13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-13, with 5,277 holding rows worth $4,418,304,733,920.
- Accession
- 0001086364-24-008417
- Filer
- CIK 1364742
- Filed
- 2024-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A combination report, 48,161 entries on the cover page, a total value of $4,418,304,733,920 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,418,304,733,920 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock International, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMATICS N.V | N44445109 | SHS | 690,761 | $8,026,644 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 954,539 | $8,008,583 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 6,855,000 | $7,992,930 | dollars as filed | principal |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,323,024 | $7,951,374 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 174,162 | $7,901,730 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 366,851 | $7,887,298 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 8,570,000 | $7,867,260 | dollars as filed | principal |
| BANK7 CORP | 06652N107 | COMMON STOCK | 250,847 | $7,851,510 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 9,542,294 | $7,824,680 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,968,074 | $7,773,891 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 68,995 | $7,770,925 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,628,550 | $7,768,183 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 970,990 | $7,767,920 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 14,075,000 | $7,755,325 | dollars as filed | principal |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 504,844 | $7,724,113 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,304,948 | $7,721,575 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 10,015,000 | $7,719,762 | dollars as filed | principal |
| ALIMERA SCIENCES INC | 016259202 | COM | 1,385,434 | $7,703,013 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 8,546,000 | $7,696,528 | dollars as filed | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,768,669 | $7,693,709 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 2,253,769 | $7,662,814 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,383,018 | $7,648,089 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 6,999,401 | $7,629,346 | dollars as filed | |
| ISHARES TR | 46438G653 | IBONDS DEC 2034 | 300,000 | $7,602,000 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 300,000 | $7,574,910 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 135,180 | $7,528,174 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 989,195 | $7,527,773 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 4,982,351 | $7,523,350 | dollars as filed | |
| ISHARES TR | 46438G737 | ENERGY STRG & MA | 320,000 | $7,518,496 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 734,176 | $7,481,254 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,452,634 | $7,452,012 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 2,439,830 | $7,441,481 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 6,947,465 | $7,433,788 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 653,185 | $7,433,249 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 6,815,000 | $7,431,758 | dollars as filed | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,234,956 | $7,397,387 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 2,895,613 | $7,383,813 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,459,456 | $7,378,368 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 7,000,884 | $7,350,929 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,036,521 | $7,348,934 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 251,266 | $7,336,967 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 8,840,000 | $7,325,708 | dollars as filed | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 605,055 | $7,321,165 | dollars as filed | |
| iShares U.S. Large Cap Prm Inc Act ETF | 09290C863 | SHS | 247,000 | $7,306,260 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 618,929 | $7,290,984 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 287,415 | $7,280,222 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 526,394 | $7,258,973 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,187,242 | $7,254,049 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 81,882 | $7,226,087 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 453,302 | $7,225,634 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 6,875,000 | $7,202,250 | dollars as filed | principal |
| WALKME LTD ORD SHS | M97628107 | Stock | 515,238 | $7,197,874 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 7,990,000 | $7,188,763 | dollars as filed | principal |
| INMUNE BIO INC | 45782T105 | COM | 812,895 | $7,169,735 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 2,513,000 | $7,129,079 | dollars as filed | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 789,493 | $7,089,647 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 3,968,857 | $7,084,410 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 6,213,950 | $7,083,903 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,242,937 | $7,072,311 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,026,154 | $7,059,938 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,082,031 | $7,027,030 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 764,650 | $7,019,487 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 4,000,000 | $7,014,560 | dollars as filed | principal |
| CONTINEUM THERAPEUTICS INC CL A | 21217B100 | Stock | 396,273 | $6,978,367 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 5,108,014 | $6,895,819 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 249,210 | $6,853,276 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 2,274,649 | $6,846,694 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 387,412 | $6,822,326 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 792,503 | $6,807,600 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 76,319 | $6,775,601 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 369,128 | $6,769,808 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 4,364,089 | $6,764,337 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 2,812,765 | $6,750,636 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 2,490,249 | $6,723,672 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 5,592,788 | $6,711,346 | dollars as filed | |
