13F-HR filed by Mine & Arao Wealth Creation & Management, LLC.
Mine & Arao Wealth Creation & Management, LLC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 231 holding rows worth $86,235,000.
- Accession
- 0001095449-20-000027
- Filer
- CIK 1802994
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 232 entries on the cover page, a total value of $86,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,231,000 with VALUE read as thousands by filing date, 13F file number 028-19861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 87,217 | $16,606,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 51,957 | $13,392,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 49,727 | $10,901,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,369 | $4,619,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,560 | $4,211,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 30,434 | $2,238,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,638 | $1,905,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 19,801 | $1,813,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,977 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 7,418 | $1,393,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 27,055 | $1,110,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,542 | $993,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,082 | $958,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 726 | $844,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 16,005 | $808,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 27,554 | $791,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,250 | $743,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,021 | $735,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,543 | $720,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,739 | $677,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,421 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 5,200 | $656,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,676 | $646,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,809 | $601,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,800 | $545,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,462 | $506,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,331 | $506,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,398 | $492,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,345 | $477,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,743 | $458,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,560 | $443,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,094 | $420,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,679 | $405,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,304 | $402,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,068 | $393,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,937 | $378,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,629 | $353,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,461 | $346,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,642 | $339,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,763 | $332,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,857 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,826 | $311,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,150 | $303,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,356 | $261,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,670 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,297 | $232,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,669 | $219,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,812 | $210,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,754 | $201,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,070 | $199,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 558 | $189,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,025 | $187,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,275 | $184,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,144 | $171,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 561 | $159,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,162 | $150,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 670 | $146,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,320 | $146,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,866 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,200 | $129,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,509 | $121,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 738 | $118,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,012 | $115,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,200 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,906 | $109,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,132 | $108,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,188 | $108,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 750 | $108,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 650 | $97,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,388 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,035 | $95,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,881 | $94,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 514 | $91,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,004 | $86,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,952 | $86,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,591 | $86,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,583 | $86,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 751 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,764 | $84,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,003 | $83,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 832 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 6,586 | $81,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 183 | $81,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 654 | $79,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,250 | $79,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,009 | $75,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 534 | $71,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 624 | $71,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 738 | $71,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,297 | $70,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 500 | $69,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 440 | $68,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $65,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 720 | $64,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 300 | $64,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 450 | $63,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 496 | $60,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 115 | $60,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $60,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,429 | $60,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 841 | $55,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,000 | $52,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 607 | $52,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $50,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 900 | $47,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 120 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 336 | $45,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 466 | $44,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 430 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 435 | $44,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,201 | $43,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 529 | $43,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 225 | $42,000 | thousands by filing date | |
| VTI | 922908769 | COM | 318 | $41,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 400 | $39,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 127 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 463 | $36,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 378 | $36,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 356 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 500 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 900 | $35,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 150 | $34,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 500 | $34,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 540 | $33,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 420 | $33,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 606 | $33,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 961 | $32,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 2,200 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,444 | $31,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 345 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 990 | $30,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 800 | $30,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 325 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 648 | $29,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 305 | $28,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 376 | $28,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,000 | $27,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 314 | $25,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 4,500 | $24,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,116 | $23,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 125 | $22,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 250 | $22,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 166 | $21,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 582 | $21,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $20,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 80 | $19,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 132 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 156 | $19,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 156 | $18,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 247 | $18,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 100 | $17,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,145 | $17,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $16,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $16,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 69 | $16,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $15,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 220 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 900 | $15,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 101 | $14,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,888 | $14,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 300 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,500 | $13,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 500 | $13,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $13,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 300 | $13,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 150 | $12,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 75 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 213 | $12,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 600 | $12,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 802 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 210 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 200 | $12,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 800 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 221 | $12,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 290 | $11,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 713 | $11,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $11,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 200 | $11,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 500 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 500 | $10,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $10,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 118 | $9,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $9,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 800 | $9,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 188 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,500 | $8,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 152 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 168 | $7,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 75 | $7,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 33 | $7,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 500 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 200 | $7,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 50 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 133 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 700 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 30 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,000 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 600 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $5,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 202 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 215 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $5,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 81 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 120 | $4,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 75 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 400 | $4,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 75 | $3,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 148 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 26 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 29 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 60 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 75 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 40 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 202 | $2,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 202 | $2,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 18 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 86 | $1,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 34 | $1,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 20 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 247 | $1,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 100 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-20-000027 | this filing | 2020-05-13 | acceptance time not in the bulk data set |