,820,000 | thousands by filing date | principal |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 70,500 | $3,792,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,500,000 | $3,740,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 31,100 | $3,704,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 787,900 | $3,695,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 63,600 | $3,643,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,590,000 | $3,630,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 3,650,000 | $3,625,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 75,800 | $3,606,000 | thousands by filing date | call |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 116,538 | $3,575,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,000 | $3,567,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 96,900 | $3,547,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 204,364 | $3,515,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,750,000 | $3,478,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 59,665 | $3,377,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 3,000,000 | $3,352,000 | thousands by filing date | principal |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,257,000 | $3,322,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 119,700 | $3,305,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 50,300 | $3,270,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 25,071 | $3,267,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 45,600 | $3,246,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 33,019 | $3,220,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,359,000 | $3,141,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 5,800 | $3,113,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 178,460 | $3,109,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 71,339 | $3,107,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 98,524 | $3,104,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 170,814 | $3,034,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 172,087 | $3,010,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,000,000 | $3,004,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 1,500,000 | $2,995,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 47,400 | $2,928,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 93,026 | $2,895,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 113,724 | $2,876,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 22,318 | $2,856,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 2,000,000 | $2,826,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 40,000 | $2,814,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 99,400 | $2,783,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 139,526 | $2,775,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 2,134,000 | $2,756,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 97,241 | $2,737,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 2,500,000 | $2,647,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 1,000,000 | $2,632,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 110,846 | $2,605,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,920,000 | $2,594,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26,902 | $2,563,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 102,992 | $2,558,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,670,000 | $2,542,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,500,000 | $2,540,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 44,120 | $2,519,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 103,066 | $2,464,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 30,000 | $2,453,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 138,600 | $2,424,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,900 | $2,406,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,500,000 | $2,315,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 18,166 | $2,270,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 135,126 | $2,256,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 61,127 | $2,229,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 2,047,000 | $2,209,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 53,300 | $2,176,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 92,137 | $2,121,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 1,750,000 | $2,098,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 1,000,000 | $2,056,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 109,000 | $2,053,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,420 | $2,040,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,456 | $2,031,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 31,200 | $2,020,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 119,238 | $2,013,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 86,763 | $1,999,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 77,100 | $1,990,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 85,351 | $1,986,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,000 | $1,962,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 26,600 | $1,943,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000,000 | $1,936,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 19,162 | $1,908,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 1,570,000 | $1,902,000 | thousands by filing date | principal |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $1,893,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,400 | $1,843,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,400 | $1,827,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 38,222 | $1,819,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 30,361 | $1,817,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 91,500 | $1,770,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 366,478 | $1,730,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 31,200 | $1,727,000 | thousands by filing date | call |
| EXELIS INC | 30162A108 | COM | 90,619 | $1,723,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 117,498 | $1,714,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 91,423 | $1,709,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 12,956 | $1,694,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 26,963 | $1,693,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,700 | $1,690,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 188,900 | $1,688,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 54,500 | $1,676,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 34,300 | $1,670,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,100 | $1,659,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 33,000 | $1,653,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 23,414 | $1,647,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 176,752 | $1,624,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 1,000,000 | $1,610,000 | thousands by filing date | principal |
| SOLAZYME INC | 83415T101 | COM | 138,400 | $1,607,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 172,400 | $1,585,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,582,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 22,000 | $1,581,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,600 | $1,577,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 50,057 | $1,570,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 24,400 | $1,569,000 | thousands by filing date | put |
| BEAM INC | 073730103 | COMMON STOCK | 18,765 | $1,563,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 35,000 | $1,562,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 35,900 | $1,551,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 52,000 | $1,541,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 20,000 | $1,528,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 49,500 | $1,523,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 470,700 | $1,520,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 30,000 | $1,518,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 20,000 | $1,501,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,700 | $1,482,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,098 | $1,479,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 107,337 | $1,477,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 198,427 | $1,456,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,600 | $1,455,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,600 | $1,455,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 66,000 | $1,447,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 20,000 | $1,421,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 33,750 | $1,383,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,350,000 | $1,375,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 47,265 | $1,367,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,000 | $1,359,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 32,022 | $1,347,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 36,000 | $1,345,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 27,149 | $1,344,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 62,722 | $1,341,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 41,472 | $1,339,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 240,700 | $1,336,000 | thousands by filing date | put |
| STARZ | 85571Q201 | COM | 40,707 | $1,321,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 20,000 | $1,308,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 57,000 | $1,303,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 7,000 | $1,294,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,989 | $1,270,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 51,600 | $1,264,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 305,557 | $1,262,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 19,741 | $1,252,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $1,225,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 47,300 | $1,223,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 37,500 | $1,217,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 22,700 | $1,214,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 17,050 | $1,213,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 31,051 | $1,191,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,350 | $1,165,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 14,354 | $1,160,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 30,100 | $1,155,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 37,079 | $1,151,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,139 | $1,148,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 654,000 | $1,145,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,038 | $1,135,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,601 | $1,123,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 47,400 | $1,122,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 35,000 | $1,121,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 16,100 | $1,117,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,227 | $1,114,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 6,000 | $1,109,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 77,300 | $1,098,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,095,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,825 | $1,089,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 7,774 | $1,066,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 38,633 | $1,065,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 34,198 | $1,059,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,512 | $1,050,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 97,218 | $1,049,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 117,448 | $1,045,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,900 | $1,036,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 61,905 | $1,027,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 21,471 | $1,025,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 40,000 | $1,025,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 33,900 | $1,024,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 30,000 | $1,021,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 20,000 | $1,007,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 20,000 | $1,007,000 | thousands by filing date | call |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| DIRECTV | 25490A309 | COM | 13,100 | $1,001,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 7,528 | $995,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 8,871 | $986,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 59,003 | $985,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 106,591 | $972,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 19,600 | $956,000 | thousands by filing date | put |
