13F-HR filed by Delta Investment Management, LLC
Delta Investment Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-05, with 142 holding rows worth $191,515,000.
- Accession
- 0001095449-19-000066
- Filer
- CIK 1757043
- Filed
- 2019-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 142 entries on the cover page, a total value of $191,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,448,000 with VALUE read as thousands by filing date, 13F file number 028-18966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 25,426 | $13,238,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 126,917 | $11,624,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 26,170 | $7,812,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33,704 | $7,011,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 374,860 | $6,991,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,395,959 | $6,395,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11,993 | $4,942,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 73,577 | $4,875,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 152,978 | $4,372,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 23,096 | $4,360,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 34,275 | $4,346,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 81,088 | $4,090,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 76,942 | $4,084,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 49,548 | $3,017,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 44,901 | $2,878,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 15,785 | $2,841,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 47,346 | $2,741,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 15,407 | $2,352,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 15,034 | $2,330,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 5,580 | $2,330,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 51,027 | $2,286,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 9,327 | $2,249,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 17,870 | $2,241,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,899 | $2,210,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 18,916 | $2,206,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,082 | $2,197,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,693 | $2,190,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,938 | $2,176,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 17,273 | $2,170,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 13,642 | $2,168,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 35,419 | $2,158,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 14,460 | $2,158,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 21,042 | $2,153,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 30,278 | $2,150,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,101 | $2,137,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 27,445 | $2,118,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 45,754 | $2,118,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 29,038 | $2,114,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 21,599 | $2,107,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 34,489 | $2,105,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 43,029 | $2,101,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,422 | $2,083,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 38,571 | $2,067,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 18,644 | $2,062,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 23,313 | $2,061,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 12,703 | $2,019,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 102,852 | $1,880,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 28,484 | $1,844,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 41,256 | $1,623,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 12,223 | $1,321,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,371 | $996,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,443 | $949,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 17,348 | $912,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 23,577 | $803,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,021 | $738,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,310 | $704,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,398 | $612,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,000 | $462,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,686 | $444,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,511 | $434,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,533 | $429,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,388 | $429,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,000 | $420,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,659 | $419,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,408 | $416,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,937 | $403,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,948 | $351,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,083 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,363 | $318,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,878 | $317,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 26,950 | $310,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 16,494 | $308,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,000 | $307,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 18,579 | $305,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 12,990 | $300,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,883 | $300,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 8,243 | $299,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,763 | $297,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,534 | $286,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 18,049 | $269,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,073 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,476 | $258,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,991 | $257,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,200 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,892 | $253,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,826 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,065 | $248,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,314 | $247,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,863 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,664 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,867 | $238,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 28,300 | $238,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,654 | $236,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 9,041 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 9,001 | $235,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,514 | $234,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,596 | $226,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,240 | $224,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,572 | $223,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,350 | $222,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,440 | $221,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,953 | $220,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,181 | $219,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,564 | $218,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,975 | $217,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,040 | $216,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,331 | $216,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,767 | $216,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,478 | $216,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 9,328 | $216,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,815 | $215,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,107 | $215,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,764 | $215,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,260 | $214,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,872 | $213,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,691 | $213,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,209 | $213,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 948 | $212,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 35,000 | $212,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,653 | $211,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,000 | $211,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,691 | $210,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,847 | $210,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,116 | $209,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,891 | $209,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,180 | $204,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 737 | $203,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,407 | $203,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,649 | $203,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,772 | $203,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,380 | $201,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,037 | $200,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,750 | $194,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 59,845 | $180,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,918 | $110,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,568 | $96,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,500 | $93,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,808 | $90,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 20,052 | $57,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 24,806 | $23,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 32,493 | $21,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-19-000066 | this filing | 2019-11-05 | acceptance time not in the bulk data set |