13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 5,013 holding rows worth $2,044,379,405,000.
- Accession
- 0001086364-20-000038
- Filer
- CIK 1364742
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 43,747 entries on the cover page, a total value of $2,044,379,405,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,044,379,405,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Akoustis Technologies Inc | 00973N102 | COM | 1,833,533 | $9,846,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 713,927 | $9,830,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 644,761 | $9,819,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,477,402 | $9,807,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 761,070 | $9,787,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 665,415 | $9,769,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,073,208 | $9,765,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 619,787 | $9,762,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,050,492 | $9,761,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,331,414 | $9,760,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 161,817 | $9,693,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 825,339 | $9,689,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 70,000 | $9,676,000 | thousands by filing date | put |
| BBX CAP CORP NEW | 05491N104 | CL A | 4,172,536 | $9,639,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 887,223 | $9,625,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 195,749 | $9,625,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,316,087 | $9,608,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 456,741 | $9,605,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 931,780 | $9,597,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 805,602 | $9,547,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,793,707 | $9,543,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6,576,000 | $9,531,000 | thousands by filing date | principal |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 705,856 | $9,529,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 366,789 | $9,498,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 3,463,345 | $9,487,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 254,538 | $9,474,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 517,904 | $9,473,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 189,002 | $9,418,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 733,820 | $9,401,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 13,978,903 | $9,371,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 120,000 | $9,353,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 930,801 | $9,345,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,554,743 | $9,324,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 803,467 | $9,303,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 270,476 | $9,302,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 20,666,971 | $9,301,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,172,545 | $9,273,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 255,400 | $9,267,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,442,847 | $9,247,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 380,475 | $9,246,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 589,987 | $9,245,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,649,212 | $9,233,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 714,789 | $9,222,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 860,590 | $9,164,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 346,444 | $9,163,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,500,795 | $9,138,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 323,791 | $9,132,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 451,179 | $9,099,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,842,370 | $9,096,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,513,185 | $9,050,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,619,986 | $9,039,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,808,361 | $9,015,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 823,239 | $8,933,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 380,926 | $8,929,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 805,206 | $8,915,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 131,361 | $8,914,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,908,970 | $8,897,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,866,221 | $8,884,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 701,680 | $8,842,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,877,186 | $8,842,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 689,277 | $8,830,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,031,798 | $8,812,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,332,272 | $8,805,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,262,167 | $8,800,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 711,961 | $8,800,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 658,958 | $8,777,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,446,947 | $8,769,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 875,549 | $8,755,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 705,714 | $8,751,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 15,556,720 | $8,731,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 246,147 | $8,731,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,254,934 | $8,723,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,845,629 | $8,712,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,341,352 | $8,694,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 3,150,728 | $8,694,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 376,677 | $8,679,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,557,922 | $8,645,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,942,701 | $8,636,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 6,315,093 | $8,588,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 281,389 | $8,586,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,807,979 | $8,565,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,085,625 | $8,543,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 854,005 | $8,523,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 566,564 | $8,505,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 935,851 | $8,479,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 2,033,001 | $8,479,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 41,323 | $8,446,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 185,000 | $8,413,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,429,558 | $8,405,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,450,246 | $8,405,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,798,233 | $8,398,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 7,863,415 | $8,335,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 92,012 | $8,331,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,479,392 | $8,299,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 310,154 | $8,280,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 300,587 | $8,270,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 240,472 | $8,224,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 734,846 | $8,202,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,469,286 | $8,197,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 5,531,588 | $8,187,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 508,214 | $8,182,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 292,152 | $8,174,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,234,785 | $8,163,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,705,218 | $8,116,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,135,540 | $8,116,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 907,267 | $8,074,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 455,869 | $8,046,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,467,860 | $8,046,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,910,634 | $8,044,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,239,297 | $8,039,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 739,867 | $8,035,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 151,048 | $7,990,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,110,486 | $7,973,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 729,149 | $7,970,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 2,963,571 | $7,943,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,511,418 | $7,935,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,437,464 | $7,878,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 200,000 | $7,870,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,021,745 | $7,842,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,797,894 | $7,839,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,583,009 | $7,837,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,345,977 | $7,835,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 600,396 | $7,829,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 217,467 | $7,828,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 877,833 | $7,797,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 9,805,000 | $7,770,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,688,158 | $7,767,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 729,595 | $7,698,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,665,382 | $7,697,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 359,718 | $7,680,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,357,550 | $7,655,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,578,968 | $7,652,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 564,011 | $7,648,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 298,630 | $7,633,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,408,849 | $7,588,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,092,171 | $7,574,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,421,855 | $7,531,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,548,571 | $7,523,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,470,594 | $7,501,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 766,242 | $7,494,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 491,011 | $7,478,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 553,472 | $7,467,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,790,337 | $7,466,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,129,765 | $7,455,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 590,715 | $7,449,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 646,278 | $7,438,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 728,207 | $7,427,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 436,189 | $7,416,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 621,065 | $7,415,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 5,330,978 | $7,409,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 2,916,513 | $7,379,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 175,000 | $7,360,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 1,408,352 | $7,351,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 473,732 | $7,344,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 656,853 | $7,336,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 358,921 | $7,268,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,706,708 | $7,250,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 293,000 | $7,249,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,164,867 | $7,247,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 300,045 | $7,234,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,347,089 | $7,229,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 309,371 | $7,193,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 450,346 | $7,187,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 140,732 | $7,180,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,202,530 | $7,155,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 375,942 | $7,136,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,111,279 | $7,134,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 14,400 | $7,132,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 231,759 | $7,127,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 881,231 | $7,120,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,381,742 | $7,102,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 177,921 | $7,099,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,711,923 | $7,090,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 599,070 | $7,052,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 4,462,181 | $7,051,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 585,020 | $7,050,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,298,598 | $7,039,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 3,779,953 | $6,993,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,644,487 | $6,989,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 923,864 | $6,984,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 575,584 | $6,936,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 231,151 | $6,930,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 893,928 | $6,919,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,672,612 | $6,909,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 607,032 | $6,908,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 50,581 | $6,879,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 3,455,569 | $6,877,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 120,000 | $6,876,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,278,369 | $6,876,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 503,665 | $6,874,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 765,000 | $6,871,000 | thousands by filing date | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 538,316 | $6,863,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 100,000 | $6,853,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 172,076 | $6,847,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 7,321,920 | $6,829,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 578,567 | $6,827,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,644,347 | $6,825,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 489,909 | $6,808,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 532,945 | $6,807,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,368,594 | $6,805,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 134,542 | $6,804,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 602,145 | $6,785,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 662,607 | $6,752,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 153,423 | $6,751,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 456,076 | $6,750,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 328,904 | $6,746,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 660,751 | $6,738,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 604,254 | $6,700,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,725,000 | $6,681,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,659,788 | $6,678,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 872,457 | $6,674,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 656,844 | $6,667,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 468,058 | $6,651,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,251,569 | $6,633,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 867,613 | $6,620,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 6,845,000 | $6,607,000 | thousands by filing date | principal |
| CASPER SLEEP INC | 147626105 | COM | 1,538,373 | $6,599,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 316,719 | $6,582,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 416,623 | $6,578,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 949,381 | $6,561,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,586,868 | $6,554,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 269,189 | $6,517,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 905,032 | $6,516,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,551,354 | $6,516,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,358,664 | $6,505,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 383,347 | $6,425,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 216,607 | $6,414,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 359,675 | $6,413,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,021,848 | $6,407,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,069,073 | $6,394,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 6,200,000 | $6,363,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 2,703,547 | $6,353,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 191,884 | $6,327,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 742,985 | $6,322,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,772,420 | $6,322,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,479,039 | $6,315,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,013,319 | $6,312,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 304,825 | $6,307,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 908,526 | $6,305,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 682,230 | $6,277,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,432,329 | $6,274,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,075,000 | $6,261,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 51,421 | $6,252,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 223,500 | $6,240,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,426,821 | $6,216,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,763,673 | $6,210,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 4,634,048 | $6,210,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 841,117 | $6,191,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 346,845 | $6,177,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,272,899 | $6,174,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 8,227,231 | $6,170,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 717,658 | $6,165,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 592,930 | $6,155,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,095,708 | $6,146,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,711,671 | $6,144,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 2,855,494 | $6,140,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,206,734 | $6,129,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 283,362 | $6,126,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 649,180 | $6,115,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,133,969 | $6,111,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,015,603 | $6,103,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3,475,000 | $6,075,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 249,869 | $6,073,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,142,880 | $6,069,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 7,327,331 | $6,068,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 75,000 | $6,047,000 | thousands by filing date | put |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 455,527 | $6,036,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,527,598 | $6,022,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 60,399 | $6,011,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 35,835 | $6,006,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 117,198 | $6,005,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 218,069 | $5,986,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 917,351 | $5,972,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 9,016,678 | $5,939,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,118,664 | $5,929,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,455,251 | $5,918,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 37,705 | $5,908,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,242,866 | $5,903,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 386,071 | $5,892,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 379,726 | $5,886,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 538,534 | $5,886,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 566,005 | $5,881,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 8,120,761 | $5,871,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 587,359 | $5,856,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 357,929 | $5,855,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 138,074 | $5,820,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200,000 | $5,812,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 609,197 | $5,812,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,021,700 | $5,792,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,296,359 | $5,788,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,508,608 | $5,779,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 139,862 | $5,778,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 829,452 | $5,773,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,541,227 | $5,768,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,350,000 | $5,733,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,574,263 | $5,716,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,965,728 | $5,712,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,734,552 | $5,708,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,622,232 | $5,690,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 235,000 | $5,689,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 520,386 | $5,688,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 8,964,734 | $5,679,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 595,328 | $5,656,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 757,619 | $5,653,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 239,464 | $5,642,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 512,145 | $5,612,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 176,000 | $5,604,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 564,011 | $5,595,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 3,602,523 | $5,584,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 286,019 | $5,578,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 444,522 | $5,565,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 258,518 | $5,561,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 657,089 | $5,558,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,652,632 | $5,520,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 217,748 | $5,498,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 521,627 | $5,477,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 503,758 | $5,476,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,282,853 | $5,465,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 784,951 | $5,463,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,368,792 | $5,461,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 346,634 | $5,456,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 6,020,333 | $5,442,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 3,135,541 | $5,423,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,721,573 | $5,416,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 3,008,380 | $5,415,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 293,627 | $5,388,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 747,784 | $5,354,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 7,239,848 | $5,350,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 450,395 | $5,342,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 354,223 | $5,332,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 244,305 | $5,318,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 3,468,451 | $5,307,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 214,280 | $5,300,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 613,139 | $5,285,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 106,088 | $5,280,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,180,088 | $5,264,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 223,000 | $5,254,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 171,265 | $5,242,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 26,133,687 | $5,230,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 474,711 | $5,217,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,940,322 | $5,199,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,067,880 | $5,169,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 291,932 | $5,164,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 119,885 | $5,154,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 241,243 | $5,151,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,154,385 | $5,150,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,780,478 | $5,146,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 493,959 | $5,143,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 379,293 | $5,139,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 819,236 | $5,112,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,575,000 | $5,106,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 680,554 | $5,092,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 485,896 | $5,079,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,641,513 | $5,072,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 248,626 | $5,063,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,349,076 | $5,057,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 404,458 | $5,056,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 280,909 | $5,056,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,951,241 | $5,053,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 577,731 | $5,044,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 722,057 | $5,040,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 432,018 | $5,036,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,553,541 | $5,005,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,885,638 | $4,998,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,274,153 | $4,995,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 170,000 | $4,986,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 881,337 | $4,981,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 245,215 | $4,968,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,930,234 | $4,961,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 184,950 | $4,920,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 516,833 | $4,916,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 114,071 | $4,905,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 419,038 | $4,903,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 502,679 | $4,901,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 220,881 | $4,882,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 475,321 | $4,882,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 3,968,212 | $4,881,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,680,579 | $4,877,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,299,123 | $4,873,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 910,982 | $4,863,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,462,935 | $4,847,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,275,000 | $4,843,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 751,835 | $4,813,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 9,520,917 | $4,760,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,100,259 | $4,732,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200,000 | $4,712,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,673,642 | $4,687,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 859,134 | $4,682,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 81,443 | $4,680,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,357,000 | $4,660,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,885,000 | $4,616,000 | thousands by filing date | principal |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 213,612 | $4,597,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,917,502 | $4,583,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 4,750,000 | $4,578,000 | thousands by filing date | principal |
