13F-HR filed by ROANOKE ASSET MANAGEMENT CORP/ NY
ROANOKE ASSET MANAGEMENT CORP/ NY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-03, with 112 holding rows worth $281,700,000.
- Accession
- 0001089710-21-000005
- Filer
- CIK 1089710
- Filed
- 2021-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 112 entries on the cover page, a total value of $281,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $281,699,000 with VALUE read as thousands by filing date, 13F file number 028-06537. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MasterCard, Inc | 57636Q104 | COM | 59,572 | $20,712,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 58,185 | $15,140,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,217 | $10,904,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 82,540 | $10,625,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 64,934 | $9,804,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 33,029 | $9,312,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,377 | $8,613,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 74,193 | $8,184,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 184,343 | $7,825,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 59,181 | $7,633,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,856 | $6,567,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 21,560 | $6,564,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 37,333 | $6,316,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,896 | $6,228,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 48,976 | $5,786,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 21,584 | $4,987,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,242 | $4,852,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 87,883 | $4,783,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 45,278 | $4,406,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 72,887 | $4,329,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 54,480 | $4,216,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25,220 | $4,156,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,155 | $4,072,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,232 | $3,967,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 55,620 | $3,903,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 43,320 | $3,774,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 44,056 | $3,739,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 71,250 | $3,738,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,718 | $3,639,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 48,000 | $3,493,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,720 | $3,407,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 38,190 | $3,397,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,745 | $3,172,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,593 | $3,165,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 51,900 | $3,071,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,450 | $2,769,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 44,300 | $2,611,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 106,745 | $2,590,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 35,577 | $2,485,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,473 | $2,440,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 80,262 | $2,082,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 28,466 | $2,009,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 53,945 | $1,971,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,048 | $1,840,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 28,525 | $1,719,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,680 | $1,702,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,333 | $1,632,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 40,830 | $1,560,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 6,349 | $1,498,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 18,525 | $1,448,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,381 | $1,401,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,343 | $1,288,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 32,703 | $1,285,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,335 | $1,215,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,050 | $1,206,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,175 | $1,184,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,950 | $1,148,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,559 | $1,095,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 49,676 | $1,075,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,197 | $951,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 13,870 | $929,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 13,440 | $852,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,180 | $836,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,019 | $819,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,860 | $798,000 | thousands by filing date | |
| COF 4.8 PERP | 14040H782 | PUBLIC | 28,500 | $748,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,660 | $706,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,250 | $686,000 | thousands by filing date | |
| AT&T Inc Depositary Shs Perp Pfd Shs Series C | 00206R706 | PFD | 26,000 | $686,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,635 | $679,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,870 | $677,000 | thousands by filing date | |
| KEYCORP DP SHS PFD G | 493267868 | PFD | 25,000 | $675,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,455 | $619,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 105,000 | $611,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,699 | $578,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,550 | $537,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,935 | $529,000 | thousands by filing date | |
| MATTHEWS INTL FDS PAC TIGER FD | 577130107 | mf | 15,794 | $528,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 18,000 | $486,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 780 | $427,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 15,000 | $421,000 | thousands by filing date | |
| SCHW 4.45 PERP | 808513865 | PUBLIC | 16,000 | $419,000 | thousands by filing date | |
| KEY 5.65 PERP | 493267876 | PUBLIC | 15,000 | $397,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,510 | $366,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,630 | $363,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,910 | $354,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,060 | $346,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,839 | $343,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 966 | $343,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,500 | $337,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 760 | $326,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48128B580 | US Preferred Equity, Perpetual | 11,550 | $301,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,113 | $284,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,500 | $270,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,222 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 839 | $246,000 | thousands by filing date | |
| JP Morgan Chase & Co Prfrd Ser D | 48128B655 | Preferred | 9,000 | $246,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,500 | $244,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 8,602 | $242,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,055 | $222,000 | thousands by filing date | |
| Truist Financial Corp 5.25 Pe | 89832Q745 | PFD | 7,500 | $210,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,300 | $208,000 | thousands by filing date | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 1,805 | $207,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,011 | $204,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,762 | $202,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,447 | $202,000 | thousands by filing date | |
| ATLAS SPINE INC. | 011111111 | COM | 25,000 | $50,000 | thousands by filing date | |
| Geltech Solutions Inc | 368537106 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 97,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAINMAKER SYSTEMS INC | 750875304 | COM NEW | 151,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINOGEN INC | 918641101 | COM | 52,679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNG AUST MINES LTD | 9a4qhq938 | COM | 17,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001089710-21-000005 | this filing | 2021-11-03 | acceptance time not in the bulk data set |