13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-10, with 5,283 holding rows worth $4,295,718,804,000.
- Accession
- 0001086364-24-007638
- Filer
- CIK 1364742
- Filed
- 2024-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A combination report, 48,325 entries on the cover page, a total value of $4,295,718,804,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,295,718,804,000 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock Internationl, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 794,312 | $7,466,533 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 274,887 | $7,457,685 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 2,597,303 | $7,454,260 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 510,210 | $7,438,861 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 13,325,000 | $7,436,683 | dollars as filed | principal |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 502,846 | $7,432,064 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 7,875,000 | $7,401,555 | dollars as filed | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 66,944 | $7,397,312 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,867,427 | $7,395,011 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 905,006 | $7,393,899 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 4,009,298 | $7,377,109 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 283,193 | $7,348,858 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 760,594 | $7,339,732 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 321,099 | $7,330,691 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 136,143 | $7,325,855 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 757,963 | $7,314,344 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 197,587 | $7,310,719 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 4,600,187 | $7,268,295 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 80,621 | $7,255,890 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 3,266,257 | $7,251,091 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 656,155 | $7,204,582 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 7,873,000 | $7,203,795 | dollars as filed | principal |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 630,994 | $7,193,333 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 227,515 | $7,155,332 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 8,146,000 | $7,146,812 | dollars as filed | principal |
| CANAAN INC | 134748102 | SPONSORED ADS | 4,686,068 | $7,122,823 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 4,475,000 | $7,104,063 | dollars as filed | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,603,000 | $7,068,447 | dollars as filed | principal |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 122,588 | $7,053,713 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,195,016 | $7,035,025 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 510,941 | $7,025,440 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,620,000 | $7,018,020 | dollars as filed | principal |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 385,769 | $7,005,565 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,380,522 | $6,999,246 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 1,290,062 | $6,966,336 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,986,152 | $6,935,904 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 397,385 | $6,926,420 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 658,390 | $6,919,678 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 659,014 | $6,919,648 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 846,798 | $6,909,871 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 5,250,000 | $6,903,750 | dollars as filed | principal |
| KALTURA INC | 483467106 | COMMON STOCK | 5,103,698 | $6,889,993 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 349,823 | $6,877,520 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 43,990 | $6,862,044 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,435,000 | $6,854,327 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 6,590,000 | $6,850,305 | dollars as filed | principal |
| MONDEE HOLDINGS INC | 465712107 | COM | 2,956,569 | $6,829,675 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 1,744,464 | $6,820,854 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 2,202,711 | $6,817,390 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 1,772,879 | $6,807,855 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 482,022 | $6,777,229 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 989,277 | $6,727,084 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 631,037 | $6,720,544 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,646,508 | $6,695,666 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,758,016 | $6,661,223 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,412,975 | $6,621,172 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 5,394,000 | $6,604,953 | dollars as filed | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,114,060 | $6,595,236 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 162,196 | $6,564,072 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 6,017,346 | $6,558,907 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 336,552 | $6,539,206 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 146,436 | $6,514,938 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 1,891,590 | $6,507,070 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 51,711 | $6,500,590 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,202,147 | $6,450,660 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 629,403 | $6,438,793 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 1,261,077 | $6,431,493 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,615,000 | $6,415,638 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 7,610,000 | $6,410,664 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 292,719 | $6,390,048 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 75,935 | $6,389,171 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 124,993 | $6,362,143 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 872,293 | $6,341,570 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,909,242 | $6,324,999 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 641,028 | $6,320,535 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,347,539 | $6,319,958 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,224,167 | $6,316,703 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 643,263 | $6,310,410 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 6,320,198 | $6,303,765 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 794,437 | $6,283,995 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 270,121 | $6,277,612 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 179,933 | $6,276,063 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,535,986 | $6,263,886 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,498,181 | $6,262,397 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 4,283,316 | $6,253,642 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 3,799,240 | $6,230,754 | dollars as filed | |