| STARTEK INC | 85569C107 | COM | 1,213,745 | $4,564,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 2,336,418 | $4,555,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 595,256 | $4,548,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 432,678 | $4,547,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 185,407 | $4,523,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 834,578 | $4,523,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 611,758 | $4,521,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 57,656 | $4,512,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 367,663 | $4,504,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 1,371,279 | $4,443,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,970,692 | $4,434,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 548,906 | $4,434,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 4,020,911 | $4,423,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,671,097 | $4,411,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 595,669 | $4,408,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 200,000 | $4,401,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 3,122,000 | $4,386,000 | thousands by filing date | principal |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 462,994 | $4,380,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,186,359 | $4,378,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 3,008,686 | $4,363,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 841,633 | $4,359,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,855,000 | $4,354,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 890,544 | $4,354,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 196,000 | $4,328,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 71,320 | $4,310,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 82,897 | $4,299,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,118,491 | $4,283,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 120,000 | $4,273,000 | thousands by filing date | put |
| UNION BANKSHARES INC | 905400107 | CMN | 188,833 | $4,249,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,511,897 | $4,220,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 815,097 | $4,215,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,589,262 | $4,211,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 3,923,000 | $4,210,000 | thousands by filing date | principal |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,029,385 | $4,209,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,785,000 | $4,192,000 | thousands by filing date | principal |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 264,853 | $4,178,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 331,350 | $4,162,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 725,000 | $4,155,000 | thousands by filing date | principal |
| SHARPSPRING INC | 820054104 | COM | 684,579 | $4,149,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 37,768 | $4,145,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 1,154,850 | $4,100,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,407,678 | $4,092,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 591,030 | $4,084,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 1,247,700 | $4,079,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,735,458 | $4,047,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 150,000 | $4,031,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 173,000 | $4,015,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,060,590 | $4,008,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 492,468 | $4,004,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 520,936 | $3,995,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,614,192 | $3,988,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 547,814 | $3,977,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,197,149 | $3,975,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 370,090 | $3,959,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 273,065 | $3,940,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 4,210,000 | $3,902,000 | thousands by filing date | principal |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,060,982 | $3,895,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,565,566 | $3,835,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 163,797 | $3,819,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 116,562 | $3,813,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 462,185 | $3,812,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 808,392 | $3,807,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 4,518,694 | $3,807,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 233,473 | $3,798,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 1,631,000 | $3,786,000 | thousands by filing date | principal |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,439,953 | $3,771,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,582,897 | $3,745,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 890,012 | $3,728,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 919,539 | $3,715,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9,774,362 | $3,714,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 157,687 | $3,684,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,400,000 | $3,667,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 75,267 | $3,645,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,274,056 | $3,644,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 933,358 | $3,631,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,907,644 | $3,624,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 619,715 | $3,614,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,082,931 | $3,606,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 243,443 | $3,601,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 941,808 | $3,598,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 256,735 | $3,593,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 960,123 | $3,591,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,127,837 | $3,586,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 69,176 | $3,556,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 8,612,922 | $3,549,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 174,012 | $3,541,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 206,846 | $3,540,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 365,987 | $3,486,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 560,591 | $3,448,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,531,783 | $3,446,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 115,153 | $3,431,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,264,546 | $3,413,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,827,188 | $3,406,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 418,046 | $3,386,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 122,889 | $3,377,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 150,000 | $3,377,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,240,000 | $3,367,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 505,907 | $3,365,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10,500 | $3,362,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 60,856 | $3,303,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 216,423 | $3,296,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 17,344,251 | $3,295,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 989,790 | $3,276,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,166,319 | $3,271,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 813,940 | $3,263,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 74,264 | $3,261,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-20-000038 | this filing | 2020-05-01 | acceptance time not in the bulk data set |