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13F-HR filed by FIRST FOUNDATION ADVISORS

FIRST FOUNDATION ADVISORS filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 196 holding rows worth $743,402,000.

Accession
0001086763-14-000002
Filed
2014-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A holdings report, 196 entries on the cover page, a total value of $743,402,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $743,402,000 with VALUE read as thousands by filing date, 13F file number 028-05785. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AMERICAN RLTY CAP PPTYS INC02917T104COM3,192,701$41,029,000thousands by filing date
REXFORD INDL RLTY INC COM76169C100REIT2,102,962$27,759,000thousands by filing date
Johnson & Johnson478160104COM284,796$26,084,000thousands by filing date
Microsoft Corp594918104COM694,059$25,965,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM228,651$24,027,000thousands by filing date
AON PLCG0408V102SHS CL A278,392$23,354,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR265,180$21,315,000thousands by filing date
Berkshire Hathaway Inc084670702COM177,616$21,058,000thousands by filing date
Philip Morris International Inc.718172109COM237,798$20,719,000thousands by filing date
Oracle Corporation68389X105COM534,285$20,442,000thousands by filing date
International Business Machines Corporation459200101COM106,514$19,979,000thousands by filing date
Qualcomm Incorporated747525103COM268,639$19,946,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR181,751$19,349,000thousands by filing date
Wells Fargo & Company949746101COM424,283$19,262,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR144,471$19,131,000thousands by filing date
Boeing Company097023105COM134,126$18,307,000thousands by filing date
REPUBLIC SVCS INC COM760759100Stock544,869$18,090,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR329,204$17,576,000thousands by filing date
PepsiCo,Inc.713448108COM205,805$17,069,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM53,917$17,063,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock477,481$16,683,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM85,150$15,094,000thousands by filing date
TJX Companies Inc872540109COM227,915$14,525,000thousands by filing date
Mondelez International,Inc. Class A609207105COM398,266$14,059,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock217,640$13,465,000thousands by filing date
COMCAST CORP NEW20030N200CL A SPL268,017$13,369,000thousands by filing date
Altria Group Inc02209S103COM344,219$13,215,000thousands by filing date
Walt Disney Co254687106COM171,625$13,112,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM134,469$12,788,000thousands by filing date
Schlumberger Limited806857108COM139,209$12,544,000thousands by filing date
American Express Company025816109COM127,749$11,591,000thousands by filing date
BRITISH AMERN TOB PLC SPONSORED ADR110448107ADR95,823$10,293,000thousands by filing date
CANADIAN NAT RES LTD MED TERM COM136385101Stock302,835$10,248,000thousands by filing date
PCM FD INC69323T101COM792,859$9,237,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT55,468$8,440,000thousands by filing date
Apple Inc037833100COM13,253$7,435,000thousands by filing date
PIMCO INCOME STRATEGY FD II72201J104COM522,239$5,196,000thousands by filing date
PIMCO DYNAMIC INCOME FD72201Y101SHS132,906$3,872,000thousands by filing date
SPY78462F103SHS20,814$3,844,000thousands by filing date
Pfizer Inc.717081103COM124,371$3,809,000thousands by filing date
Chevron Corporation166764100COM29,697$3,709,000thousands by filing date
EXXON MOBIL CORP30231G102COM35,810$3,624,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS81,408$3,393,000thousands by filing date
NUVEEN CALIFORNIA MUNI VLU F67062C107COM STK307,336$2,824,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF89,534$2,762,000thousands by filing date
BERKSHIRE HATHAWAY INC DEL084670108CL A13$2,313,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM34,726$2,302,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT80,600$2,233,000thousands by filing date
REALTY INCOME CORP COM756109104REIT54,299$2,027,000thousands by filing date
RETAIL OPPORTUNITY INVESTMENTS76131N101COMMON STOCK134,195$1,975,000thousands by filing date
UNILEVER N V904784709N Y SHS NEW38,763$1,559,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF21,085$1,415,000thousands by filing date
GENERAL ELEC CO369604103COM47,406$1,329,000thousands by filing date
PIMCO CALIFORNIA MUNICIPAL INC72201C109COM144,397$1,328,000thousands by filing date
DOUBLELINE OPPORTUNISTIC CR258623107COM59,454$1,327,000thousands by filing date
LEVEL 3 COMMUNICATIONS INC52729N308COM NEW37,112$1,231,000thousands by filing date
AT&T Inc00206R102COM33,985$1,195,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR162,182$1,192,000thousands by filing date
COLONY CAP INC19624R106CL A58,000$1,177,000thousands by filing date