| ISHARES ESG ADV INV GXXXPENDING POSSIBLE FUTURE EFF: | 46436E437 | ETF | 76,000 | $6,226,855 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 219,779 | $6,197,769 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,806,357 | $6,195,804 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 462,446 | $6,169,031 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 381,717 | $6,141,827 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 2,513,000 | $6,124,759 | dollars as filed | principal |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 200,000 | $6,122,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 3,057,329 | $6,114,658 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 6,351,054 | $6,092,565 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 2,170,000 | $6,090,973 | dollars as filed | principal |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 782,904 | $6,059,677 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 6,623,000 | $6,052,097 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 6,480,000 | $6,038,712 | dollars as filed | principal |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 834,931 | $6,036,551 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 503,988 | $6,017,616 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 7,600,000 | $5,985,000 | dollars as filed | principal |
| CUREVAC N V | N2451R105 | COM | 1,974,954 | $5,984,111 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,909,816 | $5,977,723 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 8,765,000 | $5,954,941 | dollars as filed | principal |
| ALLAKOS INC | 01671P100 | COM | 4,720,771 | $5,948,171 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 1,043,228 | $5,915,103 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 35,576 | $5,898,501 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 6,635,000 | $5,870,980 | dollars as filed | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 313,464 | $5,792,816 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 689,591 | $5,785,668 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 55,352 | $5,765,465 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,344,876 | $5,729,171 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,289,176 | $5,723,940 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 2,350,000 | $5,687,000 | dollars as filed | call |
| JASPER THERAPEUTICS INC | 471871202 | COM NEW | 193,422 | $5,678,870 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 140,857 | $5,672,311 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,357,000 | $5,662,349 | dollars as filed | principal |
| LIFEMD INC | 53216B104 | COM | 548,937 | $5,643,071 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 972,834 | $5,642,436 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 1,302,422 | $5,613,439 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 1,775,684 | $5,611,162 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 207,642 | $5,606,334 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 246,402 | $5,605,647 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 3,900,000 | $5,591,235 | dollars as filed | principal |
| VUZIX CORP | 92921W300 | COM NEW | 4,615,386 | $5,584,619 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 124,425 | $5,553,088 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 4,173,591 | $5,550,875 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 5,225,000 | $5,543,725 | dollars as filed | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 707,511 | $5,525,661 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,878,293 | $5,491,501 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,557,439 | $5,482,184 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,631,000 | $5,461,524 | dollars as filed | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,112,733 | $5,452,393 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 276,727 | $5,440,453 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 466,644 | $5,436,402 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,074,000 | $5,434,254 | dollars as filed | principal |
| HUT 8 CORP | 44812J104 | COM | 489,197 | $5,400,734 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 241,016 | $5,381,887 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 141,420 | $5,379,616 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 5,690,000 | $5,355,997 | dollars as filed | principal |
| GRAHAM CORP | 384556106 | COM | 195,637 | $5,336,977 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 2,247,458 | $5,326,475 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 5,475,000 | $5,319,236 | dollars as filed | principal |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 743,901 | $5,318,893 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 354,825 | $5,315,279 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,924,600 | $5,311,896 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 104,493 | $5,301,975 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 864,856 | $5,301,567 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 1,083,953 | $5,300,531 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 3,110,309 | $5,287,525 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 6,825,399 | $5,283,541 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 663,120 | $5,265,173 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 4,575,000 | $5,263,721 | dollars as filed | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,443,615 | $5,254,759 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 628,133 | $5,238,630 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,097,474 | $5,202,026 | dollars as filed | |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 165,000 | $5,188,508 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 116,284 | $5,172,312 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 6,700,000 | $5,170,859 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,415,428 | $5,166,313 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 405,245 | $5,134,454 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 112,324 | $5,132,084 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 5,720,000 | $5,130,268 | dollars as filed | principal |
