13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 57 holding rows worth $64,340,000.
- Accession
- 0001096978-19-000010
- Filer
- CIK 1096978
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 83 entries on the cover page, a total value of $64,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,340,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerORIX CORP028-18337
- included managerORIX Corp USA028-18323
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 9,040,000 | $7,699,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 325,000 | $7,342,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 619,149 | $4,632,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 378,673 | $4,389,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 195,364 | $2,644,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 194,702 | $2,642,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 184,639 | $2,330,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 161,126 | $2,274,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 188,673 | $1,800,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 140,364 | $1,722,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 282,467 | $1,630,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 120,611 | $1,575,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 109,015 | $1,569,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 108,537 | $1,422,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100,000 | $1,417,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 203,270 | $1,244,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 110,000 | $1,125,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 112,845 | $1,097,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 75,687 | $1,001,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 67,579 | $881,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 70,000 | $875,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 78,132 | $860,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 54,299 | $821,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 78,678 | $747,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 149,715 | $705,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 45,255 | $619,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 41,972 | $600,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 63,722 | $586,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 63,311 | $560,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 49,294 | $554,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 35,677 | $496,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 33,496 | $475,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 79,589 | $464,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 35,675 | $456,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 31,496 | $445,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 32,917 | $430,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 28,751 | $408,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 28,964 | $348,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 26,724 | $343,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 35,792 | $329,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,160 | $329,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 19,751 | $271,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D432 | ETRACS MNTLY PAY | 19,187 | $252,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,263 | $232,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,000 | $217,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,976 | $212,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,938 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,914 | $189,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 18,521 | $188,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,571 | $188,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,000 | $174,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,090 | $125,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 44,681 | $116,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,000 | $68,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 181,400 | $18,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $1,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 10,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001096978-19-000010 | this filing | 2019-11-12 | acceptance time not in the bulk data set |