13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 5,375 holding rows worth $3,921,945,848,459.
- Accession
- 0001086364-24-006999
- Filer
- CIK 1364742
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 49,166 entries on the cover page, a total value of $3,921,945,848,459 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,921,945,848,459 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock Internationl, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,926,127 | $7,988,325 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,331,276 | $7,987,656 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 7,875,000 | $7,968,713 | dollars as filed | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 137,588 | $7,953,963 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 494,239 | $7,937,478 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 1,831,291 | $7,911,177 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 693,908 | $7,910,551 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 864,557 | $7,884,759 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,110,000 | $7,874,325 | dollars as filed | principal |
| J JILL INC | 46620W201 | COMMON STOCK | 301,260 | $7,766,483 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 828,594 | $7,747,354 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 147,000 | $7,732,200 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 2,757,550 | $7,721,140 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 1,370,832 | $7,717,784 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,375,000 | $7,658,750 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,095,865 | $7,658,282 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 789,438 | $7,618,077 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 1,805,596 | $7,601,560 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,623,063 | $7,595,934 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 1,471,329 | $7,592,057 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,668,045 | $7,589,605 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,258,230 | $7,536,797 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 5,952,000 | $7,535,232 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 8,200,000 | $7,487,420 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,325,000 | $7,433,897 | dollars as filed | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 121,004 | $7,413,915 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,238,954 | $7,408,945 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 6,496,797 | $7,406,348 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 822,443 | $7,401,987 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,271,530 | $7,336,729 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,066,022 | $7,313,718 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 8,240,000 | $7,313,000 | dollars as filed | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 689,219 | $7,278,152 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 364,613 | $7,248,507 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 9,025,000 | $7,233,538 | dollars as filed | principal |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,974,467 | $7,226,548 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 7,350,000 | $7,221,375 | dollars as filed | principal |
| CONNS INC | 208242107 | COM | 1,622,656 | $7,204,593 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 397,482 | $7,198,399 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 7,100,000 | $7,160,350 | dollars as filed | principal |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 262,299 | $7,158,139 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,718,668 | $7,150,097 | dollars as filed | |
| AMBRX BIOPHARMA INC | 641871108 | COM | 501,604 | $7,142,841 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 1,078,056 | $7,136,730 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 272,376 | $7,130,804 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 47,390 | $7,124,139 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 1,032,607 | $7,114,662 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 527,392 | $7,109,243 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 8,494,422 | $7,103,036 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 2,884,014 | $7,094,674 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 7,226,000 | $7,059,079 | dollars as filed | principal |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 8,417,524 | $7,058,094 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 5,054,000 | $7,055,384 | dollars as filed | principal |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 6,574,483 | $7,034,697 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 540,257 | $7,017,939 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 83,079 | $7,006,081 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,315,268 | $6,962,064 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 678,311 | $6,959,471 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 1,173,007 | $6,944,198 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,161,140 | $6,933,066 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,060,913 | $6,917,155 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 338,893 | $6,913,418 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 8,561,163 | $6,896,018 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,996,231 | $6,891,330 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 149,019 | $6,884,678 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 265,623 | $6,858,386 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 1,301,880 | $6,847,888 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 613,300 | $6,832,163 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 681,829 | $6,825,109 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 7,598,000 | $6,819,205 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 7,100,000 | $6,780,145 | dollars as filed | principal |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 1,632,835 | $6,759,938 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,145,000 | $6,755,598 | dollars as filed | principal |
| ESS TECH INC | 26916J106 | COMMON STOCK | 5,922,573 | $6,751,735 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 6,128,000 | $6,749,992 | dollars as filed | principal |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,372,232 | $6,696,492 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,544,532 | $6,687,824 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 7,496,000 | $6,678,936 | dollars as filed | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,496,945 | $6,676,375 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 7,850,000 | $6,545,330 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,690,000 | $6,537,810 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,269,267 | $6,512,797 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,501,000 | $6,492,596 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 350,000 | $6,489,000 | dollars as filed | put |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 272,788 | $6,473,259 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 236,682 | $6,473,253 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 133,773 | $6,459,898 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,114,000 | $6,455,322 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 7,450,000 | $6,439,780 | dollars as filed | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 8,457,814 | $6,398,337 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 7,205,300 | $6,386,058 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 6,248,580 | $6,373,553 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 5,990,000 | $6,367,370 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,785,000 | $6,343,975 | dollars as filed | principal |