| ABSCI CORPORATION | 00091E109 | COM | 899,626 | $5,109,875 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,596,436 | $5,108,595 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 62,138 | $5,093,452 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 20,457 | $5,061,266 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C830 | ISHA U S IND ETF | 200,000 | $5,036,160 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 2,618,214 | $5,000,788 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 195,000 | $4,997,792 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 1,398,505 | $4,992,662 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 491,735 | $4,966,523 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 5,360,000 | $4,964,968 | dollars as filed | principal |
| FREEDOM HOLDING CORP | 356390104 | COM | 70,280 | $4,959,659 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 2,751,263 | $4,952,273 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $4,950,465 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,111,969 | $4,937,141 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 601,177 | $4,929,652 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 218,342 | $4,903,962 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,280,721 | $4,888,273 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 442,031 | $4,884,443 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 793,567 | $4,872,503 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 728,448 | $4,844,179 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,004,210 | $4,776,694 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 266,154 | $4,753,511 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 4,825,000 | $4,745,388 | dollars as filed | principal |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,831,479 | $4,741,047 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 4,803,000 | $4,737,199 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,415,000 | $4,734,215 | dollars as filed | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 529,513 | $4,733,846 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 7,253,975 | $4,715,083 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 339,686 | $4,714,842 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 897,806 | $4,704,505 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $4,692,240 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,800,000 | $4,681,144 | dollars as filed | principal |
| SKYX PLATFORMS CORP | 78471E105 | COM | 3,558,837 | $4,662,077 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,025,000 | $4,660,688 | dollars as filed | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 170,563 | $4,658,075 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,539,225 | $4,646,782 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 5,700,000 | $4,641,795 | dollars as filed | principal |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 4,107,679 | $4,641,678 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $4,625,685 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 189,759 | $4,622,535 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 1,175,749 | $4,620,692 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,883,000 | $4,583,867 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,505,000 | $4,581,035 | dollars as filed | principal |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 31,546 | $4,571,330 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 303,865 | $4,570,130 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,625,000 | $4,569,313 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,385,000 | $4,509,081 | dollars as filed | principal |
| 374WATER INC | 88583P104 | COM | 3,572,029 | $4,500,757 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,195,000 | $4,494,397 | dollars as filed | principal |
| CLIPPER REALTY INC | 18885T306 | COM | 928,455 | $4,484,438 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 481,721 | $4,480,003 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 2,731,659 | $4,479,921 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $4,478,016 | dollars as filed | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U207 | COM NEW | 316,450 | $4,474,597 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 320,045 | $4,458,227 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 2,498,000 | $4,433,950 | dollars as filed | principal |
| CONNS INC | 208242107 | COM | 1,322,027 | $4,428,790 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 4,827,000 | $4,421,532 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 4,576,000 | $4,399,824 | dollars as filed | principal |
| Allbirds Inc | 01675A109 | COM | 6,335,179 | $4,397,249 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 4,810,000 | $4,383,353 | dollars as filed | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 578,585 | $4,374,101 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 3,804,000 | $4,369,541 | dollars as filed | principal |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 4,100,000 | $4,331,650 | dollars as filed | principal |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 382,462 | $4,321,821 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 761,888 | $4,319,904 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 99,545 | $4,319,258 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 5,525,000 | $4,312,815 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 4,075,000 | $4,304,260 | dollars as filed | principal |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 1,970,613 | $4,295,935 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 750,508 | $4,292,906 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 1,057,620 | $4,283,360 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 32,492 | $4,264,190 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,244,103 | $4,241,354 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 4,461,000 | $4,220,998 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,649,000 | $4,209,122 | dollars as filed | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 26,395 | $4,208,947 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,395,000 | $4,208,213 | dollars as filed | principal |
| HAGERTY INC A | 405166109 | COMMON STOCK | 457,829 | $4,189,136 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 4,869,000 | $4,178,089 | dollars as filed | principal |
