13F-HR filed by FIRST FOUNDATION ADVISORS
FIRST FOUNDATION ADVISORS filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-09, with 141 holding rows worth $510,610,000.
- Accession
- 0001086763-13-000018
- Filer
- CIK 1086763
- Filed
- 2013-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 141 entries on the cover page, a total value of $510,610,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,610,000 with VALUE read as thousands by filing date, 13F file number 028-05785. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 275,147 | $23,624,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 223,433 | $19,354,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 309,596 | $18,913,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 165,923 | $18,570,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 214,167 | $18,521,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 96,363 | $18,416,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 520,827 | $17,992,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 244,913 | $17,318,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 268,104 | $17,253,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 503,807 | $17,099,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 189,470 | $15,497,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 168,302 | $15,191,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 131,846 | $15,156,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 50,598 | $12,996,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 122,291 | $12,527,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 440,981 | $12,370,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 155,541 | $12,184,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 80,073 | $12,111,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 230,569 | $11,522,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 292,188 | $11,454,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 125,046 | $11,158,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 318,136 | $11,132,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 212,702 | $10,648,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 357,277 | $10,193,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 159,003 | $10,041,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 227,669 | $9,396,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 776,548 | $9,109,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 87,753 | $9,033,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 118,372 | $8,850,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 215,237 | $8,207,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 287,857 | $8,135,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 633,306 | $6,662,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 105,866 | $5,492,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 184,246 | $5,433,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 114,182 | $3,340,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 117,094 | $3,280,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,250 | $2,988,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,024 | $2,803,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,902 | $2,737,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 14 | $2,360,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,382 | $1,950,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,837 | $1,899,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 74,900 | $1,854,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 72,625 | $1,819,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 158,467 | $1,607,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 110,550 | $1,537,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 38,751 | $1,372,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 32,022 | $1,342,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 32,529 | $1,150,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,943 | $1,114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 35,492 | $1,071,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 52,000 | $1,034,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 29,858 | $1,009,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,023 | $956,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 24,611 | $919,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 15,450 | $812,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,351 | $765,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 47,466 | $758,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,803 | $744,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,591 | $717,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,646 | $708,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,856 | $679,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 65,383 | $674,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,357 | $639,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,074 | $630,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 14,279 | $619,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 15,074 | $615,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,600 | $614,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 11,250 | $572,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 61,412 | $569,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 23,100 | $536,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,094 | $525,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 27,565 | $517,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,663 | $506,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 7,423 | $501,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 89,198 | $494,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,972 | $489,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,802 | $487,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,440 | $464,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 38,209 | $457,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,478 | $451,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,463 | $449,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,754 | $444,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,371 | $433,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,561 | $431,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 21,117 | $427,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,586 | $426,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 19,987 | $421,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 21,247 | $415,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,661 | $408,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,990 | $397,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,902 | $377,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,656 | $367,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,726 | $365,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,129 | $359,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,587 | $358,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,047 | $331,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,722 | $319,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,113 | $316,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,678 | $310,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,421 | $306,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,160 | $303,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,000 | $300,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,542 | $293,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,511 | $290,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,142 | $268,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,332 | $262,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,530 | $259,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,323 | $254,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,230 | $251,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,753 | $250,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,018 | $247,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 10,263 | $243,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,042 | $240,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 16,211 | $238,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,407 | $237,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,948 | $230,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,711 | $217,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,790 | $217,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,941 | $215,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,041 | $209,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,627 | $208,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,998 | $207,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,285 | $197,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,072 | $194,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,908 | $194,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 19,174 | $192,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,647 | $184,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,116 | $174,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,244 | $172,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,313 | $146,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,674 | $140,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,931 | $126,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,833 | $123,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 25,000 | $101,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,126 | $97,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,582 | $92,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,330 | $70,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 14,163 | $23,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 14,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086763-13-000018 | this filing | 2013-08-09 | acceptance time not in the bulk data set |