13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 95 holding rows worth $239,010,000.
- Accession
- 0001096978-18-000003
- Filer
- CIK 1096978
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 95 entries on the cover page, a total value of $239,010,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $239,010,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerORIX CORP028-18337
- included managerORIX USA Corp028-18323
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 450,533 | $49,892,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 340,000 | $29,668,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 193,740 | $13,744,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 513,900 | $13,623,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 175,384 | $12,821,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 215,617 | $8,525,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 7,500,000 | $7,917,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 280,800 | $7,714,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 164,900 | $6,395,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 123,900 | $6,139,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 291,900 | $6,025,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 197,600 | $5,892,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 99,860 | $5,303,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 389,461 | $4,635,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 87,500 | $4,040,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 51,400 | $3,714,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 275,000 | $2,511,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 72,900 | $2,369,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 240,000 | $2,218,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 100,000 | $2,089,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 39,561 | $2,071,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 155,000 | $1,922,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 136,500 | $1,885,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 222,303 | $1,676,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 175,000 | $1,593,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 83,400 | $1,585,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 160,520 | $1,515,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 115,000 | $1,495,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 105,599 | $1,364,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 81,665 | $1,170,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 85,697 | $1,154,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 75,547 | $1,052,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 68,571 | $963,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 101,000 | $949,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 59,437 | $899,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 67,746 | $823,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 58,027 | $792,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 80,000 | $759,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 33,708 | $748,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 76,123 | $746,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 58,928 | $737,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 49,068 | $725,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 20,227 | $717,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 22,531 | $697,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 52,927 | $644,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 36,825 | $621,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 52,660 | $620,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 65,000 | $618,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 47,256 | $586,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 39,259 | $552,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 51,505 | $538,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 104,624 | $530,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,000 | $527,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 301,310 | $527,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,236 | $523,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 70,000 | $522,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 22,831 | $510,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 30,163 | $475,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 50,600 | $465,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 30,000 | $459,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 29,300 | $453,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 33,900 | $421,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 65,000 | $405,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 29,442 | $389,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 19,700 | $383,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 19,519 | $359,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 49,762 | $324,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,972 | $319,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 24,687 | $315,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 28,996 | $305,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 44,892 | $301,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 8,847 | $269,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,364 | $244,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,300 | $238,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 13,855 | $213,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 39,760 | $207,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,070 | $203,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 59,760 | $200,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,724 | $195,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 42,800 | $188,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 20,209 | $170,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 12,316 | $168,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 12,053 | $164,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 339,000 | $153,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,000 | $121,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,000 | $100,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 20,000 | $61,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 30,000 | $56,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20,000 | $27,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J105 | CL A | 13,930 | $26,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,000 | $19,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 10,000 | $13,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 11,671 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 286,400 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,000 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001096978-18-000003 | this filing | 2018-02-09 | acceptance time not in the bulk data set |