| WAYSTAR HLDG CORP | 946784105 | COM | 310,213 | $6,669,581 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 160,357 | $6,656,420 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,272,650 | $6,655,961 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 655,665 | $6,622,216 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 6,613,637 | $6,613,637 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 659,422 | $6,600,815 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 81,298 | $6,577,821 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 4,971,344 | $6,562,174 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 4,178,184 | $6,559,749 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 2,141,536 | $6,553,100 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,641,977 | $6,551,487 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 8,300,000 | $6,527,452 | dollars as filed | principal |
| ULTRALIFE CORP | 903899102 | COM | 610,036 | $6,478,582 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,438,641 | $6,459,498 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 2,002,790 | $6,448,984 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,542,806 | $6,447,907 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 7,650,971 | $6,436,760 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,669,947 | $6,407,873 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 3,656,954 | $6,399,670 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 1,045,629 | $6,399,250 | dollars as filed | |
| GUESS INC | 401617AF2 | BOND | 5,787,000 | $6,383,061 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 4,100,000 | $6,338,805 | dollars as filed | principal |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 827,104 | $6,335,617 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,275,036 | $6,324,178 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 247,643 | $6,307,467 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 126,546 | $6,290,602 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 714,284 | $6,285,700 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 2,350,000 | $6,274,500 | dollars as filed | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 58,252 | $6,269,080 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 5,425,000 | $6,231,698 | dollars as filed | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 59,583 | $6,229,402 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 430,429 | $6,224,004 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 755,304 | $6,223,705 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 41,070 | $6,206,223 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,675,963 | $6,192,059 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 51,718 | $6,177,198 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 4,725,000 | $6,163,574 | dollars as filed | principal |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 6,479,827 | $6,153,244 | dollars as filed | |
| Q32 BIO INC | 746964105 | Common Stock | 342,269 | $6,143,728 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 6,848,000 | $6,115,332 | dollars as filed | principal |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 220,708 | $6,111,405 | dollars as filed | |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 570,924 | $6,103,177 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 445,247 | $6,095,431 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 195,000 | $6,094,433 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 331,296 | $6,089,214 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 457,421 | $6,088,273 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 883,081 | $6,066,767 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,427,391 | $6,066,412 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 231,925 | $6,055,550 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 364,706 | $6,039,532 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 388,526 | $6,029,923 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,203,923 | $6,019,615 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 6,057,000 | $5,981,288 | dollars as filed | principal |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 4,096,216 | $5,980,475 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 499,489 | $5,958,903 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 39,027 | $5,946,544 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,710,000 | $5,921,575 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 6,480,000 | $5,894,208 | dollars as filed | principal |
| METHANEX CORP COM | 59151K108 | Stock | 121,965 | $5,886,031 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,715,000 | $5,874,530 | dollars as filed | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 596,758 | $5,848,229 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 567,411 | $5,838,659 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 2,628,407 | $5,835,064 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 778,375 | $5,830,029 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 1,134,146 | $5,829,510 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,168,783 | $5,773,785 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 346,781 | $5,714,951 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 166,196 | $5,673,931 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 207,574 | $5,668,846 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 625,610 | $5,661,773 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 5,419,000 | $5,635,760 | dollars as filed | principal |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 296,940 | $5,618,105 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 123,240 | $5,600,026 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 7,100,000 | $5,586,422 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 5,131,000 | $5,562,928 | dollars as filed | principal |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 197,017 | $5,559,819 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,925,000 | $5,534,250 | dollars as filed | principal |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 596,900 | $5,521,326 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 5,225,000 | $5,513,002 | dollars as filed | principal |
| GLAUKOS CORP | 377322AB8 | BOND | 2,498,000 | $5,503,669 | dollars as filed | principal |
| OPTINOSE INC | 68404V100 | COM | 5,274,114 | $5,485,079 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 182,088 | $5,460,819 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 362,287 | $5,445,174 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C798 | ISHA LA GROW ETF | 170,000 | $5,390,785 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 122,235 | $5,390,564 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 286,286 | $5,385,040 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 4,825,000 | $5,364,001 | dollars as filed | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 5,760,000 | $5,356,858 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 6,750,000 | $5,344,988 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 2,170,000 | $5,343,712 | dollars as filed | principal |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 308,909 | $5,331,769 | dollars as filed | |