| ENGILITY HLDGS INC | 29285W104 | COM | 21,167 | $954,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 87,616 | $950,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 34,016 | $944,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 16,800 | $944,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 14,600 | $939,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 51,409 | $927,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 13,062 | $923,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 52,437 | $923,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 1,000,000 | $923,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,918 | $915,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 63,374 | $911,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 75,500 | $901,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 57,324 | $900,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 24,800 | $890,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,150 | $884,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 14,625 | $880,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 80,000 | $878,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,106 | $874,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 50,000 | $868,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 304,650 | $865,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 46,211 | $864,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,774,883 | $860,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,656 | $856,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 59,487 | $855,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 26,400 | $851,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,300 | $849,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 54,672 | $849,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 25,000 | $847,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 14,256 | $839,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 17,204 | $839,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,963 | $833,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,500 | $827,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 14,200 | $806,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,603 | $797,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 51,000 | $793,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,350 | $790,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 55,207 | $787,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 63,352 | $784,000 | thousands by filing date | put |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 45,916 | $779,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 30,000 | $776,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 30,000 | $776,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 25,000 | $775,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 21,100 | $772,000 | thousands by filing date | put |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 233,586 | $761,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 48,323 | $754,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 115,844 | $750,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 28,503 | $749,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,299 | $730,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 26,600 | $729,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 21,345 | $723,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 103,081 | $722,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 216,601 | $721,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 25,552 | $713,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,000 | $710,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 36,101 | $703,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 102,206 | $699,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 63,307 | $698,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 27,000 | $697,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 10,000 | $694,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 7,100 | $692,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 38,588 | $686,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 30,000 | $685,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,000 | $684,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 110,000 | $675,000 | thousands by filing date | put |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 45,196 | $660,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,500 | $658,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 32,774 | $652,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,000 | $650,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,564 | $646,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,000 | $645,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,704 | $645,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 21,100 | $643,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,400 | $634,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 94,061 | $634,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 50,838 | $634,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 30,186 | $633,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 28,224 | $631,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 8,276 | $631,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 44,860 | $631,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,245 | $631,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 15,108 | $625,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 60,849 | $621,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 19,100 | $618,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,000 | $612,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,630 | $610,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,000 | $609,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 48,900 | $609,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 45,745 | $608,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,905 | $604,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 33,848 | $589,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 39,229 | $584,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,000 | $582,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 25,184 | $573,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 30,100 | $573,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 24,000 | $571,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,292 | $570,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 30,000 | $570,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 71,561 | $568,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 20,346 | $556,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9,200 | $556,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,500 | $554,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16,300 | $553,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,500 | $552,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 20,000 | $544,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 10,700 | $541,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 24,300 | $535,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,000 | $534,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,228 | $532,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 226,720 | $531,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 16,697 | $531,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,100 | $527,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 12,397 | $524,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,500 | $523,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 4,000 | $523,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,100 | $516,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 49,652 | $516,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 48,600 | $515,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 20,429 | $514,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,000 | $512,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 29,800 | $512,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 5,109 | $502,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 16,313 | $502,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,485 | $497,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,500 | $496,000 | thousands by filing date | put |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 93,111 | $493,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 27,500 | $489,000 | thousands by filing date | call |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 160,000 | $484,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,900 | $477,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $476,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 39,100 | $475,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 19,854 | $475,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 7,900 | $473,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,151 | $467,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 8,100 | $464,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,376 | $463,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 18,954 | $461,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 108,500 | $461,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 7,000 | $457,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 31,400 | $455,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 16,600 | $455,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 800 | $454,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 12,850 | $453,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,055 | $450,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,481 | $448,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 43,149 | $446,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 128,337 | $444,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,268 | $440,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 22,554 | $436,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 40,000 | $435,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,071 | $434,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 4,100 | $433,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,330 | $432,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10,000 | $432,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 41,200 | $427,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $426,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 30,000 | $422,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,550 | $419,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,000 | $414,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 14,528 | $414,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,600 | $413,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,046 | $412,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 312,711 | $410,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 166,857 | $408,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 14,970 | $407,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,200 | $407,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 21,000 | $406,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 10,533 | $405,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 71,595 | $400,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,381 | $399,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 54,600 | $395,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 6,024 | $390,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,875 | $387,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 21,600 | $387,000 | thousands by filing date | put |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 21,258 | $383,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 20,000 | $381,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 21,300 | $379,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 16,000 | $378,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,452 | $376,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 10,000 | $369,000 | thousands by filing date | call |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 500,000 | $368,000 | thousands by filing date | principal |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $366,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 8,400 | $364,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 13,260 | $361,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $358,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 70,000 | $353,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 19,681 | $353,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,700 | $351,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,146 | $350,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,700 | $350,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40,793 | $348,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 42,485 | $345,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,447 | $343,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 12,317 | $342,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $341,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 22,271 | $340,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,390 | $339,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 10,000 | $339,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 52,700 | $330,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 22,517 | $329,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,600 | $326,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 28,000 | $324,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 5,000 | $322,000 | thousands by filing date | call |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 17,935 | $322,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 37,805 | $321,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,500 | $314,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 40,000 | $314,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,500 | $313,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $312,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 12,900 | $312,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,795 | $310,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,946 | $307,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,599 | $307,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 15,000 | $303,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 11,205 | $303,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,410 | $301,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 7,051 | $299,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 14,775 | $298,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $297,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-14-000012 | this filing | 2014-05-15 | acceptance time not in the bulk data set |