| IGM BIOSCIENCES INC | 449585108 | COM | 762,470 | $6,336,125 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,112,899 | $6,317,568 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 4,325,873 | $6,315,774 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 456,420 | $6,307,724 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,380,242 | $6,307,642 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,982,009 | $6,282,970 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 305,841 | $6,266,683 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 217,140 | $6,212,380 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,905,872 | $6,201,167 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,168,992 | $6,195,658 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,338,765 | $6,174,340 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 3,457,734 | $6,154,767 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,565,209 | $6,151,272 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,142,771 | $6,148,109 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 3,165,378 | $6,140,834 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 626,418 | $6,126,368 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,839,396 | $6,106,795 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,672,958 | $6,106,298 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 128,551 | $6,088,175 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 439,298 | $6,075,491 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 866,261 | $6,072,490 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 4,900,000 | $6,033,370 | dollars as filed | principal |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 1,339,929 | $6,016,281 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 259,643 | $6,010,735 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2,253,972 | $5,995,565 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 371,785 | $5,978,302 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 219,311 | $5,967,439 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 2,119,509 | $5,934,625 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 301,844 | $5,934,245 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 6,790,000 | $5,927,670 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 2,765,432 | $5,918,025 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 73,411 | $5,916,926 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 400,000 | $5,916,000 | dollars as filed | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 79,282 | $5,915,729 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 3,686,011 | $5,897,618 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 2,304,834 | $5,877,326 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,140,000 | $5,868,366 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,331,000 | $5,851,181 | dollars as filed | principal |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,493,222 | $5,838,498 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 6,602,000 | $5,836,168 | dollars as filed | principal |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 1,425,234 | $5,772,198 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 438,483 | $5,730,973 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 9,790,935 | $5,725,740 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 390,256 | $5,717,250 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 8,165,000 | $5,715,500 | dollars as filed | principal |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 200,000 | $5,698,640 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 7,100,000 | $5,684,260 | dollars as filed | principal |
| OPTINOSE INC | 68404V100 | COM | 4,404,251 | $5,681,483 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 8,180,500 | $5,644,544 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 135,992 | $5,620,550 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 123,376 | $5,610,265 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 598,677 | $5,609,604 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 274,289 | $5,600,981 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 200,000 | $5,590,360 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 743,595 | $5,569,527 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 431,869 | $5,545,197 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 720,615 | $5,527,117 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 774,072 | $5,511,393 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 7,110,000 | $5,502,287 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,875,000 | $5,487,000 | dollars as filed | principal |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 1,867,429 | $5,471,568 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 3,270,749 | $5,462,151 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 186,360 | $5,456,621 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 6,285,000 | $5,432,754 | dollars as filed | principal |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 539,973 | $5,421,329 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 1,000,158 | $5,400,854 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,153,594 | $5,387,472 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 1,195,716 | $5,344,850 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,658,562 | $5,341,500 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,919,091 | $5,335,073 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,632,000 | $5,324,484 | dollars as filed | principal |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 275,798 | $5,292,564 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 344,455 | $5,283,939 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,990,000 | $5,282,256 | dollars as filed | principal |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 626,009 | $5,258,476 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 3,696,369 | $5,248,843 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 869,879 | $5,245,371 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 5,980,000 | $5,240,274 | dollars as filed | principal |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 149,108 | $5,230,709 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 3,168,415 | $5,227,885 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 1,913,901 | $5,224,949 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 296,864 | $5,218,869 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,561,764 | $5,216,291 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 57,000 | $5,209,230 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 7,517,950 | $5,182,874 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 1,108,944 | $5,178,768 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,725,000 | $5,162,063 | dollars as filed | principal |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 3,738,289 | $5,158,839 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 984,908 | $5,151,070 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 2,871,249 | $5,110,824 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 195,000 | $5,080,862 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 5,315,000 | $5,078,483 | dollars as filed | principal |
| VOR BIOPHARMA INC | 929033108 | COM | 2,251,411 | $5,065,674 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,195,000 | $5,057,073 | dollars as filed | principal |
| CLIPPER REALTY INC | 18885T306 | COM | 933,921 | $5,043,172 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,518,996 | $5,043,066 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 832,085 | $4,992,510 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,846,124 | $4,984,605 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 380,070 | $4,971,316 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 4,356,124 | $4,965,981 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528801 | ISHARES LRG CAP | 190,000 | $4,931,887 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,923,977 | $4,925,381 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 540,055 | $4,925,302 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 723,538 | $4,920,058 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 749,625 | $4,902,548 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 110,875 | $4,892,914 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 847,016 | $4,887,282 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $4,885,125 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 3,325,000 | $4,869,130 | dollars as filed | principal |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 127,758 | $4,856,082 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 6,150,000 | $4,839,435 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,550,000 | $4,838,650 | dollars as filed | principal |