| ORIGIN MATERIALS INC | 68622D106 | COM | 8,191,460 | $4,177,644 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 3,310,517 | $4,171,251 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,616,988 | $4,162,677 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 4,755,000 | $4,162,622 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,368,000 | $4,162,049 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,380,000 | $4,150,050 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 4,948,000 | $4,140,981 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,315,000 | $4,133,770 | dollars as filed | principal |
| RAMACO RES INC | 75134P501 | COM CL B | 328,579 | $4,123,667 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 4,375,000 | $4,103,750 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 4,571,000 | $4,095,616 | dollars as filed | principal |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 307,066 | $4,090,119 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 5,639,410 | $4,078,985 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 269,021 | $4,067,598 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,548,709 | $4,057,617 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 96,407 | $4,036,544 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 4,395,000 | $4,035,050 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,205,000 | $4,018,298 | dollars as filed | principal |
| NET POWER INC | 64107A105 | COMMON STOCK | 352,014 | $4,009,439 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $4,006,928 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 959,961 | $3,993,437 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 291,053 | $3,990,686 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,377,120 | $3,979,877 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 541,083 | $3,966,137 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 158,635 | $3,959,526 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,992,000 | $3,956,920 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 4,317,000 | $3,950,055 | dollars as filed | principal |
| SYSTEM1 INC | 87200P109 | COM | 2,015,140 | $3,949,674 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 1,736,368 | $3,941,556 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 574,614 | $3,936,106 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,420,316 | $3,934,275 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 474,979 | $3,894,827 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 876,569 | $3,891,967 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 3,800,000 | $3,886,146 | dollars as filed | principal |
| EMPIRE PETE CORP | 292034303 | COM | 757,588 | $3,871,275 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 220,424 | $3,870,646 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,989,000 | $3,867,336 | dollars as filed | principal |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 145,000 | $3,859,900 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 286,280 | $3,830,426 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 246,587 | $3,827,035 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 91,979 | $3,822,631 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,617,806 | $3,818,023 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 3,450,000 | $3,816,321 | dollars as filed | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,673,716 | $3,799,337 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 768,924 | $3,752,349 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,765,000 | $3,746,175 | dollars as filed | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,328,061 | $3,745,132 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 4,371,000 | $3,737,205 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 236,174 | $3,715,021 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 3,700,000 | $3,706,956 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,625,000 | $3,702,563 | dollars as filed | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 527,470 | $3,692,290 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,722,358 | $3,688,465 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 465,676 | $3,688,154 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,900,000 | $3,685,500 | dollars as filed | principal |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 107,089 | $3,673,152 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 98,271 | $3,665,508 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,832,000 | $3,661,476 | dollars as filed | principal |
| VERASTEM INC | 92337C203 | COMMON STOCK | 309,666 | $3,654,059 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,089,326 | $3,645,404 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 3,775,000 | $3,642,875 | dollars as filed | principal |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 677,458 | $3,617,626 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,250,000 | $3,601,975 | dollars as filed | principal |
| FRONTLINE PLC COM | M46528101 | Stock | 153,250 | $3,582,985 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 3,450,000 | $3,570,750 | dollars as filed | principal |
| NN INC | 629337106 | COM | 751,957 | $3,564,277 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 431,625 | $3,535,009 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 35,191 | $3,527,899 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 813,968 | $3,508,202 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 93,996 | $3,491,011 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,600,000 | $3,486,600 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 2,191,000 | $3,464,015 | dollars as filed | principal |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 159,873 | $3,426,080 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 309,880 | $3,414,877 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,334,951 | $3,401,650 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 339,814 | $3,401,537 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 3,575,000 | $3,396,250 | dollars as filed | principal |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,527,664 | $3,387,070 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 3,038,000 | $3,362,762 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 3,625,000 | $3,351,784 | dollars as filed | principal |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,630,709 | $3,342,952 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 120,000 | $3,340,776 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,700,000 | $3,325,950 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 5,604,333 | $3,312,721 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 254,978 | $3,294,316 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 66,679 | $3,293,943 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 254,270 | $3,292,797 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 275,206 | $3,272,200 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,108,518 | $3,268,204 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 80,390 | $3,255,797 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,416,000 | $3,248,616 | dollars as filed | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,050,243 | $3,245,250 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 738,266 | $3,240,988 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 100,000 | $3,224,000 | dollars as filed | call |
