13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 170 holding rows worth $318,156,000.
- Accession
- 0001095449-21-000098
- Filer
- CIK 1757043
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 170 entries on the cover page, a total value of $318,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,156,000 with VALUE read as thousands by filing date, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 45,152 | $19,453,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 437,030 | $13,233,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 17,410 | $10,874,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,025 | $10,728,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,344 | $9,647,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,557 | $9,276,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 216,327 | $8,854,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 433,403 | $8,113,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 397,752 | $7,625,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,786 | $7,083,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 9,161 | $6,665,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 105,572 | $6,293,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 55,250 | $6,257,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,092 | $6,228,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 63,159 | $6,214,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 278,751 | $6,032,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,805 | $5,929,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 28,107 | $5,421,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 251,835 | $5,218,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,827 | $4,353,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,607 | $4,296,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 250,059 | $4,083,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 33,820 | $3,944,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30,712 | $3,578,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,523 | $3,365,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 7,688 | $3,009,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 58,718 | $2,874,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 15,030 | $2,872,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10,750 | $2,819,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,608 | $2,808,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 10,108 | $2,752,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,543 | $2,674,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 54,943 | $2,651,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,910 | $2,644,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 29,727 | $2,642,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 8,679 | $2,637,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 17,333 | $2,597,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 34,945 | $2,581,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 89,982 | $2,541,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,010 | $2,458,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 11,138 | $2,439,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 14,954 | $2,422,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 21,325 | $2,402,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,508 | $2,340,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,961 | $2,301,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 69,329 | $2,264,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 69,507 | $2,240,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 7,205 | $2,173,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 44,338 | $2,146,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,870 | $2,090,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 29,324 | $2,074,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,057,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 43,678 | $1,991,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,811 | $1,881,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 8,417 | $1,750,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 35,884 | $1,744,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 31,096 | $1,694,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,600 | $1,622,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,217 | $1,544,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,689 | $1,510,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 52,554 | $1,465,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 28,532 | $1,447,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 182,737 | $1,431,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,175 | $1,333,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 77,174 | $1,322,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,669 | $1,294,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,527 | $1,216,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 27,700 | $1,110,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 23,577 | $1,025,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,282 | $1,015,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,975 | $1,011,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,846 | $978,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,102 | $948,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,493 | $902,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 17,718 | $894,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,762 | $858,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,919 | $805,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,623 | $779,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 17,967 | $764,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 29,950 | $721,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,632 | $697,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,991 | $693,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 18,983 | $673,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,217 | $660,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,182 | $659,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 19,822 | $635,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,786 | $632,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,317 | $628,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,720 | $626,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,964 | $602,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,386 | $584,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,825 | $570,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,357 | $568,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,512 | $568,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14,000 | $540,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 37,184 | $535,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,136 | $516,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,449 | $515,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,953 | $503,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 13,183 | $489,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,994 | $473,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,203 | $465,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,460 | $463,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,103 | $461,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,053 | $459,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 2,326 | $458,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 64,850 | $457,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,168 | $450,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,551 | $444,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,027 | $440,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 20,118 | $421,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,292 | $397,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,670 | $393,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,000 | $391,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,057 | $384,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,896 | $378,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 6,362 | $368,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,103 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,784 | $362,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,729 | $361,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 17,223 | $357,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,721 | $353,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,095 | $351,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,129 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 774 | $345,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,550 | $344,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,054 | $343,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,498 | $342,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,025 | $332,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,852 | $318,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,155 | $314,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,377 | $313,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,634 | $313,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,613 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,977 | $310,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,500 | $309,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,341 | $307,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,368 | $304,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 779 | $304,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 485 | $302,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,000 | $302,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,694 | $289,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 8,236 | $281,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,082 | $268,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,195 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 903 | $265,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,750 | $263,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50,911 | $258,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,252 | $252,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,400 | $242,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 12,431 | $241,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 6,300 | $240,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 11,140 | $238,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,500 | $236,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,000 | $236,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,313 | $230,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 7,067 | $220,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $218,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 859 | $211,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,871 | $209,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,536 | $205,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 34,245 | $177,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,000 | $175,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,500 | $169,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 86,468 | $109,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 15,002 | $81,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 12,500 | $66,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 48,039 | $51,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $27,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 15,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-21-000098 | this filing | 2021-11-12 | acceptance time not in the bulk data set |