| CAE INC COM | 124765108 | Stock | 223,924 | $4,834,519 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 972,597 | $4,804,630 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 5,065,000 | $4,794,023 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 5,370,000 | $4,782,522 | dollars as filed | principal |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 2,699,238 | $4,777,650 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 5,150,000 | $4,771,475 | dollars as filed | principal |
| MCEWEN INC. | 58039P305 | COM NEW | 657,652 | $4,741,671 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 4,126,000 | $4,693,325 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 4,099,000 | $4,681,058 | dollars as filed | principal |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 182,157 | $4,679,613 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,095,589 | $4,678,165 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 180,000 | $4,676,112 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 1,323,489 | $4,665,300 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,525,822 | $4,647,513 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 2,091,659 | $4,643,484 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 73,408 | $4,639,386 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,760,019 | $4,611,249 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 104,209 | $4,611,248 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 28,388 | $4,601,411 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,393,761 | $4,571,537 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,817,266 | $4,563,878 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 342,881 | $4,563,745 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 57,811 | $4,543,366 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 5,350,000 | $4,530,915 | dollars as filed | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 191,052 | $4,527,932 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,061,360 | $4,489,553 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 5,895,605 | $4,467,101 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 4,050,000 | $4,450,140 | dollars as filed | principal |
| PORCH GROUP INC | 733245104 | COM | 1,440,297 | $4,436,114 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 583,139 | $4,426,024 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 4,303,000 | $4,418,751 | dollars as filed | principal |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 169,377 | $4,385,171 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 3,562,216 | $4,381,527 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 32,922 | $4,379,285 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,233,311 | $4,360,311 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 67,871 | $4,351,889 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $4,329,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 195,239 | $4,293,304 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 400,300 | $4,263,195 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 455,602 | $4,255,323 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 495,802 | $4,253,978 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 3,600,000 | $4,244,400 | dollars as filed | principal |
| LIFEMD INC | 53216B104 | COM | 509,903 | $4,227,095 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 599,188 | $4,224,275 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 4,125,000 | $4,217,813 | dollars as filed | principal |
| RALLYBIO CORP | 75120L100 | COM | 1,755,594 | $4,195,869 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 4,500,000 | $4,193,550 | dollars as filed | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 653,828 | $4,191,038 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 5,012,476 | $4,180,406 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 390,636 | $4,179,804 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,255,000 | $4,176,165 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,382,280 | $4,160,663 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 325,228 | $4,136,900 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,683,234 | $4,132,339 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 2,182,675 | $4,125,256 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 85,628 | $4,104,149 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 32,820 | $4,101,459 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 2,865,000 | $4,098,383 | dollars as filed | principal |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $4,097,632 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,366,285 | $4,084,316 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 2,021,880 | $4,063,979 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 264,465 | $4,059,537 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 1,745,000 | $4,055,031 | dollars as filed | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,374,209 | $4,053,917 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 290,684 | $4,052,135 | dollars as filed | |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 4,100,000 | $4,043,625 | dollars as filed | principal |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $4,036,668 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 446,427 | $4,035,700 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 80,227 | $4,035,418 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 419,806 | $4,034,336 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,275,000 | $4,028,250 | dollars as filed | principal |
| VALUE LINE INC | 920437100 | COMMON STOCK | 82,588 | $4,026,165 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 630,893 | $4,006,170 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 223,965 | $4,002,255 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 292,448 | $4,000,689 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 203,263 | $3,992,085 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 140,000 | $3,974,600 | dollars as filed | call |
| TELOS CORP MD | 87969B101 | COM | 1,083,454 | $3,954,609 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 4,623,000 | $3,932,324 | dollars as filed | principal |
| GOHEALTH INC | 38046W204 | CL A NEW | 294,693 | $3,931,205 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,270,000 | $3,930,535 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,047,000 | $3,929,637 | dollars as filed | principal |
| GRAHAM CORP | 384556106 | COM | 205,788 | $3,903,799 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 258,233 | $3,886,410 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 36,540 | $3,886,028 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,005,000 | $3,874,838 | dollars as filed | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,122,824 | $3,872,301 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,385,000 | $3,860,838 | dollars as filed | principal |