| MARKETWISE INC | 57064P107 | COM CL A | 1,837,168 | $3,178,300 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 348,349 | $3,159,525 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 34,325 | $3,151,023 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 183,223 | $3,147,770 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 514,242 | $3,147,161 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 1,542,528 | $3,146,757 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 1,807,215 | $3,144,554 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 902,953 | $3,142,276 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 2,325,000 | $3,140,145 | dollars as filed | principal |
| AXT INC | 00246W103 | COM | 680,987 | $3,125,730 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 3,008,000 | $3,124,560 | dollars as filed | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,421,363 | $3,113,440 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 1,675,966 | $3,100,537 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 3,595,000 | $3,098,243 | dollars as filed | principal |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 1,143,259 | $3,075,367 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 45,838 | $3,062,437 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 380,747 | $3,061,206 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 372,721 | $3,056,313 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 628,979 | $3,037,969 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 291,152 | $3,036,719 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 182,830 | $3,020,352 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 171,802 | $3,003,099 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 183,752 | $2,991,483 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 877,032 | $2,990,680 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 284,206 | $2,987,006 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X100 | CL A | 255,423 | $2,962,906 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 2,822,000 | $2,943,064 | dollars as filed | principal |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,210,956 | $2,942,624 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 488,919 | $2,928,626 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 672,027 | $2,903,157 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 463,542 | $2,897,138 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,965,000 | $2,886,220 | dollars as filed | principal |
| ARBOR REALTY TRUST INC | 038923BA5 | NOTE 7.500% 8/0 | 2,925,000 | $2,865,623 | dollars as filed | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 186,665 | $2,865,308 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,614,000 | $2,836,190 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 3,241,000 | $2,825,828 | dollars as filed | principal |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,302,216 | $2,825,809 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 240,166 | $2,821,952 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 1,094,617 | $2,813,166 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,068,128 | $2,787,814 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 265,834 | $2,785,941 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 515,500 | $2,783,699 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 90,000 | $2,780,478 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 123,963 | $2,779,250 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 210,414 | $2,775,361 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 463,070 | $2,773,789 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 532,813 | $2,770,627 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 1,401,436 | $2,760,829 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 175,329 | $2,749,159 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 374,902 | $2,744,281 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 2,500,000 | $2,736,250 | dollars as filed | principal |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 327,813 | $2,727,404 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 121,874 | $2,719,009 | dollars as filed | |
| WNS HLDGS LTD COM SHS | G98196101 | Stock | 53,377 | $2,697,140 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 163,022 | $2,694,754 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 578,188 | $2,688,574 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 2,900,000 | $2,687,720 | dollars as filed | principal |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 94,023 | $2,686,238 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 217,103 | $2,674,709 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 4,850,000 | $2,667,500 | dollars as filed | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 91,815 | $2,662,635 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,364,880 | $2,661,517 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 823,768 | $2,644,295 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 2,900,000 | $2,631,750 | dollars as filed | principal |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 1,706,788 | $2,611,386 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 289,101 | $2,601,909 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,828,752 | $2,596,827 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 327,512 | $2,593,895 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 381,735 | $2,591,981 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,781,000 | $2,590,502 | dollars as filed | principal |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,154,142 | $2,573,736 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 53,384 | $2,573,643 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 373,823 | $2,571,902 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 5,629,904 | $2,564,984 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 3,385,831 | $2,555,964 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 139,665 | $2,555,869 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 1,024,904 | $2,552,011 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 1,975,000 | $2,549,666 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 2,685,000 | $2,544,038 | dollars as filed | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 478,816 | $2,542,513 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 2,850,000 | $2,541,915 | dollars as filed | principal |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 158,382 | $2,538,864 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 35,159 | $2,538,480 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 177,136 | $2,520,648 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,825,000 | $2,514,081 | dollars as filed | principal |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 93,422 | $2,508,382 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 2,431,553 | $2,504,500 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 3,569,828 | $2,501,379 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 2,635,000 | $2,500,088 | dollars as filed | principal |