| ISHARES ESG ADV INV GXXXPENDING POSSIBLE FUTURE EFF: | 46436E437 | ETF | 66,000 | $5,324,121 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,158,661 | $5,223,959 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 303,935 | $5,203,368 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C830 | ISHA U S IND ETF | 200,000 | $5,199,400 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 5,776,000 | $5,126,200 | dollars as filed | principal |
| EVE HLDG INC | 29970N104 | COM | 1,265,458 | $5,125,105 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C814 | ISHA US SELE ETF | 170,000 | $5,121,250 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 113,615 | $5,110,401 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 823,071 | $5,103,040 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,400,000 | $5,100,300 | dollars as filed | principal |
| EHEALTH INC | 28238P109 | COM | 1,122,364 | $5,084,310 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 112,324 | $5,073,675 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 2,669,741 | $5,072,509 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 670,875 | $5,071,814 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 175,678 | $5,057,770 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 410,394 | $5,023,222 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 4,105,000 | $4,985,523 | dollars as filed | principal |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $4,967,776 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 1,383,655 | $4,967,322 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 5,450,000 | $4,959,500 | dollars as filed | principal |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 218,285 | $4,959,436 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 4,679,000 | $4,950,382 | dollars as filed | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 114,841 | $4,946,202 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 5,178,000 | $4,943,540 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 4,100,000 | $4,943,001 | dollars as filed | principal |
| FREEDOM HOLDING CORP | 356390104 | COM | 65,370 | $4,928,898 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $4,924,245 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 4,473,808 | $4,921,189 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 250,000 | $4,915,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 5,385,000 | $4,908,428 | dollars as filed | principal |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 663,496 | $4,896,600 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,444 | $4,874,750 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $4,872,744 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 632,366 | $4,862,895 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 1,622,203 | $4,834,166 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 4,622,169 | $4,807,056 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 4,875,000 | $4,799,438 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,485,000 | $4,785,961 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,279,968 | $4,776,534 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 255,724 | $4,751,352 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 249,910 | $4,748,290 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 456,355 | $4,746,092 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 146,393 | $4,740,205 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 5,694,000 | $4,713,038 | dollars as filed | principal |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 310,511 | $4,701,136 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,410,164 | $4,625,338 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 3,828,610 | $4,594,331 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 5,800,000 | $4,591,570 | dollars as filed | principal |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 918,964 | $4,585,631 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $4,585,560 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 2,239,257 | $4,568,085 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,649,000 | $4,561,250 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,495,000 | $4,540,444 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 5,080,000 | $4,539,590 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 4,275,000 | $4,537,015 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,808,000 | $4,513,510 | dollars as filed | principal |
| BARINGS BDC INC | 06759L103 | COM | 462,606 | $4,501,158 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 5,296,000 | $4,498,952 | dollars as filed | principal |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 30,417 | $4,486,203 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 767,020 | $4,448,716 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 2,643,606 | $4,441,258 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 4,400,000 | $4,434,716 | dollars as filed | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 839,436 | $4,432,222 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 171,685 | $4,429,473 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 857,539 | $4,424,901 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 4,827,000 | $4,408,113 | dollars as filed | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,776,315 | $4,405,261 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,670,000 | $4,399,047 | dollars as filed | principal |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 4,100,000 | $4,393,150 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,360,000 | $4,387,428 | dollars as filed | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 467,723 | $4,345,147 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 882,879 | $4,326,107 | dollars as filed | |
