13F-HR filed by KEYBANK NATIONAL ASSOCIATION/OH
KEYBANK NATIONAL ASSOCIATION/OH filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 1,240 holding rows worth $14,541,559,000.
- Accession
- 0001089877-13-000022
- Filer
- CIK 1089877
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,449 entries on the cover page, a total value of $14,541,559,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,540,797,000 with VALUE read as thousands by filing date, 13F file number 028-06343. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKeyTrust Company National Assoc Alaska 028-06088
- included managerKeyBank Capital Markets 028-04569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEADWATERS INC | 42210P102 | COMMON STOCK | 38,088 | $342,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,740 | $342,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,259 | $342,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 11,961 | $342,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 8,882 | $340,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,454 | $339,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,735 | $338,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 18,023 | $336,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 26,011 | $335,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 9,439 | $334,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,045 | $333,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,425 | $333,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 7,051 | $332,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,495 | $332,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,124 | $328,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,266 | $328,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,711 | $327,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,180 | $323,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,445 | $323,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 15,025 | $323,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,965 | $322,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,130 | $320,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 22,000 | $320,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 11,593 | $319,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 5,122 | $319,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,750 | $318,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 22,049 | $318,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,482 | $316,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,900 | $315,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 4,119 | $313,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 17,718 | $313,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,080 | $312,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 32,461 | $312,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 10,592 | $312,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 21,702 | $312,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,053 | $307,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,142 | $307,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 7,189 | $307,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 8,225 | $307,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 11,270 | $307,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,689 | $307,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,500 | $306,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,797 | $306,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,871 | $305,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,532 | $305,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,681 | $305,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,400 | $305,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,505 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,762 | $304,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 15,695 | $303,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 18,141 | $300,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7,818 | $300,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 5,532 | $300,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 27,131 | $296,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,150 | $295,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,652 | $292,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,945 | $292,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,508 | $289,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,753 | $289,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,632 | $289,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 7,502 | $289,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,525 | $288,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 27,963 | $288,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,081 | $287,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 12,635 | $287,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,623 | $286,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,375 | $286,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,173 | $286,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,218 | $286,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 11,161 | $286,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,342 | $283,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,753 | $283,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20,161 | $283,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 134,046 | $283,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,563 | $282,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 25,076 | $282,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 9,146 | $279,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,954 | $279,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,127 | $279,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,041 | $278,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 10,748 | $278,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 26,925 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,463 | $277,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,459 | $277,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 676 | $277,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 3,466 | $277,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,865 | $275,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,892 | $272,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,100 | $270,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,275 | $269,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 20,200 | $267,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,221 | $266,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 5,788 | $266,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,418 | $266,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 5,542 | $265,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 28,100 | $264,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 12,684 | $262,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,400 | $261,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,839 | $261,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,347 | $261,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,137 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,365 | $260,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 9,492 | $260,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,224 | $259,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,079 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,494 | $259,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,618 | $259,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 35,000 | $258,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 17,295 | $254,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 35,825 | $252,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,355 | $250,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,113 | $250,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,325 | $249,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,185 | $248,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,097 | $248,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 9,217 | $247,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,679 | $247,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 9,451 | $246,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,208 | $243,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 13,226 | $243,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 13,066 | $242,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,871 | $242,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,000 | $242,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,319 | $241,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 4,673 | $240,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,989 | $239,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 6,150 | $239,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,261 | $237,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,651 | $237,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 5,142 | $237,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 36,858 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,317 | $235,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 19,910 | $234,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,580 | $233,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,077 | $233,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 6,510 | $232,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,703 | $231,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,828 | $231,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 6,180 | $228,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,034 | $226,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 11,652 | $226,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,604 | $225,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,476 | $225,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 5,172 | $224,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,361 | $222,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 10,715 | $221,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,800 | $220,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,717 | $219,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,800 | $218,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 10,405 | $218,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 14,384 | $216,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,000 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 5,935 | $215,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,760 | $214,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 5,396 | $214,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,000 | $213,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,521 | $211,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 4,981 | $209,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 29,191 | $208,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,375 | $207,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,121 | $207,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,741 | $207,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,950 | $206,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,820 | $205,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,095 | $205,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,918 | $204,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,256 | $203,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,959 | $202,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 8,988 | $202,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 66,415 | $202,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,150 | $201,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 33,216 | $198,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 10,309 | $195,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,417 | $192,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,770 | $189,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 10,117 | $189,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,599 | $187,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,967 | $186,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,843 | $185,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,532 | $184,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 29,672 | $181,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 14,425 | $179,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,325 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,487 | $175,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,016 | $173,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,299 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 13,000 | $170,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,110 | $168,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 15,893 | $165,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,500 | $164,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,228 | $163,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,371 | $162,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,527 | $160,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,978 | $159,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,250 | $159,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 40,945 | $159,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 26,045 | $158,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 21,118 | $150,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,500 | $149,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 16,064 | $149,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 114,344 | $149,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 16,192 | $146,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 16,267 | $146,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 21,890 | $145,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,700 | $144,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 17,253 | $142,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 57,000 | $140,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,132 | $138,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,449 | $137,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,760 | $136,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,474 | $132,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 56,752 | $131,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 16,573 | $127,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,360 | $122,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,226 | $121,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,315 | $114,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,700 | $113,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,522 | $108,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 17,432 | $98,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,500 | $96,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 15,000 | $94,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,000 | $90,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,320 | $88,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,585 | $88,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 10,310 | $81,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 20,571 | $78,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,800 | $76,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 18,200 | $75,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,674 | $73,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 11,000 | $72,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 30,330 | $69,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 13,000 | $64,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 42,239 | $63,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 16,191 | $61,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 30,000 | $51,000 | thousands by filing date | principal |
| ESSEX RENT CORP COM | 297187106 | Common | 15,000 | $51,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 17,121 | $42,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 22,000 | $42,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 18,000 | $31,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 11,650 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001089877-13-000022 | this filing | 2013-11-13 | acceptance time not in the bulk data set |