13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-08, with 5,018 holding rows worth $1,981,033,110,000.
- Accession
- 0001086364-19-000003
- Filer
- CIK 1364742
- Filed
- 2019-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 43,313 entries on the cover page, a total value of $1,981,033,110,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,981,033,110,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONECO LTD | G85158106 | COM CL A | 640,491 | $11,810,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 7,357,716 | $11,773,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 128,609 | $11,755,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 13,775,000 | $11,727,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,510,893 | $11,726,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 364,765 | $11,698,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 637,614 | $11,648,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,149,559 | $11,634,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 657,998 | $11,620,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 353,677 | $11,572,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 845,479 | $11,536,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,084,027 | $11,534,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 386,344 | $11,521,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,390,914 | $11,449,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 3,419,786 | $11,421,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,836,932 | $11,405,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,600,007 | $11,389,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 553,955 | $11,323,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 8,425,438 | $11,292,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,820,167 | $11,285,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2,438,317 | $11,240,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 617,829 | $11,239,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 222,841 | $11,204,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 922,077 | $11,195,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,010,279 | $11,149,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 503,712 | $11,122,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,792,752 | $11,115,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 933,601 | $11,110,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 573,586 | $11,075,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,797,696 | $11,074,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 701,095 | $11,064,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 586,274 | $11,063,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,986,130 | $11,063,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,524,522 | $11,037,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,513,813 | $11,036,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 368,030 | $11,025,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 706,993 | $11,000,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 954,927 | $11,000,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 443,336 | $10,995,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 69,979 | $10,980,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 645,035 | $10,966,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,331,902 | $10,921,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,914,761 | $10,913,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,555,866 | $10,881,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,715,202 | $10,872,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 805,755 | $10,869,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 651,959 | $10,854,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 3,751,802 | $10,844,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,236,750 | $10,822,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 447,298 | $10,803,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,298,715 | $10,779,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 483,899 | $10,709,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,186,799 | $10,705,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,513,781 | $10,684,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,235,228 | $10,646,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 160,035 | $10,635,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 353,895 | $10,630,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 766,164 | $10,610,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 473,394 | $10,572,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,721,805 | $10,532,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 961,059 | $10,532,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 2,215,455 | $10,500,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,794,563 | $10,462,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 459,086 | $10,457,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,335,072 | $10,450,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,000,740 | $10,443,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 719,806 | $10,437,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 665,119 | $10,409,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 153,524 | $10,397,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 502,634 | $10,379,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 335,899 | $10,363,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 379,507 | $10,315,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 555,640 | $10,272,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,102,532 | $10,253,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,383,114 | $10,224,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 560,245 | $10,202,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,256,858 | $10,202,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 478,226 | $10,162,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 638,964 | $10,161,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,450,479 | $10,153,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 285,056 | $10,147,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 598,177 | $10,102,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 446,587 | $10,093,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 1,000,000 | $10,080,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,394,159 | $10,065,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 218,200 | $10,054,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 1,111,544 | $10,004,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 430,710 | $10,002,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 823,905 | $9,986,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 299,782 | $9,961,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 468,153 | $9,953,000 | thousands by filing date | |
| XEROX CORP | 984121908 | COM | 503,100 | $9,942,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 476,548 | $9,897,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 757,629 | $9,894,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J900 | CALL | 185,000 | $9,894,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 754,734 | $9,864,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 856,362 | $9,798,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 296,869 | $9,797,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,304,062 | $9,768,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 836,911 | $9,758,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,067,176 | $9,754,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 626,142 | $9,730,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 990,232 | $9,724,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,997,973 | $9,713,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 678,626 | $9,711,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 573,276 | $9,695,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 245,915 | $9,692,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 511,804 | $9,668,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 191,003 | $9,663,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 654,602 | $9,657,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 645,067 | $9,657,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 542,623 | $9,577,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 667,818 | $9,551,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 280,861 | $9,520,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 753,873 | $9,508,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 9,503,672 | $9,495,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 425,663 | $9,493,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,920,723 | $9,464,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 234,784 | $9,447,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,428,466 | $9,447,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,076,788 | $9,429,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,059,753 | $9,422,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 739,576 | $9,415,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 630,760 | $9,404,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,680,598 | $9,382,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 578,544 | $9,378,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 356,393 | $9,373,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 427,054 | $9,365,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,141,568 | $9,350,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,266,878 | $9,326,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 171,951 | $9,297,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,424,682 | $9,286,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 191,699 | $9,257,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,323,746 | $9,254,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 494,083 | $9,249,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,941,108 | $9,221,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 388,437 | $9,182,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,823,317 | $9,176,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 259,953 | $9,150,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 317,980 | $9,129,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 540,342 | $9,127,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 462,140 | $9,058,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 729,753 | $9,033,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 214,177 | $9,019,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 847,551 | $8,984,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 339,043 | $8,954,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 855,913 | $8,936,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 167,752 | $8,925,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 898,556 | $8,922,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 332,019 | $8,897,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 456,005 | $8,897,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,903,432 | $8,889,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 674,695 | $8,872,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 184,914 | $8,829,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 825,859 | $8,828,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,428,014 | $8,803,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,394,714 | $8,801,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 260,289 | $8,800,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 849,106 | $8,798,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 467,310 | $8,789,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 161,937 | $8,785,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 874,261 | $8,769,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 886,080 | $8,764,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 915,218 | $8,760,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,248,355 | $8,750,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 76,992 | $8,745,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 1,151,835 | $8,731,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 670,944 | $8,729,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 525,915 | $8,724,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 372,402 | $8,714,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,492,618 | $8,642,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 186,180 | $8,622,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 500,662 | $8,617,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 486,762 | $8,610,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,935,508 | $8,570,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 619,024 | $8,561,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 743,160 | $8,530,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 369,810 | $8,494,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,304,927 | $8,494,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,088,556 | $8,490,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 140,988 | $8,449,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 259,304 | $8,425,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,504,080 | $8,407,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 130,990 | $8,407,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 195,350 | $8,375,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 299,537 | $8,331,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,154,224 | $8,299,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 279,222 | $8,285,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 311,356 | $8,273,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 954,377 | $8,255,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 899,400 | $8,238,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,154,815 | $8,199,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 491,818 | $8,188,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 519,189 | $8,167,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 392,197 | $8,141,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 818,955 | $8,124,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 291,090 | $8,120,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 263,711 | $8,088,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,663,300 | $8,000,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,105,757 | $7,985,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,085,407 | $7,945,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,536,793 | $7,915,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 448,649 | $7,896,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 305,376 | $7,882,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 321,620 | $7,867,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 783,722 | $7,822,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 220,769 | $7,813,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 220,100 | $7,811,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 239,863 | $7,798,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 499,365 | $7,795,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 519,361 | $7,790,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 337,030 | $7,782,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 524,770 | $7,782,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 742,130 | $7,770,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,604,770 | $7,762,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 296,893 | $7,728,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,171,721 | $7,697,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 47,848 | $7,652,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 108,758 | $7,632,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,095,474 | $7,614,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,913,635 | $7,605,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 370,328 | $7,568,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 965,416 | $7,559,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 102,200 | $7,489,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 788,953 | $7,488,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 300,043 | $7,484,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,180,628 | $7,483,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,370,373 | $7,467,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 628,299 | $7,452,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 413,032 | $7,451,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 7,090,761 | $7,446,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,500,127 | $7,425,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,746,039 | $7,403,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919901 | CALL | 458,500 | $7,381,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,037,470 | $7,376,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 982,405 | $7,367,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 248,476 | $7,330,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,241,620 | $7,307,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,233,156 | $7,306,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 482,159 | $7,305,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 366,479 | $7,305,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,956,032 | $7,297,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 2,133,476 | $7,296,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,535,035 | $7,277,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 3,467,619 | $7,248,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 502,035 | $7,245,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 7,219,900 | $7,220,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 965,125 | $7,172,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 300,000 | $7,167,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 716,242 | $7,164,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 172,973 | $7,163,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,686,379 | $7,146,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,270,816 | $7,129,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 86,047 | $7,126,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 351,699 | $7,119,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 238,714 | $7,107,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 701,785 | $7,095,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,742,870 | $7,076,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 171,076 | $7,067,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 280,105 | $7,039,000 | thousands by filing date | |
