13F-HR/A filed by KEYBANK NATIONAL ASSOCIATION/OH
KEYBANK NATIONAL ASSOCIATION/OH filed this 13F-HR/A for the quarter ended 2012-12-31, filed 2013-12-23, with 1,252 holding rows worth $25,110,847,000.
- Accession
- 0001089877-13-000024
- Filer
- CIK 1089877
- Filed
- 2013-12-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2012
A combination report, amendment of type restatement, 2,153 entries on the cover page, a total value of $25,110,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,106,070,000 with VALUE read as thousands by filing date, 13F file number 028-06343. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUSAA Investment Management Company 028-00487
- included managerKeyTrust Company National Assoc., Alaska 028-06088
- included managerKeyBanc Capital Markets, Inc. 028-04569
- included managerVictory Capital Management, Inc. 028-06354
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOY GLOBAL INC | 481165108 | COM | 5,399 | $345,000 | thousands by filing date | |
| ICON plc | 45103T107 | COM | 12,436 | $345,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 16,469 | $343,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 7,662 | $342,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 5,008 | $339,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,466 | $336,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 21,445 | $336,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 7,121 | $336,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 47,059 | $335,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 11,046 | $334,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 6,838 | $333,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 9,431 | $332,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 48,664 | $332,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 6,117 | $331,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,000 | $331,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 26,925 | $327,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,468 | $325,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 20,261 | $324,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,905 | $323,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 21,530 | $323,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 7,029 | $322,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,538 | $321,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 8,073 | $321,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 19,200 | $319,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 7,454 | $317,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 8,257 | $316,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 20,761 | $314,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 10,498 | $314,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 54,366 | $312,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 9,484 | $312,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,798 | $310,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 17,102 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,640 | $309,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 32,651 | $309,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,001 | $309,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,200 | $309,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,000 | $308,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 24,561 | $308,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 9,589 | $308,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 9,699 | $306,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,200 | $305,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 43,929 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,670 | $302,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,301 | $301,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 4,052 | $301,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 36,538 | $300,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 4,463 | $300,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,252 | $299,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12,882 | $296,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,188 | $294,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 24,309 | $294,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,256 | $292,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 6,956 | $292,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,097 | $289,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 27,171 | $288,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 14,619 | $288,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,778 | $287,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 5,151 | $286,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 32,231 | $286,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18,284 | $283,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 29,019 | $282,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,664 | $282,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,163 | $282,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 28,931 | $282,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,426 | $281,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 16,305 | $280,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,072 | $279,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,305 | $279,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 26,594 | $278,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,550 | $277,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 10,010 | $277,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,788 | $276,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,426 | $275,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 6,325 | $275,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,075 | $274,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,618 | $274,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 3,992 | $273,000 | thousands by filing date | |
| FOSSIL INC | 349882100 | COM | 2,937 | $273,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 6,896 | $272,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,571 | $272,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 18,566 | $271,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 22,580 | $271,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,658 | $270,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,865 | $269,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,726 | $266,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 9,784 | $266,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 11,457 | $265,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,900 | $264,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,478 | $262,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 9,152 | $261,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,295 | $261,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,373 | $260,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,037 | $260,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,105 | $259,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 12,953 | $259,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,140 | $257,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,815 | $257,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 6,382 | $257,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 27,100 | $256,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 12,233 | $256,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 18,745 | $255,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,598 | $255,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 109,485 | $255,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 966 | $253,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 3,450 | $253,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 11,480 | $253,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,805 | $251,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,940 | $249,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,124 | $249,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,045 | $247,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 22,438 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,775 | $246,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,829 | $245,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 23,652 | $242,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,598 | $242,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,614 | $241,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,284 | $240,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,090 | $240,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 11,309 | $238,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,332 | $237,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 4,755 | $236,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,897 | $233,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,035 | $231,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,090 | $227,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,012 | $226,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,758 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,935 | $222,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,300 | $222,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 7,036 | $222,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,600 | $219,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 8,687 | $219,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,210 | $218,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 4,694 | $218,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 15,391 | $218,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,650 | $217,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 22,310 | $217,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 11,953 | $216,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,120 | $216,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,988 | $216,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 35,000 | $216,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 14,792 | $215,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,350 | $215,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 20,030 | $215,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,920 | $214,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,419 | $214,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,500 | $212,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 3,250 | $212,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 33,372 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,487 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,425 | $211,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 5,600 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,084 | $210,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,224 | $209,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,756 | $209,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,095 | $209,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,532 | $209,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 34,986 | $206,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,794 | $205,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 13,665 | $205,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 6,500 | $205,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,069 | $204,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 36,696 | $204,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,171 | $203,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,855 | $203,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,938 | $202,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,310 | $201,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,941 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 5,969 | $201,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,215 | $201,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,683 | $200,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 14,600 | $200,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,040 | $199,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 36,396 | $197,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,562 | $196,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,110 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12,000 | $193,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 41,676 | $190,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 10,285 | $186,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 71,163 | $186,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 30,785 | $185,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 132,581 | $183,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 18,336 | $183,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 16,500 | $181,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 22,301 | $181,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,015 | $178,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 16,346 | $178,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,079 | $175,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 28,571 | $174,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 18,207 | $174,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 29,852 | $172,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,760 | $168,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,060 | $166,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,388 | $166,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,749 | $165,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 20,595 | $164,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 10,184 | $154,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,621 | $150,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,226 | $146,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 132,670 | $146,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,109 | $145,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,661 | $142,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 57,000 | $141,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 18,746 | $137,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,702 | $135,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 12,936 | $132,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 20,330 | $130,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,492 | $130,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 24,682 | $128,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 24,094 | $127,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 30,000 | $125,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,216 | $123,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,921 | $122,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,252 | $118,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,423 | $116,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,000 | $114,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 47,292 | $108,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,463 | $108,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 16,267 | $107,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,778 | $101,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225XAD5 | NOTE 4.7 | 100,000 | $100,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 19,243 | $98,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,500 | $92,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 11,575 | $92,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 15,000 | $91,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,000 | $85,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 25,956 | $81,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 14,861 | $78,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,500 | $73,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 29,100 | $71,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 15,000 | $68,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,700 | $68,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,356 | $66,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 42,239 | $59,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 20,032 | $58,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,747 | $53,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 15,000 | $51,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 30,000 | $47,000 | thousands by filing date | principal |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,000 | $41,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,754 | $38,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X201 | COM NEW | 22,300 | $33,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 22,000 | $32,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,000 | $27,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 16,191 | $27,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 16,000 | $26,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 16,000 | $24,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,500 | $22,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887107 | COM | 30,640 | $19,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $16,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 11,650 | $11,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 11,000 | $11,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 12,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 500 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001089877-13-000024 | this filing | 2013-12-23 | acceptance time not in the bulk data set |