13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 136 holding rows worth $184,672,000.
- Accession
- 0001095449-20-000055
- Filer
- CIK 1757043
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 136 entries on the cover page, a total value of $184,672,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,614,000 with VALUE read as thousands by filing date, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 195,849 | $16,226,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 53,314 | $11,352,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 15,355 | $9,586,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 19,135 | $9,091,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 68,944 | $7,984,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,804 | $7,327,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 44,739 | $7,304,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,357 | $6,403,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 382,307 | $6,036,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 170,591 | $5,834,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 47,551 | $5,185,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,621 | $4,757,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 430,350 | $4,639,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 15,427 | $4,286,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 395,430 | $4,084,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 30,192 | $3,264,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 28,981 | $3,208,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 903 | $2,843,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 21,186 | $2,338,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,573 | $2,305,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 22,203 | $2,032,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,433 | $2,025,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,471 | $1,957,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,988 | $1,797,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,600 | $1,612,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,600,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,688 | $1,570,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,137 | $1,449,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 16,150 | $1,397,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,862 | $1,384,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 73,140 | $1,341,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,511 | $1,267,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 21,463 | $1,090,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,773 | $1,087,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,089 | $1,073,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,724 | $1,062,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 29,344 | $1,027,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 30,707 | $880,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,761 | $818,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,083 | $792,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,030 | $761,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,025 | $747,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,513 | $747,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,106 | $726,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,685 | $722,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,592 | $717,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,694 | $706,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 23,577 | $684,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,845 | $651,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,922 | $641,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,983 | $606,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,307 | $575,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,963 | $542,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,041 | $539,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 128,150 | $534,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,103 | $528,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,481 | $519,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,696 | $502,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,629 | $493,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,296 | $490,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,981 | $473,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,881 | $469,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,623 | $469,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,311 | $468,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 13,964 | $464,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,506 | $456,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,965 | $448,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,490 | $429,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,029 | $423,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,805 | $422,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 8,361 | $422,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,520 | $417,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,228 | $416,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,271 | $396,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,871 | $388,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14,950 | $383,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,027 | $380,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,270 | $378,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,199 | $368,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,484 | $368,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,114 | $366,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 25,019 | $363,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,036 | $352,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,251 | $347,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,327 | $347,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,632 | $342,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,052 | $340,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 608 | $328,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,475 | $320,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,000 | $308,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 16,629 | $299,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,125 | $294,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 582 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,246 | $270,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 541 | $265,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,593 | $263,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,136 | $261,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,272 | $257,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,569 | $257,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,787 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 810 | $246,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,005 | $241,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,000 | $239,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $233,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,013 | $232,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,972 | $230,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,296 | $230,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 91,328 | $229,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,853 | $225,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,307 | $223,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,000 | $219,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 10,750 | $219,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,110 | $218,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,377 | $216,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 12,850 | $216,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,551 | $215,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,963 | $210,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 959 | $210,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 425 | $206,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,652 | $204,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,212 | $202,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,500 | $175,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 32,500 | $159,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,500 | $158,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,917 | $156,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 22,500 | $146,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 18,000 | $139,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 18,973 | $135,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,520 | $133,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 12,620 | $112,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 39,806 | $71,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,439 | $67,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,048 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,728 | $58,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 127,595 | $49,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 21,000 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-20-000055 | this filing | 2020-11-12 | acceptance time not in the bulk data set |