13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-20, with 178 holding rows worth $308,656,113.
- Accession
- 0001095449-23-000019
- Filer
- CIK 1757043
- Filed
- 2023-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 178 entries on the cover page, a total value of $308,656,113 stated on the cover page (in dollars after the unit check, H1), rows summing to $308,656,113 with VALUE read as dollars as filed, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 167,304 | $23,631,705 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 46,092 | $17,708,913 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 94,315 | $13,682,298 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 234,478 | $13,557,510 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 70,847 | $10,758,062 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 346,502 | $10,370,809 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 145,632 | $10,347,170 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 109,257 | $9,694,374 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 14,784 | $9,308,438 | dollars as filed | |
| Apple Inc | 037833100 | COM | 67,171 | $8,727,476 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 94,779 | $7,961,436 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,104 | $7,754,626 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 69,245 | $7,611,410 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 29,297 | $7,026,012 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 114,942 | $6,263,169 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 201,110 | $5,882,990 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 164,623 | $5,045,695 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 208,465 | $5,028,175 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 46,941 | $4,680,462 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 55,360 | $4,199,056 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 354,706 | $4,192,625 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 73,519 | $3,317,177 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,965 | $3,173,192 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 98,420 | $2,971,300 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 27,914 | $2,940,418 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 94,870 | $2,932,574 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 15,493 | $2,780,839 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,884 | $2,632,605 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20,074 | $2,446,853 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,343,555 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,780 | $2,299,098 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 105,742 | $2,218,467 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 6,607 | $2,212,812 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 40,514 | $2,034,227 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 70,010 | $1,797,857 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 11,803 | $1,788,863 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 74,417 | $1,734,660 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 8,150 | $1,693,266 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 9,231 | $1,630,703 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 64,749 | $1,627,466 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 35,565 | $1,585,822 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,133 | $1,558,828 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 43,914 | $1,495,259 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 19,216 | $1,446,550 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 31,335 | $1,439,216 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 46,785 | $1,418,989 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,882 | $1,401,169 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 56,786 | $1,396,936 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 77,419 | $1,388,123 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 39,546 | $1,318,856 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 23,784 | $1,192,285 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,342 | $1,161,954 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,331 | $1,153,178 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 11,430 | $1,108,230 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 38,982 | $1,036,453 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,995 | $1,016,992 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 12,895 | $933,211 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 23,975 | $928,072 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,427 | $909,612 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,635 | $870,687 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 21,294 | $852,614 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,874 | $846,739 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,226 | $793,339 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 28,678 | $757,099 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,201 | $746,228 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 18,066 | $737,080 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,468 | $733,242 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,012 | $706,156 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,529 | $704,767 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 7,671 | $694,072 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 9,271 | $691,488 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 29,536 | $689,075 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,160 | $674,318 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,012 | $648,385 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,922 | $647,993 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,412 | $644,706 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,782 | $641,513 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 13,011 | $636,108 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,312 | $609,211 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,029 | $603,421 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,962 | $585,386 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50,911 | $581,404 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 241,611 | $562,954 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,114 | $562,602 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,645 | $560,528 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 17,471 | $554,355 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 8,205 | $540,710 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 6,194 | $538,135 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,720 | $510,705 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 5,004 | $506,468 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 27,902 | $503,352 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 16,878 | $497,226 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,082 | $488,374 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,635 | $473,661 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,276 | $466,685 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,640 | $462,079 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,681 | $458,079 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,169 | $456,537 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,995 | $455,838 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 850 | $450,697 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,843 | $435,283 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,298 | $432,158 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,049 | $423,201 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 5,095 | $420,185 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 10,526 | $414,724 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 35,484 | $409,840 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 13,763 | $395,824 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,952 | $394,434 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,497 | $393,266 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 2,154 | $384,661 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 8,284 | $378,683 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 8,500 | $377,400 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 8,918 | $368,224 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 27,725 | $368,183 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,158 | $365,732 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,103 | $364,240 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,552 | $358,015 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,628 | $355,754 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,054 | $352,920 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,173 | $352,064 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,949 | $345,062 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 306,468 | $343,244 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,734 | $340,611 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,390 | $340,532 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,640 | $339,595 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,811 | $331,698 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 132,181 | $330,453 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 10,095 | $329,804 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,084 | $321,778 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,367 | $321,320 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 10,368 | $312,180 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,633 | $308,789 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 9,808 | $307,088 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 808 | $303,097 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 881 | $302,652 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 10,067 | $301,406 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,408 | $298,282 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 9,845 | $296,925 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,950 | $296,422 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 10,635 | $291,718 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $285,930 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,700 | $278,868 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,946 | $275,253 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,149 | $272,337 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,421 | $266,165 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,729 | $265,768 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,897 | $264,993 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,861 | $263,706 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 13,900 | $262,988 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,648 | $260,032 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 8,236 | $256,304 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,441 | $246,512 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,000 | $242,560 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 694 | $241,354 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,393 | $236,069 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,916 | $235,641 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,825 | $234,480 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 9,346 | $231,173 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,521 | $227,618 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,187 | $226,247 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,500 | $225,335 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14,000 | $218,960 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,882 | $217,448 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 4,368 | $216,466 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,575 | $215,666 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 6,430 | $215,276 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 5,635 | $214,524 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 9,175 | $202,132 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,759 | $198,073 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 16,000 | $174,880 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,500 | $142,945 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,000 | $64,860 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 10,000 | $40,700 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,000 | $23,500 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 21,056 | $21,688 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 19,245 | $20,977 | dollars as filed | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 56,284 | $17,274 | dollars as filed | |
| MCLOUD TECHNOLOGIES CORP | 582270179 | *W EXP 11/29/202 | 11,000 | $1,870 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-23-000019 | this filing | 2023-01-20 | acceptance time not in the bulk data set |