| VWO | 922042858 | SHS | 98,096 | $4,292,681 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 4,717,000 | $4,292,470 | dollars as filed | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,810,299 | $4,290,490 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,992,000 | $4,283,048 | dollars as filed | principal |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 576,896 | $4,280,568 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 163,946 | $4,277,347 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 197,000 | $4,272,930 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 102,166 | $4,243,976 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 1,201,079 | $4,203,778 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 464,622 | $4,195,537 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 4,598,000 | $4,188,778 | dollars as filed | principal |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,018,991 | $4,179,749 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 51,351 | $4,173,809 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 4,571,000 | $4,149,554 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 4,461,000 | $4,143,065 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 4,948,000 | $4,132,669 | dollars as filed | principal |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 252,260 | $4,126,978 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 32,357 | $4,115,105 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,368,000 | $4,112,472 | dollars as filed | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 28,300 | $4,108,028 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 3,125,000 | $4,098,438 | dollars as filed | principal |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 475,078 | $4,090,422 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,068,916 | $4,072,569 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 3,750,000 | $4,061,250 | dollars as filed | principal |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 779,307 | $4,060,189 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,438,415 | $4,047,770 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 413,267 | $4,025,220 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,750,000 | $4,020,000 | dollars as filed | principal |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 755,136 | $4,009,771 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 785,106 | $4,004,041 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,127,000 | $3,999,063 | dollars as filed | principal |
| ISHARES TR | 46438G711 | S&P 500 BUYW ETF | 80,000 | $3,986,816 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 3,130,678 | $3,975,961 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,555,000 | $3,958,614 | dollars as filed | principal |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 42,809 | $3,953,839 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,280,000 | $3,941,538 | dollars as filed | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 220,424 | $3,936,773 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 110,540 | $3,930,249 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 91,980 | $3,917,410 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,701,837 | $3,914,223 | dollars as filed | |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 346,299 | $3,902,790 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,587,724 | $3,874,046 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 281,804 | $3,857,897 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 3,900,000 | $3,853,200 | dollars as filed | principal |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,292,113 | $3,851,772 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 236,172 | $3,830,702 | dollars as filed | |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 125,000 | $3,822,063 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,442,132 | $3,807,228 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 28,296 | $3,790,249 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,755,920 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 1,489,764 | $3,754,205 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 175,473 | $3,746,352 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 81,956 | $3,727,359 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 352,460 | $3,721,977 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,900,000 | $3,714,750 | dollars as filed | principal |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,070,896 | $3,683,880 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 284,493 | $3,658,580 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 323,877 | $3,656,572 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 4,169,788 | $3,617,707 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 3,600,000 | $3,616,200 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,790,000 | $3,599,249 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 2,325,000 | $3,596,356 | dollars as filed | principal |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 286,325 | $3,579,064 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,055,310 | $3,577,501 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 3,695,000 | $3,570,959 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 2,191,000 | $3,553,802 | dollars as filed | principal |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 33,348 | $3,546,560 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 304,416 | $3,537,314 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 3,945,000 | $3,536,693 | dollars as filed | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,563,783 | $3,534,151 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,501,887 | $3,514,415 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 135,915 | $3,511,609 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 3,492,533 | $3,492,533 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 739,937 | $3,455,505 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 3,575,000 | $3,441,474 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,600,000 | $3,418,200 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 2,550,000 | $3,415,419 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 3,338,000 | $3,413,973 | dollars as filed | principal |
| OUTSET MEDICAL INC | 690145107 | COM | 880,462 | $3,389,779 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 78,644 | $3,387,198 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,700,000 | $3,360,150 | dollars as filed | principal |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 3,938,390 | $3,359,447 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 207,359 | $3,330,186 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 921,960 | $3,328,275 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 56,706 | $3,325,211 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 8,320,812 | $3,320,004 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 3,741,000 | $3,318,604 | dollars as filed | principal |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 133,700 | $3,308,620 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,284,096 | $3,300,127 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 354,140 | $3,293,502 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 802,046 | $3,288,388 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 185,151 | $3,284,579 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 120,000 | $3,267,576 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,674,941 | $3,215,888 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 124,573 | $3,209,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 139,836 | $3,207,837 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 530,188 | $3,197,033 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 421,966 | $3,185,847 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 326,325 | $3,175,142 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 256,944 | $3,173,259 | dollars as filed | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 120,000 | $3,171,600 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 177,690 | $3,168,213 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 248,017 | $3,167,178 | dollars as filed | |
