13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 5,013 holding rows worth $2,044,379,405,000.
- Accession
- 0001086364-20-000038
- Filer
- CIK 1364742
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 43,747 entries on the cover page, a total value of $2,044,379,405,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,044,379,405,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYNERGISTEK INC | 23258P105 | COM | 31,484 | $45,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 501 | $44,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,787 | $44,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 5,017 | $43,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 589 | $42,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 18,984 | $42,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,531 | $42,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 3,275 | $42,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 32,568 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,683 | $41,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 4,004 | $41,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 21,402 | $41,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 12,240 | $41,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 43,588 | $41,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 17,302 | $41,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 27,083 | $40,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 54,968 | $40,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 50,051 | $40,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 672 | $39,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 14,871 | $39,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 16,250 | $39,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 24,598 | $39,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 38,856 | $39,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 14,853 | $39,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 8,176 | $38,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 63,454 | $38,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,627 | $37,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 18,074 | $37,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 62,706 | $37,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,318 | $37,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 6,285 | $36,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 17,949 | $35,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 25,038 | $35,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 3,178 | $35,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 43,911 | $35,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,726 | $35,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 8,848 | $35,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 82,886 | $35,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 4,622 | $35,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 4,031 | $34,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 15,893 | $34,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 31,106 | $34,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 9,005 | $33,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,077 | $33,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 159,554 | $33,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 6,735 | $33,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 579 | $32,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 6,818 | $32,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 330 | $31,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 6,155 | $31,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 18,151 | $31,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10,054 | $31,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 26,813 | $31,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 9,072 | $30,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 908 | $30,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 699 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 516 | $30,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 8,343 | $30,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 787 | $30,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 2,703 | $30,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 19,775 | $30,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 464 | $29,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 4,044 | $29,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 5,615 | $29,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 29,160 | $29,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 8,693 | $28,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 45,421 | $28,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 27,602 | $28,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,890 | $28,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 608 | $27,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 645 | $27,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 253 | $27,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,555 | $27,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,525 | $27,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 930 | $26,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 77,854 | $26,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,323 | $26,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 8,212 | $26,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 50,725 | $26,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 36,483 | $26,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 13,895 | $26,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,771 | $25,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 21,347 | $25,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,707 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 891 | $25,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,724 | $25,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,180 | $25,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,650 | $25,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 31,664 | $25,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 8,549 | $24,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,122 | $24,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 11,574 | $24,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 27,338 | $24,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 21,920 | $23,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 39,991 | $23,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 20,825 | $23,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,439 | $23,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 833 | $23,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 13,654 | $23,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 18,436 | $23,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 48,817 | $23,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 2,109 | $23,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 27,406 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 4,083 | $22,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 18,985 | $22,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,381 | $22,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 6,824 | $22,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,497 | $22,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 100,254 | $22,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 1,753 | $22,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 20,018 | $22,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,865 | $21,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,802 | $21,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 11,616 | $21,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 29,261 | $21,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,346 | $21,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 9,171 | $21,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,308 | $21,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 57,431 | $21,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 248 | $20,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 3,385 | $20,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 3,008 | $20,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 11,979 | $20,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 4,796 | $20,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 15,759 | $20,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 2,804 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,002 | $19,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 692 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 606 | $19,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,086 | $19,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 2,417 | $19,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,774 | $19,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 878 | $18,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,422 | $18,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 39,145 | $18,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,652 | $18,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,194 | $18,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,616 | $18,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 777 | $18,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 27,605 | $18,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 2,609 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 100 | $17,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 833 | $17,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 7,299 | $17,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 7,831 | $17,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 3,444 | $17,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 710 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 138 | $16,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 781 | $16,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 6,770 | $16,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 1,712 | $16,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,194 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 75,934 | $16,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,446 | $16,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 8,830 | $16,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 23,564 | $16,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 1,157 | $16,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,968 | $15,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 25,155 | $15,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 34,481 | $15,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 42,088 | $15,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 6,697 | $15,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 46,437 | $15,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 6,852 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 844 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 109 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 566 | $14,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,604 | $14,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 6,300 | $14,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,333 | $14,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,184 | $14,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 19,868 | $14,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 146 | $13,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,560 | $13,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 6,172 | $13,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 2,686 | $13,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 526 | $13,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 1,413 | $13,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 9,728 | $13,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 980 | $13,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 1,607 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 555 | $12,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 404 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 476 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 356 | $12,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 10,875 | $12,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 27,801 | $12,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 9,895 | $12,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 38,210 | $12,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,408 | $12,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 30,618 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 447 | $11,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,113 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 225 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 458 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 401 | $11,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 612 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 140 | $11,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 15,118 | $11,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 4,657 | $11,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 14,356 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 831 | $11,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,063 | $11,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 29,815 | $11,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5,397 | $11,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 18,961 | $11,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 5,243 | $11,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 2,730 | $11,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 485 | $10,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 14,413 | $10,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 8,220 | $10,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 8,212 | $10,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 6,225 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,477 | $10,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 571 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 415 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 130 | $9,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,507 | $9,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,743 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,651 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 756 | $9,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 5,563 | $9,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 900 | $9,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 149 | $8,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 79 | $8,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 16,457 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 127 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 174 | $8,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 240 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 101 | $8,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,744 | $8,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 8,458 | $8,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,149 | $8,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 8,843 | $8,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 406 | $8,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 22,805 | $8,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 5,057 | $8,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 26,476 | $8,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 12,654 | $8,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,693 | $8,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 1,015 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 288 | $7,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 104 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 241 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 528 | $7,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 155 | $7,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 890 | $7,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 509 | $7,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 7,295 | $7,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 237 | $7,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 39,997 | $7,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 4,824 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 228 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 110 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 51 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 113 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 123 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 250 | $6,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 9,823 | $6,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 29,840 | $6,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,104 | $6,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 714 | $6,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 8,257 | $6,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 686 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 3,757 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 33 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 101 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 220 | $5,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,508 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 40 | $5,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 7,931 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 263 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 844 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 138 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,895 | $5,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 598 | $5,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 281 | $5,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,639 | $5,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 2,089 | $5,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 5,846 | $5,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 5,548 | $5,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 2,868 | $5,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 3,020 | $5,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 6,543 | $5,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 53 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 95 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 78 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 102 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 172 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 191 | $4,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 382 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 117 | $4,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 199 | $4,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 29,365 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 30,683 | $4,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,803 | $4,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 728 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 135 | $4,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 138 | $4,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 10,692 | $4,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 21,716 | $4,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 15,081 | $4,000 | thousands by filing date | |
| MGC | 921910873 | COM | 32 | $3,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 108 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 39 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 76 | $3,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 118 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 98 | $3,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 76 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,608 | $3,000 | thousands by filing date | principal |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 53 | $3,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 631 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,200 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 129 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 141 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 15,847 | $3,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 113 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $3,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 337 | $3,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 222 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 619 | $3,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 249 | $3,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 21,385 | $3,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 6,688 | $3,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,359 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 134 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 131 | $3,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,769 | $3,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 8,450 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 137 | $3,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 13,309 | $3,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 34 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 82 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64 | $2,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 39 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 16 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 21 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 79 | $2,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 24 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 12 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 84 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 38 | $2,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 375 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 70 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 77 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 23 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 43 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 60 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 477 | $2,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 70 | $2,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 60 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 118 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 40 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 93 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 79 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 115 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $2,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 57 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 606 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 527 | $2,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 1,528 | $2,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 885 | $2,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 3,509 | $2,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 175 | $2,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 12 | $1,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 13 | $1,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 46 | $1,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 53 | $1,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 43 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 175 | $1,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 53 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 9 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 20 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 16 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 20 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 15 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 32 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 42 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 17 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 12 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 19 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 25 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 32 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 44 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 15 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 850 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 78 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 45 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 43 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 45 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 603 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 501 | $1,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 7,095 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 219 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 40 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 39 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 16 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 21 | $1,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 311 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 14 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 636 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 38 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 29 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 304 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 222 | $1,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 669 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 108 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $1,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 1,121 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 788 | $1,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 885 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 643 | $1,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 27 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 741 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,525 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 4,545 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 666 | $1,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,197 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 1,386 | $1,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 2,600 | $1,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 8,317 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 26 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 258 | $1,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 2,255 | $1,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 620 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 802 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X309 | COM | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 796 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-20-000038 | this filing | 2020-05-01 | acceptance time not in the bulk data set |