13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 84 holding rows worth $89,128,000.
- Accession
- 0001096978-20-000001
- Filer
- CIK 1096978
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 126 entries on the cover page, a total value of $89,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,128,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerORIX CORP028-18337
- included managerORIX Corp USA028-18323
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 9,040,000 | $8,024,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 315,000 | $7,188,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 619,149 | $4,748,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 365,670 | $4,142,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 229,194 | $3,046,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 191,484 | $2,573,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 164,099 | $2,216,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 149,946 | $2,138,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 197,259 | $1,971,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 110,993 | $1,934,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 147,223 | $1,895,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 129,713 | $1,814,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 302,467 | $1,803,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 97,826 | $1,486,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100,000 | $1,466,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 108,217 | $1,422,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 140,940 | $1,397,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 97,904 | $1,391,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 125,500 | $1,375,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 132,306 | $1,356,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 200,000 | $1,352,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 100,030 | $1,350,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 155,000 | $1,224,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 73,318 | $1,202,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 183,770 | $1,178,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 101,300 | $1,141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 87,148 | $1,140,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 82,135 | $1,127,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 83,000 | $1,100,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 155,000 | $941,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 110,000 | $925,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 56,000 | $922,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 67,579 | $916,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 93,076 | $865,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 50,000 | $825,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 50,500 | $824,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 62,272 | $782,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 70,000 | $757,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 67,174 | $699,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 50,000 | $697,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 49,297 | $667,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 116,911 | $638,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 142,410 | $617,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 45,255 | $614,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 39,546 | $599,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 65,422 | $596,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 63,311 | $582,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 50,268 | $570,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 38,323 | $560,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 65,000 | $553,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 24,424 | $536,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 128,841 | $531,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 85,251 | $527,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 35,144 | $504,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 40,000 | $497,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 79,589 | $488,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 42,272 | $487,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 28,312 | $480,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 35,675 | $450,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 32,917 | $434,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 77,269 | $387,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 925,200 | $353,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,160 | $331,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 11,000 | $329,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 51,900 | $318,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 21,561 | $292,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 22,189 | $280,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 29,500 | $275,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,000 | $266,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,392 | $248,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 14,699 | $198,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 13,921 | $196,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 18,521 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,914 | $190,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,721 | $166,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 150,000 | $160,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 10,090 | $127,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 50,000 | $121,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,000 | $115,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 20,000 | $102,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 97,542 | $88,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,000 | $50,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 125,000 | $24,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001096978-20-000001 | this filing | 2020-02-11 | acceptance time not in the bulk data set |