| XBIOTECH INC | 98400H102 | COM | 306,624 | $2,492,854 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 169,453 | $2,487,570 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 2,550,000 | $2,486,250 | dollars as filed | principal |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 2,525,000 | $2,482,328 | dollars as filed | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,373,507 | $2,472,312 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 167,401 | $2,470,840 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,131,208 | $2,466,034 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 149,732 | $2,449,621 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 163,450 | $2,437,039 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 1,041,006 | $2,435,952 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 743,630 | $2,431,670 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 585,539 | $2,429,987 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 95,000 | $2,428,970 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 597,176 | $2,406,619 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 118,501 | $2,405,570 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 30,676 | $2,399,783 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 103,220 | $2,398,833 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,530,000 | $2,397,175 | dollars as filed | principal |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 110,000 | $2,395,800 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 160,426 | $2,391,951 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 6,927 | $2,384,421 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 533,289 | $2,378,468 | dollars as filed | |
| 2U INC | 90214J101 | COM | 6,099,488 | $2,376,970 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 11,826,657 | $2,371,244 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 429,860 | $2,368,531 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 62,702 | $2,360,732 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 261,862 | $2,356,758 | dollars as filed | |
| CANOO INC | 13803R201 | CL A COM NEW | 657,844 | $2,348,503 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 206,216 | $2,346,738 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 135,128 | $2,332,310 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,330,816 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 65,487 | $2,328,063 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 212,786 | $2,327,879 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 218,000 | $2,312,980 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 2,023,000 | $2,312,289 | dollars as filed | principal |
| VAXART INC NEW | 92243A200 | COM | 1,774,346 | $2,306,650 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 2,900,000 | $2,298,250 | dollars as filed | principal |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,281,755 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 220,618 | $2,278,984 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 2,213,000 | $2,256,596 | dollars as filed | principal |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 246,925 | $2,254,425 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 2,625,000 | $2,216,261 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 4,375,000 | $2,213,750 | dollars as filed | principal |
| HURCO CO | 447324104 | COM | 109,671 | $2,210,967 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 732,567 | $2,197,701 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,260,000 | $2,191,070 | dollars as filed | principal |
| NOVA LTD COM | M7516K103 | Stock | 12,271 | $2,176,630 | dollars as filed | |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 141,568 | $2,173,069 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 2,000,000 | $2,171,000 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 5,375,000 | $2,163,169 | dollars as filed | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 138,037 | $2,160,279 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 82,000 | $2,151,614 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,163 | $2,151,039 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 330,833 | $2,143,798 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 150,000 | $2,137,501 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 920,555 | $2,108,071 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 3,903,204 | $2,103,826 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 1,076,223 | $2,098,634 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,235,000 | $2,095,313 | dollars as filed | principal |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 621,711 | $2,095,167 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 4,539,826 | $2,087,413 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 131,371 | $2,082,230 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 804,330 | $2,075,171 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,818,145 | $2,071,619 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 2,246,000 | $2,049,475 | dollars as filed | principal |
| SWK HLDGS CORP | 78501P203 | COM NEW | 117,475 | $2,046,415 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 115,705 | $2,041,036 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 996,083 | $2,032,009 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 230,312 | $2,026,746 | dollars as filed | |
| VGT | 92204A702 | SHS | 3,853 | $2,020,282 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 275,332 | $2,015,430 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 3,200,000 | $2,014,400 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,161,000 | $2,001,734 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-24-007638 | this filing | 2024-05-10 | acceptance time not in the bulk data set |