13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 5,031 holding rows worth $2,381,047,321,000.
- Accession
- 0001086364-19-000103
- Filer
- CIK 1364742
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 43,638 entries on the cover page, a total value of $2,381,047,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,381,047,321,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 76,202 | $67,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 18,700 | $66,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 210,735 | $66,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 125,282 | $66,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 6,307 | $65,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 763 | $64,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 32,568 | $64,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 39,292 | $63,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 13,895 | $63,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 695 | $62,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 60,878 | $62,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 20,764 | $61,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 15,869 | $61,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 243,367 | $61,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,156 | $60,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 7,147 | $60,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 6,372 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 348 | $58,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 15,747 | $58,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 5,752 | $58,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 558 | $57,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 43,588 | $57,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,042 | $56,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 42,088 | $56,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,268 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 539 | $55,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 877 | $54,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 21,440 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 390 | $53,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 25,612 | $53,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 58,822 | $53,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 18,286 | $53,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 157,198 | $52,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 27,870 | $51,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 2,746 | $49,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 14,413 | $49,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,083 | $49,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,960 | $49,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 16,437 | $49,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 829 | $48,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 7,075 | $48,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 20,140 | $48,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,520 | $48,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 9,534 | $48,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 49,508 | $48,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 46,599 | $48,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 54,940 | $47,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 20,857 | $46,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 44,023 | $46,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 22,340 | $45,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 11,368 | $44,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 932 | $44,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,353 | $43,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 21,006 | $43,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 61,196 | $43,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 82,066 | $42,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,513 | $42,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 21,402 | $42,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 17,794 | $42,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 52,020 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 313 | $41,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 4,031 | $41,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 9,636 | $41,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 72,262 | $40,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 15,893 | $40,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 4,004 | $40,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 59,635 | $40,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 3,843 | $39,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,209 | $39,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 17,932 | $39,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,643 | $39,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10,659 | $39,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 32,385 | $38,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,276 | $37,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,079 | $37,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,477 | $36,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,514 | $36,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,494 | $36,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 14,070 | $35,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 7,297 | $35,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 48,817 | $35,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 159,193 | $35,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 13,088 | $35,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 54,149 | $35,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,025 | $34,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 39,996 | $34,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 19,536 | $34,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 13,154 | $34,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 859 | $33,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 18,151 | $33,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 16,247 | $33,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 10,489 | $33,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,875 | $32,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 15,848 | $32,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 562 | $31,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 6,481 | $31,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 84,794 | $31,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 294 | $30,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 8,552 | $30,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,417 | $30,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 11,574 | $30,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 8,458 | $29,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 723 | $29,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,000 | $29,000 | thousands by filing date | put |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,083 | $29,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 47,842 | $29,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 6,541 | $29,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 21,228 | $29,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 539 | $28,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 3,858 | $28,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 3,925 | $28,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,268 | $27,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 11,163 | $27,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 6,036 | $27,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 850 | $26,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 719 | $26,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,600 | $26,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,267 | $26,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 4,932 | $25,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,335 | $25,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 6,903 | $25,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 8,318 | $25,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 55,469 | $25,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 1,553 | $25,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,234 | $24,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,707 | $24,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 3,955 | $24,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 8,249 | $24,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 29,160 | $24,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 847 | $23,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,604 | $23,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,930 | $23,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 690 | $23,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 14,035 | $23,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 9,944 | $23,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 84,626 | $22,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 6,125 | $22,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 717 | $22,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,086 | $22,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 26,476 | $22,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 18,026 | $22,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 5,121 | $22,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 617 | $21,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 173 | $21,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 978 | $21,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 11,033 | $21,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,090 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 532 | $20,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 6,071 | $20,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 3,444 | $20,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 32,081 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 129 | $19,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,416 | $19,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 13,309 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 699 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 144 | $18,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 8,843 | $18,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 957 | $18,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 832 | $18,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 8,830 | $18,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 90,036 | $18,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 15,758 | $17,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 744 | $17,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 935 | $17,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 6,172 | $17,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 526 | $17,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 38,209 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 100 | $16,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 900 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 299 | $16,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 24,456 | $16,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 831 | $16,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,184 | $16,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,364 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 449 | $15,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 3,872 | $15,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 40,409 | $15,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 612 | $15,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,687 | $15,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 13,505 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,063 | $15,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 5,846 | $15,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 1,905 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 326 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 236 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 284 | $14,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 23,240 | $14,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,744 | $14,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 13,720 | $14,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 8,451 | $14,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 425 | $13,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 384 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,583 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 365 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,960 | $13,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,000 | $13,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,123 | $13,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 12,958 | $13,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 571 | $13,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 9,029 | $13,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 56,350 | $13,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 108,814 | $13,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 2,730 | $13,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,473 | $12,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 832 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 225 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 130 | $12,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,743 | $12,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 5,998 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 83 | $11,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 51 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 153 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 320 | $11,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,260 | $11,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 29,116 | $11,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 794 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 127 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 266 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $10,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,830 | $10,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 686 | $10,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 18,380 | $10,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 3,020 | $10,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 19,955 | $10,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 165 | $9,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 465 | $9,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 382 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 140 | $9,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 622 | $9,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 669 | $9,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 900 | $9,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 830 | $9,000 | thousands by filing date | |
