13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 138 holding rows worth $274,820,000.
- Accession
- 0001095449-20-000013
- Filer
- CIK 1757043
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 138 entries on the cover page, a total value of $274,820,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $274,751,000 with VALUE read as thousands by filing date, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,098,430 | $40,744,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 178,187 | $16,291,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 29,040 | $16,262,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 35,297 | $11,409,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 48,505 | $10,986,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,855 | $7,592,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 375,888 | $7,333,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 105,899 | $6,657,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 231,633 | $6,522,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 115,457 | $6,211,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 45,471 | $5,718,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 95,158 | $5,500,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 9,005 | $5,256,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 23,392 | $4,529,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 65,820 | $4,317,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,541 | $3,239,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 27,984 | $3,091,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 25,441 | $2,990,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 37,237 | $2,756,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,751 | $2,660,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 28,570 | $2,629,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 18,386 | $2,626,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 54,863 | $2,617,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 25,655 | $2,580,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 42,592 | $2,579,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 104,576 | $2,572,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 14,043 | $2,501,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40,854 | $2,493,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 14,605 | $2,463,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 28,133 | $2,449,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,800 | $2,410,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,296 | $2,385,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 33,539 | $2,385,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 51,761 | $2,373,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 20,500 | $2,360,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 16,722 | $2,327,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 54,335 | $2,324,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,950 | $2,304,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,755 | $2,293,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 37,373 | $2,273,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 42,643 | $2,249,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 51,299 | $2,226,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 14,039 | $2,189,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,624 | $2,171,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,378 | $1,853,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 42,192 | $1,631,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,234 | $1,630,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,800 | $1,598,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,277 | $1,486,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 50,684 | $1,466,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 12,239 | $1,416,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 26,700 | $1,346,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 46,029 | $1,287,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,735 | $1,097,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 577 | $1,067,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,548 | $955,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,892 | $841,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 23,577 | $836,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,144 | $831,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 22,249 | $828,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,559 | $779,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 10,000 | $731,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,104 | $729,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,555 | $667,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,734 | $659,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,623 | $643,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,750 | $636,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,388 | $635,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,328 | $599,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,860 | $542,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,563 | $529,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,595 | $501,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,647 | $481,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,291 | $478,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,051 | $458,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,388 | $458,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,322 | $449,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,157 | $447,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 20,850 | $431,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,000 | $427,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 60,000 | $417,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,320 | $395,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,205 | $393,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,093 | $390,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,571 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,497 | $379,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,645 | $362,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 23,900 | $354,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 16,000 | $348,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,747 | $343,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 25,000 | $343,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,095 | $340,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 18,499 | $338,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,580 | $333,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,000 | $319,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,103 | $317,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,778 | $312,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 28,300 | $310,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,492 | $306,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,027 | $306,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,369 | $298,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,570 | $296,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14,450 | $296,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,000 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,193 | $291,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,125 | $290,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,049 | $290,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,326 | $289,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,555 | $288,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 110,911 | $281,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,047 | $275,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,000 | $275,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 209 | $263,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,826 | $258,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,000 | $255,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,500 | $245,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 10,750 | $243,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,111 | $242,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,110 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 935 | $234,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,888 | $230,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 9,000 | $228,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 735 | $215,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 8,000 | $214,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,000 | $206,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,358 | $202,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,176 | $201,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,611 | $200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,693 | $197,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 10,131 | $186,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,750 | $171,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 14,759 | $170,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 32,475 | $153,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,000 | $148,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,500 | $115,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 15,000 | $106,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,463 | $64,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 24,806 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-20-000013 | this filing | 2020-02-12 | acceptance time not in the bulk data set |