13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-04, with 187 holding rows worth $364,961,568.
- Accession
- 0001095449-23-000064
- Filer
- CIK 1757043
- Filed
- 2023-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 187 entries on the cover page, a total value of $364,961,568 stated on the cover page (in dollars after the unit check, H1), rows summing to $364,961,568 with VALUE read as dollars as filed, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 77,277 | $34,443,238 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 275,871 | $30,469,938 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 312,933 | $28,733,469 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 189,142 | $13,330,706 | dollars as filed | |
| Apple Inc | 037833100 | COM | 67,406 | $13,074,811 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 31,133 | $11,501,321 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 82,802 | $10,794,069 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 30,844 | $10,503,667 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 402,862 | $10,164,208 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 82,289 | $9,954,500 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10,773 | $9,632,605 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 308,983 | $9,257,122 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 237,088 | $8,113,151 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,424 | $7,305,584 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 245,673 | $6,473,482 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 188,534 | $6,166,947 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 217,999 | $6,066,868 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 105,383 | $5,830,845 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,301 | $4,345,230 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 87,939 | $3,974,843 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 182,206 | $3,857,301 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 44,938 | $3,582,907 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 21,477 | $3,461,847 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 109,529 | $3,269,441 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,991 | $3,098,789 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,589,050 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 10,749 | $2,579,670 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 6,360 | $2,549,650 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33,376 | $2,525,261 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 15,731 | $2,475,198 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,621 | $2,432,357 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 15,571 | $2,329,991 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 55,479 | $2,249,662 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 41,527 | $2,008,670 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 41,808 | $1,974,575 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,727 | $1,944,562 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,218 | $1,889,456 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 18,785 | $1,879,854 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,857 | $1,865,997 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 11,858 | $1,799,333 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 30,424 | $1,724,422 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,015 | $1,574,089 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 45,364 | $1,562,862 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 66,044 | $1,552,694 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 3,669 | $1,551,997 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 9,198 | $1,522,510 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,544 | $1,452,618 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 36,890 | $1,451,987 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 80,540 | $1,451,331 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 29,455 | $1,372,023 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,110 | $1,223,317 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,703 | $1,101,992 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,997 | $1,069,085 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 16,742 | $1,043,334 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 36,853 | $1,027,830 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 19,737 | $989,633 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 19,829 | $984,312 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 4,776 | $977,177 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 21,247 | $964,826 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,635 | $894,433 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 19,600 | $846,132 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 4,036 | $811,640 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 27,604 | $808,977 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,340 | $800,190 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,456 | $793,503 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,180 | $757,963 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 21,984 | $749,644 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,446 | $743,838 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 13,133 | $742,423 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,411 | $719,438 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,109 | $701,684 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 241,811 | $698,834 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,787 | $681,736 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,824 | $666,141 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,768 | $638,006 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 72,936 | $633,814 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,625 | $630,266 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,178 | $588,665 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,114 | $583,881 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 2,017 | $581,279 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 137,181 | $556,955 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,183 | $554,803 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,631 | $549,546 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 6,132 | $547,465 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,002 | $539,123 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 5,095 | $538,083 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 39,582 | $531,190 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,218 | $528,678 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,103 | $521,334 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 16,878 | $518,830 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 28,124 | $515,794 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 5,163 | $504,037 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 17,106 | $501,548 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 6,490 | $490,579 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 20,000 | $487,600 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,060 | $481,459 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 42,969 | $479,534 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,649 | $473,230 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,169 | $467,966 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,928 | $447,979 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 17,719 | $444,215 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,978 | $443,945 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,809 | $440,820 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 12,553 | $440,736 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 8,312 | $438,768 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 11,783 | $432,200 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,537 | $422,537 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,821 | $410,761 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 15,466 | $403,123 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,727 | $400,514 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,210 | $398,140 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,696 | $379,708 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 744 | $377,506 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,047 | $375,195 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 2,001 | $367,184 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 10,076 | $365,759 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 27,732 | $351,648 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 4,332 | $349,894 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 808 | $345,266 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 9,808 | $342,312 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,054 | $341,651 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,633 | $337,931 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 964 | $332,773 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,262 | $328,969 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,276 | $328,353 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,367 | $326,788 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,943 | $324,819 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 9,818 | $322,914 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,978 | $320,555 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,442 | $320,056 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,939 | $313,865 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,058 | $312,628 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 12,776 | $306,316 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,224 | $306,235 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,717 | $301,652 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,085 | $301,396 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 6,264 | $299,865 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,500 | $297,440 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,936 | $296,028 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,811 | $291,248 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 8,973 | $289,648 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,433 | $289,624 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,861 | $289,575 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 8,807 | $288,253 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 891 | $287,230 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,086 | $287,156 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,943 | $285,265 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 8,862 | $284,736 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 8,236 | $280,271 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 3,816 | $279,255 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,596 | $278,563 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,215 | $276,534 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,419 | $276,345 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 10,186 | $276,123 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,304 | $275,483 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,407 | $272,955 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $271,200 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 4,122 | $256,347 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,000 | $256,000 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,478 | $255,085 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 813 | $252,550 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 12,026 | $249,299 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 13,600 | $246,296 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,554 | $243,709 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,625 | $241,838 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,441 | $241,295 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 326,468 | $239,628 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,060 | $236,086 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 11,320 | $230,136 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,195 | $224,349 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 397 | $223,102 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,000 | $218,780 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 5,594 | $208,041 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,000 | $206,520 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,522 | $205,327 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 6,667 | $204,758 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 5,969 | $204,445 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,598 | $202,956 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 11,022 | $175,360 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,148 | $161,861 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,500 | $135,355 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,000 | $80,520 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,000 | $73,140 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 19,245 | $20,785 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 38,888 | $20,646 | dollars as filed | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 56,284 | $10,784 | dollars as filed | |
| MCLOUD TECHNOLOGIES CORP | 582270179 | *W EXP 11/29/202 | 11,000 | $207 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-23-000064 | this filing | 2023-08-04 | acceptance time not in the bulk data set |