13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-03, with 174 holding rows worth $362,549,000.
- Accession
- 0001096978-16-000003
- Filer
- CIK 1096978
- Filed
- 2016-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 174 entries on the cover page, a total value of $362,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,549,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,861,336 | $14,723,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,295,835 | $13,930,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 115,300 | $10,591,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,268,583 | $9,958,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 641,465 | $8,743,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 431,470 | $8,326,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 685,000 | $8,213,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,184,492 | $6,989,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 66,000 | $6,606,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 465,900 | $6,478,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 426,085 | $6,476,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 76,672 | $6,324,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 449,069 | $6,107,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 347,411 | $6,059,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 45,000 | $5,875,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 383,198 | $5,794,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 142,000 | $5,737,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 407,626 | $5,454,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 38,500 | $5,360,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 83,700 | $5,347,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,013,559 | $5,159,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 172,500 | $5,113,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 868,682 | $5,030,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 383,740 | $5,015,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 18,682 | $4,863,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 470,000 | $4,545,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 54,500 | $4,332,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 55,000 | $4,293,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 517,546 | $4,249,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 393,377 | $3,961,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 23,000 | $3,954,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 332,695 | $3,723,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 369,561 | $3,655,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 125,700 | $3,637,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 191,098 | $3,616,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 881,650 | $3,562,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 231,927 | $3,472,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 73,400 | $3,375,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 222,844 | $3,267,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 309,197 | $3,018,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 287,117 | $2,983,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 260,200 | $2,964,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 192,811 | $2,904,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,048 | $2,901,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 169,700 | $2,812,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 397,634 | $2,795,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 527,959 | $2,624,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 178,935 | $2,609,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,800 | $2,556,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 172,653 | $2,541,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 266,948 | $2,533,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 154,417 | $2,441,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 213,365 | $2,426,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 184,752 | $2,352,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 31,900 | $2,312,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 20,000 | $2,247,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 152,859 | $2,174,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 38,500 | $2,138,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 152,931 | $2,081,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 151,634 | $2,035,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,000 | $2,032,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 345,439 | $1,914,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 132,992 | $1,750,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 97,000 | $1,732,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,051,500 | $1,683,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 124,823 | $1,664,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 110,282 | $1,615,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 144,408 | $1,597,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 316,885 | $1,597,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,104 | $1,568,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 97,712 | $1,551,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 105,498 | $1,537,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 36,600 | $1,531,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 39,000 | $1,486,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 152,223 | $1,458,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 152,843 | $1,454,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 112,530 | $1,443,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 57,900 | $1,425,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 127,256 | $1,409,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 105,983 | $1,400,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 93,518 | $1,369,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 101,999 | $1,344,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 21,000 | $1,287,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 116,336 | $1,275,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 88,822 | $1,254,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 114,225 | $1,253,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 29,000 | $1,233,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 152,979 | $1,213,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 28,820 | $1,167,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 81,130 | $1,155,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 79,423 | $1,144,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 118,233 | $1,130,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 261,370 | $1,111,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 34,350 | $1,014,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 81,737 | $1,011,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 116,100 | $971,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 63,014 | $940,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 263,312 | $914,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 142,800 | $912,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 61,680 | $908,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 42,500 | $867,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 30,000 | $792,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 10,000 | $746,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 36,000 | $742,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 68,892 | $691,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 143,430 | $674,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 35,213 | $669,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 95,878 | $666,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 14,000 | $643,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 44,106 | $633,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 46,600 | $618,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 42,939 | $586,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 51,771 | $568,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 35,444 | $564,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 38,136 | $561,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 42,200 | $554,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 26,352 | $547,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 44,653 | $535,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 63,090 | $528,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 40,086 | $521,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150,000 | $495,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 96,175 | $481,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 47,714 | $479,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 36,150 | $464,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 35,411 | $431,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,359 | $409,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 35,066 | $388,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 35,000 | $382,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 47,807 | $379,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 89,800 | $371,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 74,359 | $363,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 36,600 | $348,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 63,700 | $346,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 20,773 | $343,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,000 | $328,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 9,100 | $308,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 34,900 | $297,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 515,400 | $271,000 | thousands by filing date | put |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 25,400 | $266,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,000 | $257,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 333,500 | $223,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,800 | $212,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 23,511 | $203,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 33,000 | $195,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 737,900 | $187,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,000 | $184,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,000 | $182,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 62,400 | $163,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 11,284 | $162,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 17,381 | $155,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 69,481 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 330,000 | $85,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 531,500 | $82,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 158,500 | $80,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 171,800 | $75,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 56,100 | $75,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 100,000 | $60,000 | thousands by filing date | put |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 78,958 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200,000 | $35,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 225,000 | $32,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 15,000 | $20,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 30,000 | $16,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 60,000 | $10,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $10,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 50,000 | $9,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 24,000 | $9,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,300 | $8,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 10,000 | $5,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 40,000 | $4,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,000 | $4,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,000 | $3,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 25,000 | $3,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,000 | $1,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001096978-16-000003 | this filing | 2016-05-03 | acceptance time not in the bulk data set |