| VEREN INC | 92340V107 | COM NEW | 399,665 | $3,145,363 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 291,151 | $3,144,430 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 13,384 | $3,138,950 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 3,285,000 | $3,125,020 | dollars as filed | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 144,299 | $3,122,630 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923BA5 | NOTE 7.500% 8/0 | 3,125,000 | $3,121,094 | dollars as filed | principal |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 779,068 | $3,116,272 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 850,000 | $3,111,000 | dollars as filed | put |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 904,083 | $3,091,963 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 64,142 | $3,078,816 | dollars as filed | |
| VGT | 92204A702 | SHS | 5,333 | $3,074,954 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 8,219 | $3,073,988 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 3,992,346 | $3,070,913 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS IN | 018581AN8 | BOND | 2,300,000 | $3,060,909 | dollars as filed | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,098,720 | $3,043,454 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2,102,136 | $3,037,587 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,764,000 | $3,029,924 | dollars as filed | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 187,868 | $3,022,796 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 276,091 | $2,998,347 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 3,005,000 | $2,983,184 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 3,676,000 | $2,965,466 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 3,200,000 | $2,929,920 | dollars as filed | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 1,223,194 | $2,898,969 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 177,105 | $2,888,583 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,375,000 | $2,873,750 | dollars as filed | principal |
| GOHEALTH INC | 38046W204 | CL A NEW | 294,645 | $2,863,949 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,227,633 | $2,799,003 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 2,908,000 | $2,795,693 | dollars as filed | principal |
| CRAWFORD & CO | 224633107 | COM | 349,023 | $2,795,674 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 1,126,254 | $2,781,848 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 3,225,000 | $2,777,693 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 3,000,000 | $2,775,000 | dollars as filed | principal |
| INTEST CORP | 461147100 | COMMON STOCK | 279,543 | $2,761,885 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 2,625,000 | $2,760,188 | dollars as filed | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 28,964 | $2,756,793 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 274,542 | $2,745,420 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 90,000 | $2,735,649 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 2,450,000 | $2,717,932 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 2,822,000 | $2,716,175 | dollars as filed | principal |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 381,723 | $2,714,050 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 567,206 | $2,665,868 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 429,556 | $2,650,363 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 4,825,000 | $2,636,477 | dollars as filed | principal |
| SYSTEM1 INC | 87200P109 | COM | 1,733,634 | $2,635,124 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 4,725,336 | $2,632,957 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 3,275,000 | $2,628,188 | dollars as filed | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 215,011 | $2,618,834 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 5,450,000 | $2,615,019 | dollars as filed | principal |
| SIMILARWEB LTD | M84137104 | SHS | 334,885 | $2,602,057 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 65,487 | $2,601,799 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 92,072 | $2,578,016 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 104,434 | $2,576,387 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 2,850,000 | $2,572,125 | dollars as filed | principal |
| UNIFI INC | 904677200 | COM NEW | 434,644 | $2,560,054 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 461,333 | $2,555,786 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,825,000 | $2,548,913 | dollars as filed | principal |
| CRESCENT CAP BDC INC | 225655109 | COM | 135,535 | $2,545,348 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 2,184,812 | $2,534,382 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,811,507 | $2,532,887 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 542,970 | $2,524,810 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 2,850,000 | $2,512,674 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 2,550,000 | $2,505,375 | dollars as filed | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,489,956 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 177,548 | $2,482,121 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 848,021 | $2,459,262 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 141,751 | $2,440,952 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 549,614 | $2,429,294 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 391,007 | $2,412,514 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 170,040 | $2,404,366 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 397,851 | $2,403,020 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,875,000 | $2,393,625 | dollars as filed | principal |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,898,556 | $2,392,181 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 3,700,000 | $2,391,125 | dollars as filed | principal |
