13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 182 holding rows worth $360,821,950.
- Accession
- 0001095449-23-000080
- Filer
- CIK 1757043
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 182 entries on the cover page, a total value of $360,821,950 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,821,950 with VALUE read as dollars as filed, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 781,842 | $71,788,745 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 421,094 | $24,255,025 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 468,907 | $15,802,166 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 145,762 | $14,592,251 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 129,553 | $14,311,771 | dollars as filed | |
| Apple Inc | 037833100 | COM | 67,822 | $11,611,737 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 81,716 | $10,774,255 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 30,737 | $9,705,056 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 71,344 | $9,069,249 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10,678 | $9,002,671 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 302,248 | $8,780,297 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,533 | $7,543,010 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 251,740 | $6,890,116 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 230,655 | $6,511,391 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,642 | $4,794,972 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 78,250 | $4,191,044 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 26,978 | $4,150,295 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 138,741 | $4,095,634 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 59,362 | $4,061,569 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 41,906 | $3,809,674 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,518 | $3,657,987 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 165,459 | $3,512,695 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,121 | $3,044,201 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,621 | $2,912,048 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 16,405 | $2,766,192 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 54,784 | $2,749,045 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 10,064 | $2,496,820 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 6,396 | $2,337,153 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 49,561 | $2,325,885 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 15,632 | $2,214,940 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 9,849 | $1,997,180 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,075 | $1,770,307 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,485 | $1,764,002 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,650 | $1,759,658 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 11,858 | $1,729,608 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,736 | $1,716,957 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,535 | $1,709,051 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 3,720 | $1,618,311 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 10,308 | $1,605,470 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,422 | $1,584,328 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 33,883 | $1,519,991 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 27,404 | $1,504,471 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 31,429 | $1,475,592 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 41,908 | $1,444,569 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 35,200 | $1,315,423 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 41,688 | $1,281,897 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 32,337 | $1,249,832 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 53,123 | $1,248,656 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 67,327 | $1,166,104 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,844 | $1,126,012 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,810 | $1,040,256 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 5,094 | $1,037,278 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,853 | $1,029,204 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,997 | $1,028,186 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 60,563 | $1,021,092 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 45,379 | $1,017,397 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 47,271 | $996,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 35,030 | $973,834 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 20,100 | $913,143 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 19,600 | $901,404 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 4,036 | $860,798 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 13,135 | $826,331 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,682 | $824,002 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,786 | $786,826 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,375 | $750,843 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,681 | $743,887 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 241,811 | $718,179 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,335 | $717,069 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 92,534 | $711,586 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,022 | $704,587 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,994 | $687,394 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,498 | $668,938 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 4,159 | $661,323 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,432 | $640,716 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,797 | $634,200 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 9,966 | $632,143 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,003 | $596,648 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 2,329 | $594,035 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,512 | $575,690 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,760 | $560,954 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,103 | $557,127 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,178 | $538,513 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 3,545 | $523,747 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,935 | $523,679 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,733 | $520,264 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,282 | $511,920 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 16,878 | $511,741 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,647 | $507,778 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 18,725 | $506,699 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 5,165 | $478,214 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 5,095 | $470,829 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 142,181 | $470,619 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 2,330 | $470,101 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 42,969 | $467,503 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 13,261 | $461,432 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 10,386 | $461,138 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,719 | $455,106 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,691 | $454,356 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,064 | $439,656 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,393 | $437,103 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,552 | $436,576 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,854 | $436,006 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 17,719 | $432,875 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,758 | $432,829 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,809 | $424,851 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 12,686 | $420,795 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,934 | $420,648 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,616 | $383,841 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,821 | $381,840 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,160 | $376,095 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 6,366 | $373,557 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 16,022 | $360,237 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 13,924 | $358,735 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,594 | $356,382 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 7,146 | $353,209 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 744 | $352,494 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,054 | $352,218 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 808 | $351,359 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,908 | $350,938 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 419 | $348,013 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 4,641 | $345,317 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,811 | $336,758 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,611 | $330,876 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,583 | $323,850 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 9,121 | $323,613 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,186 | $323,043 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,447 | $321,727 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,633 | $321,530 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 10,204 | $318,977 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,722 | $316,185 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,769 | $307,525 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 12,756 | $306,527 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,262 | $305,367 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 15,000 | $296,850 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 905 | $292,677 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,670 | $292,359 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,224 | $291,113 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 8,384 | $290,171 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,085 | $288,697 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 8,973 | $288,619 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,058 | $288,564 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 8,807 | $286,831 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,367 | $286,052 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,500 | $285,945 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,936 | $283,405 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,823 | $282,695 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,943 | $281,410 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,834 | $276,968 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,717 | $273,775 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 8,236 | $272,529 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,943 | $272,239 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,656 | $272,171 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 27,735 | $270,418 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 10,148 | $262,833 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $256,590 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,083 | $250,276 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 813 | $245,656 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 55,245 | $244,735 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 4,074 | $235,640 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,411 | $231,969 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,698 | $227,075 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 406 | $226,938 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 13,600 | $224,400 | dollars as filed | |
| Deere & Company | 244199105 | COM | 578 | $218,031 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 13,878 | $210,946 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,596 | $210,390 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 6,476 | $209,887 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 416 | $209,543 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,195 | $208,647 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 4,150 | $207,044 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 722 | $206,293 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,000 | $206,140 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,170 | $205,094 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 539 | $204,178 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,881 | $166,165 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,500 | $160,310 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,148 | $152,423 | dollars as filed | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 10,230 | $34,015 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 38,888 | $30,834 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,000 | $21,780 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,000 | $17,317 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 19,245 | $11,739 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-23-000080 | this filing | 2023-11-14 | acceptance time not in the bulk data set |