| ANGI INC CLASS A | 00183L102 | CL A | 1,538,453 | $3,830,747 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 4,255,000 | $3,821,543 | dollars as filed | principal |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 479,504 | $3,812,056 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,064,000 | $3,799,840 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 741,807 | $3,798,051 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,075,584 | $3,796,812 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,350,047 | $3,793,632 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 3,554,000 | $3,781,456 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,115,000 | $3,763,232 | dollars as filed | principal |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 798,535 | $3,745,129 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,968,000 | $3,725,952 | dollars as filed | principal |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 237,932 | $3,711,740 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 599,300 | $3,709,667 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,620,907 | $3,695,479 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,109,256 | $3,693,823 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 3,906,000 | $3,691,170 | dollars as filed | principal |
| HONEST CO INC | 438333106 | COM | 1,112,135 | $3,670,047 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 362,751 | $3,663,785 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 4,119,000 | $3,663,439 | dollars as filed | principal |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,858,156 | $3,660,567 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,650,832 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 4,125,000 | $3,648,563 | dollars as filed | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,125 | $3,646,061 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,900,000 | $3,644,160 | dollars as filed | principal |
| BEYOND AIR INC | 08862L103 | COM | 1,857,684 | $3,641,061 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,087,213 | $3,634,323 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 1,197,651 | $3,628,882 | dollars as filed | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 145,000 | $3,627,900 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,130,000 | $3,626,140 | dollars as filed | principal |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 287,193 | $3,621,503 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 1,999,367 | $3,618,854 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 2,544,681 | $3,588,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 459,929 | $3,587,447 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,325,000 | $3,586,388 | dollars as filed | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 358,958 | $3,568,047 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,609,608 | $3,557,233 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 845,724 | $3,552,042 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 13,791,343 | $3,547,133 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 899,980 | $3,545,921 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 2,071,000 | $3,541,410 | dollars as filed | principal |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 208,000 | $3,523,978 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 3,825,000 | $3,521,295 | dollars as filed | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 490,827 | $3,499,596 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 6,046,000 | $3,496,160 | dollars as filed | principal |
| ADECOAGRO S A | L00849106 | COM | 314,870 | $3,495,057 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 1,370,910 | $3,482,111 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,520,000 | $3,469,312 | dollars as filed | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 266,511 | $3,453,984 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,104,217 | $3,448,882 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,700,000 | $3,437,110 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 3,375,000 | $3,423,701 | dollars as filed | principal |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 92,722 | $3,404,752 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 1,634,593 | $3,399,954 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,465,000 | $3,395,700 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,817,000 | $3,394,763 | dollars as filed | principal |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 156,911 | $3,389,280 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 193,755 | $3,388,778 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 427,225 | $3,362,258 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 106,350 | $3,353,215 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 220,419 | $3,339,348 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,607,000 | $3,331,065 | dollars as filed | principal |
| AEMETIS INC | 00770K202 | COM NEW | 632,766 | $3,315,693 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 1,625,442 | $3,267,139 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 381,461 | $3,253,863 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 235,785 | $3,253,836 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 267,009 | $3,238,819 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 616,442 | $3,236,320 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 387,891 | $3,235,010 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 3,900,000 | $3,231,150 | dollars as filed | principal |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,936,279 | $3,229,907 | dollars as filed | |
| ISHARES TR | 46436E189 | COPPER & METALS | 125,000 | $3,210,488 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 568,453 | $3,189,022 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,400,000 | $3,182,400 | dollars as filed | principal |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 3,100,000 | $3,180,600 | dollars as filed | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 23,202 | $3,155,008 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 335,481 | $3,150,167 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,200,000 | $3,146,000 | dollars as filed | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,544,839 | $3,136,024 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 242,191 | $3,133,951 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 2,319,716 | $3,108,419 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,967,000 | $3,107,860 | dollars as filed | principal |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 919,132 | $3,106,667 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 4,700,000 | $3,087,900 | dollars as filed | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 143,554 | $3,086,412 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,378,646 | $3,083,015 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 120,000 | $3,082,608 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 779,924 | $3,072,900 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 76,459 | $3,067,534 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 48,652 | $3,049,994 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,888,000 | $3,037,887 | dollars as filed | principal |
| NYXOAH S A | B6S7WD106 | SHS | 653,984 | $3,034,485 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 3,075,000 | $3,024,263 | dollars as filed | principal |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 119,948 | $3,007,096 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 214,627 | $2,983,316 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,241,000 | $2,981,720 | dollars as filed | principal |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,023,346 | $2,977,937 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 117,409 | $2,968,099 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 147,538 | $2,962,563 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 132,961 | $2,959,713 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 597,536 | $2,951,828 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 196,368 | $2,951,411 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,860,000 | $2,944,027 | dollars as filed | principal |
