13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-26, with 75 holding rows worth $49,203,000.
- Accession
- 0001096978-18-000011
- Filer
- CIK 1096978
- Filed
- 2018-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 75 entries on the cover page, a total value of $49,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,203,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerORIX CORP028-18337
- included managerORIX Corp USA028-18323
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 394,461 | $4,138,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 120,116 | $2,659,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 166,534 | $1,917,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 126,454 | $1,528,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 132,401 | $1,515,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 108,855 | $1,394,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 144,817 | $1,332,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 108,265 | $1,288,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 106,105 | $1,212,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 101,384 | $1,206,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 129,846 | $1,202,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 177,468 | $1,093,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 77,000 | $1,078,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 80,000 | $1,014,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 235,000 | $1,011,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 75,697 | $990,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 69,137 | $986,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 95,000 | $979,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 70,000 | $971,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 75,000 | $965,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 97,333 | $905,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 70,080 | $901,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 110,000 | $877,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 75,000 | $751,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 75,000 | $747,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 56,327 | $732,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 60,928 | $706,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 49,958 | $674,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 70,418 | $665,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 41,937 | $663,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 46,897 | $651,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 52,355 | $647,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 315,596 | $631,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 49,336 | $620,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 48,995 | $609,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 88,853 | $573,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 41,132 | $548,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 43,351 | $539,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 46,638 | $533,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 104,624 | $521,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 46,984 | $514,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 39,259 | $502,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 38,095 | $453,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 31,302 | $390,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 31,761 | $361,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 40,244 | $354,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 40,582 | $343,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 27,651 | $332,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 31,270 | $331,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 24,860 | $317,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,800 | $309,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 23,909 | $299,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 28,996 | $288,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 23,562 | $260,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,364 | $223,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 24,677 | $221,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,608 | $219,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,976 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,914 | $190,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 12,000 | $189,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 15,000 | $166,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,933 | $154,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 12,053 | $151,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,300 | $130,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 10,012 | $125,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,928 | $122,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 60,000 | $27,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 14,000 | $25,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 60,000 | $14,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 51,600 | $11,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 10,000 | $6,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 10,000 | $6,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 20,000 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $3,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 11,671 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001096978-18-000011 | this filing | 2018-10-26 | acceptance time not in the bulk data set |