BLACKROCK TAX MUNICPAL BD TR09248X100SHS60,324$1,155,000thousands by filing date
VWO922042858SHS23,511$967,000thousands by filing date
Coca-Cola Company191216100COM22,742$939,000thousands by filing date
WORLD WRESTLING ENTMT INC98156Q108CL A54,361$901,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM11,263$896,000thousands by filing date
BROADCOM CORP111320107CL A29,808$884,000thousands by filing date
McDonalds Corporation580135101COM8,681$842,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS7,050$819,000thousands by filing date
TCW CONV SECS FD INC872340104COM149,020$796,000thousands by filing date
KAYNE ANDERSON NEXTGEN ENERGY48661E108COM22,948$790,000thousands by filing date
NUCOR CORP COM670346105Stock14,279$762,000thousands by filing date
Procter & Gamble Co742718109COM9,319$759,000thousands by filing date
NUVEEN TAXABLE MUNICPAL INM FD COM67074C103CEF40,643$749,000thousands by filing date
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS881624209ADR18,215$730,000thousands by filing date
OAKTREE CAP GROUP LLC674001201UNIT 99/99/999912,000$706,000thousands by filing date
3M CO COM88579Y101Stock4,996$701,000thousands by filing date
EATON VANCE LIMITED DURATION27828H105COM45,031$689,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS8,117$687,000thousands by filing date
NUVEEN PFD & INCOME OPPORTUN67073B106COM76,489$678,000thousands by filing date
TOTALENERGIES SE89151E109SPONSORED ADS10,600$649,000thousands by filing date
Home Depot, Inc437076102COM7,843$646,000thousands by filing date
MAGELLAN MIDSTREAM PARTNERS, L559080106COM UNIT RP LP10,170$643,000thousands by filing date
BLACKROCK MUNIHLDNGS CALI09254L107COM48,228$638,000thousands by filing date
Cisco Systems,Inc.17275R102COM27,766$623,000thousands by filing date
SOURCE CAPITAL COM SHS OF BEN I836144105CEF9,022$605,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM44,833$586,000thousands by filing date
Intel Corp458140100COM21,833$567,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock7,453$563,000thousands by filing date
ISHARES TR464288356CALIF MUN BD ETF5,173$563,000thousands by filing date
FLAHERTY & CRUMRIN PFD & INM338478100COM31,936$559,000thousands by filing date
USBANCORPDEL902973304COM NEW13,811$558,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829F108COM55,351$554,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS4,814$550,000thousands by filing date
GENERAL AMERICAN INVESTORS CO368802104COM15,592$549,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM4,828$549,000thousands by filing date
NUVEEN BUILD AMER BD OPPTNY67074q102COM27,710$538,000thousands by filing date
ROYCE GLOBAL TRUST INC78081T104COM60,184$535,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock8,074$527,000thousands by filing date
SPDR INDEX SHS FDS78463X202EURO STOXX 5012,208$515,000thousands by filing date
HALLIBURTON CO COM406216101Stock9,812$498,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock7,671$496,000thousands by filing date
ConocoPhillips20825C104COM6,943$491,000thousands by filing date
PIMCO CORPORATE & INCOME OPP72201B101COM28,375$490,000thousands by filing date
Eli Lilly and Company532457108COM9,570$488,000thousands by filing date
Bank of America Corp060505104COM30,553$476,000thousands by filing date
SNYDERS LANCE INC833551104COM16,156$463,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF11,048$462,000thousands by filing date
ALLSPRING MULTI SECTOR INCOM94987D101COM32,422$456,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM26,153$450,000thousands by filing date
JPMorgan Chase & Co46625H100COM7,647$447,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM32,770$447,000thousands by filing date
ALPINE TOTAL DYNAMIC DIVID F021060108COM SBI102,958$431,000thousands by filing date
EMERSON ELEC CO COM291011104Stock6,128$430,000thousands by filing date
Citigroup Inc.172967424COM8,092$422,000thousands by filing date
BLACKROCK LIMITED DURATION INC09249W101COM SHS24,255$415,000thousands by filing date
POWERSHARES73936T573EXCHANGE TRADED15,357$415,000thousands by filing date
PIMCO INCOME STRATEGY FD72201H108COM36,427$412,000thousands by filing date
LIVE NATION ENTERTAINMENT INC COM538034109Stock20,822$411,000thousands by filing date
Starbucks Corporation855244109COM5,210$408,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A5,726$408,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS11,324$405,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS3,662$400,000thousands by filing date
PUBLIC STORAGE COM74460D109REIT2,651$399,000thousands by filing date
Automatic Data Processing,Inc.053015103COM4,891$395,000thousands by filing date
Verizon Communications Inc92343V104COM7,984$392,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM4,621$389,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN4,675$382,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN7,373$382,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock12,874$370,000thousands by filing date