| MGC | 921910873 | COM | 77 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 122 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 139 | $8,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 850 | $8,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 27,044 | $8,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,104 | $8,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 1,222 | $8,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 714 | $8,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 6,913 | $8,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,525 | $8,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 5,546 | $8,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 6,780 | $8,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 612 | $8,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 10,692 | $8,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 19,619 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 228 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 194 | $7,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 99 | $7,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 570 | $7,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 7,232 | $7,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 7,480 | $7,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 191 | $7,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 6,596 | $7,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 236 | $7,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 27,268 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 6,660 | $7,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,769 | $7,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 15,109 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 46 | $6,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 78 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 153 | $6,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 105 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 189 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 250 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 104 | $6,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 257 | $6,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 7,521 | $6,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 844 | $6,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,392 | $6,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 269 | $6,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 598 | $6,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 14,449 | $6,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 281 | $6,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 403 | $6,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,196 | $6,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 3,594 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R500 | COM | 3,506 | $6,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 92 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 303 | $5,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,164 | $5,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 375 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 175 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 40 | $5,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 631 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 27,887 | $5,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 7,659 | $5,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,803 | $5,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 15,291 | $5,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 14 | $4,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 66 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 200 | $4,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 38 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 101 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 132 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 84 | $4,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 229 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 87 | $4,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 85 | $4,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,492 | $4,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 124 | $4,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 53 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 117 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 117 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 146 | $4,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 5,740 | $4,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 8,257 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 113 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 222 | $4,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 619 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 135 | $4,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 138 | $4,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 307 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 190 | $4,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,474 | $4,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 6,009 | $4,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 2,600 | $4,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 13,683 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 60 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 52 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 44 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 19 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 612 | $3,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 43 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 39 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 58 | $3,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 84 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 75 | $3,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 28 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 76 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 40 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 137 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,608 | $3,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 79 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 55 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,650 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 337 | $3,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 7,511 | $3,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 249 | $3,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 527 | $3,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 453 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 128 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 125 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 127 | $3,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 4,545 | $3,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 6,826 | $3,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 650 | $3,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 30,129 | $3,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 175 | $3,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 12,829 | $3,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 15 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 91 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 53 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 30 | $2,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 14 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 27 | $2,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 72 | $2,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 72 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 38 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 62 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 39 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 78 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 76 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 40 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 42 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 60 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 603 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 6,396 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 30 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 25 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 105 | $2,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 636 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $2,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 57 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 84 | $2,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 486 | $2,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 174 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 885 | $2,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 249 | $2,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 728 | $2,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 6,199 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,525 | $2,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 2,255 | $2,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 46 | $1,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 43 | $1,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 21 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 39 | $1,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 15 | $1,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 13 | $1,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4 | $1,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 9 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 9 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 28 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 16 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 20 | $1,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 30 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 16 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 17 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 30 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 27 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 66 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 19 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 55 | $1,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 14 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 15 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 77 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 57 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 20 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 45 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 43 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 45 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 10 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 16 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 28 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 219 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 40 | $1,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 311 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 14 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 802 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 38 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 29 | $1,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 285 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 304 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 622 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 222 | $1,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 669 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 108 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 44 | $1,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 315 | $1,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 7,608 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 788 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 21 | $1,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 885 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 643 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 741 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 302 | $1,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 30,000 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 1,927 | $1,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 267 | $1,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 38,435 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 258 | $1,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 620 | $1,000 | thousands by filing date | |
| GLOWPOINT INC | 379887508 | COM | 1,121 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-19-000103 | this filing | 2019-11-08 | acceptance time not in the bulk data set |