| NN INC | 629337106 | COM | 734,077 | $2,936,308 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 257,929 | $2,904,282 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 191,181 | $2,904,039 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,239,000 | $2,899,505 | dollars as filed | principal |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 544,617 | $2,881,023 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 1,455,586 | $2,867,503 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P205 | COM | 249,834 | $2,840,613 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 187,345 | $2,823,289 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 126,536 | $2,819,222 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,848,000 | $2,807,851 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 4,125,000 | $2,794,688 | dollars as filed | principal |
| IDENTIV INC | 45170X205 | COM NEW | 339,091 | $2,794,109 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 167,905 | $2,787,223 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 4,021,444 | $2,786,057 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 565,832 | $2,783,893 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 95,000 | $2,774,988 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 220,424 | $2,770,730 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,978,000 | $2,769,540 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 2,850,000 | $2,766,296 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 2,625,000 | $2,765,437 | dollars as filed | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 170,844 | $2,760,838 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,842,000 | $2,760,293 | dollars as filed | principal |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 346,271 | $2,756,317 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 15,854,373 | $2,755,490 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,178,165 | $2,730,044 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,175,000 | $2,722,013 | dollars as filed | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 35,417 | $2,683,546 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,574,938 | $2,675,482 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 305,223 | $2,670,702 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 2,995,000 | $2,665,550 | dollars as filed | principal |
| BIOVENTUS INC | 09075A108 | COM CL A | 505,574 | $2,664,375 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 326,512 | $2,657,807 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C103 | COMMON STOCK | 1,067,062 | $2,656,984 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 2,700,000 | $2,651,130 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 2,700,000 | $2,648,700 | dollars as filed | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,554,258 | $2,640,814 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 395,373 | $2,633,185 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 185,190 | $2,625,996 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 2,900,000 | $2,616,960 | dollars as filed | principal |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 193,594 | $2,613,520 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 163,535 | $2,606,748 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 139,571 | $2,587,647 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,691,000 | $2,582,157 | dollars as filed | principal |
| FRONTLINE PLC COM | M46528101 | Stock | 128,676 | $2,579,954 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 152,988 | $2,579,378 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 110,000 | $2,575,100 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 212,609 | $2,572,569 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 146,427 | $2,540,508 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 73,028 | $2,523,848 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 2,900,000 | $2,523,000 | dollars as filed | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 707,841 | $2,519,914 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 5,053,002 | $2,517,406 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 132,236 | $2,492,648 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 95,000 | $2,491,736 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 3,275,000 | $2,490,638 | dollars as filed | principal |
| ISHARES TR | 464287754 | US INDUSTRIALS | 21,739 | $2,486,072 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 134,687 | $2,484,976 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 165,590 | $2,477,226 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 2,685,000 | $2,475,248 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 3,850,000 | $2,471,315 | dollars as filed | principal |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 165,632 | $2,469,580 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 2,975,000 | $2,469,250 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 3,735,000 | $2,468,088 | dollars as filed | principal |
| Vanguard Growth | 922908736 | COM | 7,931 | $2,465,510 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 2,796,437 | $2,460,865 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 355,828 | $2,458,771 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 172,783 | $2,444,880 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 2,450,051 | $2,439,759 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 351,149 | $2,433,462 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 32,825 | $2,431,020 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 2,283,000 | $2,409,706 | dollars as filed | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 101,240 | $2,408,500 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 29,976 | $2,402,576 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 3,526,112 | $2,397,052 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 160,559 | $2,393,934 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 379,050 | $2,388,018 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 885,454 | $2,381,872 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 90,829 | $2,377,903 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 867,836 | $2,377,871 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,377,710 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 548,644 | $2,375,629 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 572,743 | $2,371,157 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 604,677 | $2,358,241 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 691,412 | $2,357,716 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 424,517 | $2,343,334 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 2,388,000 | $2,331,404 | dollars as filed | principal |
| CRESCENT CAP BDC INC | 225655109 | COM | 134,039 | $2,329,598 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 147,435 | $2,327,998 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 167,898 | $2,327,065 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 16,937 | $2,326,974 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 2,510,000 | $2,312,463 | dollars as filed | principal |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 293,797 | $2,309,244 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 617,421 | $2,309,155 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 2,713,916 | $2,306,827 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 307,369 | $2,305,269 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 214,912 | $2,293,111 | dollars as filed | |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,291,055 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 2,675,000 | $2,280,438 | dollars as filed | principal |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 169,896 | $2,280,004 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 1,007,039 | $2,275,908 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 2,745,000 | $2,273,135 | dollars as filed | principal |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 2,900,000 | $2,273,020 | dollars as filed | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 195,736 | $2,258,793 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,736,000 | $2,257,200 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-24-006999 | this filing | 2024-02-13 | acceptance time not in the bulk data set |