| VACASA INC | 91854V206 | COM | 490,828 | $2,390,333 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 160,067 | $2,386,599 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 206,701 | $2,385,330 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 1,071,489 | $2,367,991 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 139,264 | $2,366,095 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 41,741 | $2,362,958 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 104,397 | $2,354,152 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 31,005 | $2,352,039 | dollars as filed | |
| AXT INC | 00246W103 | COM | 683,727 | $2,310,997 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 321,699 | $2,309,799 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 35,096 | $2,288,610 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 524,804 | $2,282,897 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 253,294 | $2,279,646 | dollars as filed | |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,274,771 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 981,922 | $2,268,241 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 159,574 | $2,267,546 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 555,686 | $2,250,528 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 207,031 | $2,246,287 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 823,652 | $2,240,333 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 95,000 | $2,239,777 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 2,023,000 | $2,237,438 | dollars as filed | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,032,155 | $2,235,371 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 2,473,429 | $2,229,301 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,383 | $2,219,563 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 101,102 | $2,219,189 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 6,820,102 | $2,215,170 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 43,917 | $2,202,438 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,869,949 | $2,187,840 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 566,007 | $2,184,787 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 4,039,000 | $2,181,060 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,260,000 | $2,179,770 | dollars as filed | principal |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,392,074 | $2,171,636 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,779,000 | $2,155,476 | dollars as filed | principal |
| FIBROGEN INC | 31572Q808 | COM | 2,409,650 | $2,150,131 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 30,470 | $2,143,260 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 116,212 | $2,132,489 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 177,931 | $2,119,158 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 55,668 | $2,118,171 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 200,776 | $2,112,164 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 5,950,000 | $2,098,446 | dollars as filed | principal |
| VUZIX CORP | 92921W300 | COM NEW | 1,550,429 | $2,093,078 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 2,246,000 | $2,091,026 | dollars as filed | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 832,862 | $2,073,826 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 2,375,000 | $2,070,406 | dollars as filed | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,235,000 | $2,060,670 | dollars as filed | principal |
| MULTIPLAN CORPORATION | 62548M100 | COM | 5,268,487 | $2,046,279 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 341,021 | $2,046,126 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 355,251 | $2,028,485 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 100,000 | $2,025,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 267,174 | $2,022,507 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 517,094 | $2,001,155 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 285,563 | $1,984,663 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,194 | $1,983,767 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 352,762 | $1,975,466 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 79,250 | $1,974,909 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 366,398 | $1,974,885 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 4,299,646 | $1,961,070 | dollars as filed | |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 2,050,000 | $1,944,938 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 2,200,000 | $1,943,722 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 2,000,000 | $1,934,000 | dollars as filed | principal |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 122,601 | $1,930,966 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 235,410 | $1,916,236 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 73,000 | $1,908,789 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,501 | $1,907,542 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 4,085,000 | $1,899,525 | dollars as filed | principal |
| GLADSTONE CAPITAL CORP | 376535878 | COM NEW | 81,541 | $1,897,459 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 446,439 | $1,892,902 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 2,046,000 | $1,887,435 | dollars as filed | principal |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,162,193 | $1,882,753 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160101 | CL A | 182,118 | $1,877,637 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 164,199 | $1,873,512 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 583,233 | $1,866,345 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 95,792 | $1,866,028 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 85,424 | $1,859,680 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 74,176 | $1,854,400 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 2,203,389 | $1,852,609 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 4,657,774 | $1,822,121 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 323,280 | $1,816,834 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 73,946 | $1,815,375 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 194,332 | $1,797,572 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 676,244 | $1,792,046 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,875,000 | $1,790,625 | dollars as filed | principal |
| BlackRock Flexible Income ETF | 092528603 | SHS | 33,732 | $1,760,807 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 1,266,559 | $1,760,517 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 3,834,840 | $1,760,192 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 51,515 | $1,752,540 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-24-008417 | this filing | 2024-08-13 | acceptance time not in the bulk data set |