KINDER MORGAN ENERGY PARTNER494550106UT LTD PARTNER4,580$369,000thousands by filing date
Amgen Inc.031162100COM3,119$356,000thousands by filing date
Union Pacific Corporation907818108COM2,098$352,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF2,332$350,000thousands by filing date
STRATASYS LTDM85548101SHS2,600$350,000thousands by filing date
Walmart Inc.931142103COM4,314$339,000thousands by filing date
Google38259p508COM302$338,000thousands by filing date
SAFEWAY INC786514208COM NEW10,331$336,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM5,128$333,000thousands by filing date
COMPASS MINERALS INTL INC20451N101COM4,142$332,000thousands by filing date
Merck & Co.,Inc.58933Y105COM6,607$331,000thousands by filing date
NORDSTROM INC655664100COM5,210$322,000thousands by filing date
PIMCO MUN INCOME FD II72200W106COM29,755$317,000thousands by filing date
ISHARES MSCI EAFE GROWTH ETF464288885ETF4,244$303,000thousands by filing date
Bristol-Myers Squibb Company110122108COM5,642$300,000thousands by filing date
AbbVie,Inc.00287Y109COM5,543$293,000thousands by filing date
Comcast Corp20030N101COM5,354$278,000thousands by filing date
MARTIN MARIETTA MATLS INC COM573284106Stock2,771$277,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock3,024$274,000thousands by filing date
Honeywell Technologies438516106COM2,904$265,000thousands by filing date
SUNOCO LOGISTICS PRTNRS L P86764L108COM UNITS3,511$265,000thousands by filing date
WALGREEN CO931422109COM4,555$262,000thousands by filing date
ECOLAB INC COM278865100Stock2,471$258,000thousands by filing date
Abbott Laboratories002824100COM6,653$255,000thousands by filing date
DEUTSCHE BK AG LONDON BRH25154P170INV JAP GOV BD12,935$251,000thousands by filing date
BLACKROCK MUNIYIELD QUALITY09254E103COM19,651$249,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM52,501$244,000thousands by filing date
Caterpillar Inc.149123101COM2,653$241,000thousands by filing date
ARMOUR RESIDENTIAL REIT IN042315101COM60,000$241,000thousands by filing date
NUVEEN CR STRATEGIES INCOME67073D102COM SHS24,709$240,000thousands by filing date
iShares Silver Trust46428Q109COM12,661$237,000thousands by filing date
Gilead Sciences,Inc.375558103COM3,129$235,000thousands by filing date
MEDTRONIC INC585055106COM4,055$233,000thousands by filing date
RLI CORP COM749607107Stock2,350$229,000thousands by filing date
JUST ENERGY GROUP INC48213W101COM32,000$229,000thousands by filing date
iShares S&P Mid-Cap 400 Value ETF464287705SHS1,958$228,000thousands by filing date
ALLERGAN INC018490102COM2,038$226,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED26,248$214,000thousands by filing date
Lockheed Martin Corporation539830109COM1,419$211,000thousands by filing date
IJH464287507COM1,685$209,000thousands by filing date
ENERGY TRANSFER PRTNRS L P29273R109UNIT LTD PARTN3,654$209,000thousands by filing date
Vanguard Real Estate922908553SHS3,228$208,000thousands by filing date
TICC CAPITAL CORP87244T109COM20,126$208,000thousands by filing date
TIME WARNER INC887317303COM NEW2,927$204,000thousands by filing date
TIBCO SOFTWARE INC88632Q103COM9,000$202,000thousands by filing date
BLACKROCK GLOBAL FLOATING RATE091941104COM12,908$180,000thousands by filing date
ALASKA COMMUNICATIONS SYS GR01167P101COM76,000$161,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO25,000$155,000thousands by filing date
PENN WEST PETE LTD NEW707887105COM17,860$149,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM12,000$135,000thousands by filing date
NUVEEN MUN VALUE FD INC670928100COM14,674$133,000thousands by filing date
CYS INVTS INC12673A108COM18,000$133,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM12,770$127,000thousands by filing date
CHIMERA INVESTMENT CORP16934Q109COMMON STOCK40,000$124,000thousands by filing date
NEW YORK MORTGAGE TRUST INC649604501COM PAR $.0215,000$105,000thousands by filing date
FIFTH STREET FIN CORP COM31678A103COM10,000$93,000thousands by filing date
AXIA ENERGIA SA15234Q207SPONSORED ADR35,681$92,000thousands by filing date
WINDSTREAM HLDGS INC97382A101COM10,928$87,000thousands by filing date
DIANA CONTAINERSHIPS, INC.Y2069P101COMMON STOCK17,500$71,000thousands by filing date
ELDORADO GOLD CORP NEW284902103COM11,330$64,000thousands by filing date
CAREER EDUCATION CORP141665109COM10,000$57,000thousands by filing date
PORTUGAL TELECOM SGPS737273102COMMON STOCK-FO10,000$43,000thousands by filing date
SEQUENOM INC COM NEW817337405COM12,500$29,000thousands by filing date
LIFE PARTNERS HOLDINGS INC53215T106COM15,000$27,000thousands by filing date
COMSTOCK MNG INC205750102COM14,163$25,000thousands by filing date
TELECOMMUNICATION SYS INC87929J103COM10,000$23,000thousands by filing date
CITIGROUP INC172967226WARRANT28,985$19,000thousands by filing date
RUBICON MINERALS CORP780911103COM14,000$12,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001086763-14-000002this filing2014-02-14acceptance time not in the bulk data set