| ISHARES TR | 464288957 | MSCI ACWI ETF | 205,500 | $7,033,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 260,029 | $7,028,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 613,073 | $7,027,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 675,333 | $7,017,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 353,218 | $7,012,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,574,931 | $7,010,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 545,443 | $7,009,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 264,223 | $7,002,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 2,438,101 | $6,997,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 359,482 | $6,986,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,427,672 | $6,980,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 341,831 | $6,952,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 836,340 | $6,950,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 288,784 | $6,929,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 351,197 | $6,929,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 178,904 | $6,925,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 802,683 | $6,920,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 484,437 | $6,912,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 285,811 | $6,855,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 809,445 | $6,840,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 953,825 | $6,820,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 150,000 | $6,801,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,101,200 | $6,796,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 511,796 | $6,773,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,363,258 | $6,748,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 1,530,419 | $6,733,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 278,326 | $6,730,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 322,947 | $6,701,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 846,529 | $6,680,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 356,404 | $6,670,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 202,973 | $6,666,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 70,257 | $6,652,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,505,936 | $6,626,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 425,627 | $6,618,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,744,063 | $6,610,000 | thousands by filing date | |
| ARCONIC INC | 03965L950 | PUT | 390,000 | $6,575,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,913,918 | $6,565,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 960,785 | $6,552,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 224,013 | $6,549,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 284,705 | $6,531,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 381,752 | $6,525,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 969,830 | $6,489,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 1,797,693 | $6,472,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 4,519,198 | $6,463,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 193,585 | $6,456,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 463,851 | $6,451,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 367,585 | $6,436,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 508,672 | $6,434,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 185,660 | $6,424,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 807,519 | $6,380,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,887,468 | $6,378,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,325,056 | $6,378,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 553,375 | $6,337,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 105,457 | $6,324,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 288,880 | $6,269,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 654,246 | $6,268,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457900 | COM | 283,900 | $6,261,000 | thousands by filing date | call |
| VAPOTHERM INC | 922107107 | COM | 313,180 | $6,248,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 2,287,937 | $6,247,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 130,000 | $6,243,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 238,479 | $6,236,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 370,385 | $6,196,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,056,222 | $6,188,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 400,104 | $6,182,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 237,800 | $6,169,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 145,191 | $6,159,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 130,000 | $6,132,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 246,913 | $6,128,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 644,675 | $6,092,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 3,669,228 | $6,091,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,298,829 | $6,069,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,300,000 | $6,067,000 | thousands by filing date | principal |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 1,461,314 | $6,064,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 1,575,672 | $6,051,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 183,198 | $6,046,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 407,529 | $6,012,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 326,118 | $5,968,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 794,523 | $5,967,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 2,108,337 | $5,966,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,146,398 | $5,962,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,275,000 | $5,932,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 119,737 | $5,930,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 401,957 | $5,921,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,305,095 | $5,917,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 7,300,000 | $5,895,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 858,167 | $5,878,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 261,223 | $5,859,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 433,741 | $5,856,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 1,005,500 | $5,853,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 531,451 | $5,851,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 89,587 | $5,812,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 245,932 | $5,804,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 360,106 | $5,700,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 367,486 | $5,696,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 111,677 | $5,678,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 355,534 | $5,661,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 47,748 | $5,658,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,092,129 | $5,657,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 213,403 | $5,646,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,179,281 | $5,642,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 730,969 | $5,636,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100,000 | $5,608,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,724,748 | $5,586,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,241,640 | $5,563,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 953,936 | $5,561,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 136,879 | $5,530,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 222,109 | $5,505,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 618,353 | $5,485,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 694,797 | $5,483,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887902 | CALL | 256,000 | $5,468,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 222,879 | $5,451,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 11,222,485 | $5,421,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 476,885 | $5,403,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 423,303 | $5,393,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,331,736 | $5,386,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 4,967,771 | $5,365,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,045,259 | $5,362,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 151,192 | $5,298,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 215,990 | $5,283,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 148,888 | $5,246,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 361,972 | $5,234,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 812,052 | $5,197,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 973,745 | $5,190,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,622,574 | $5,177,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 521,456 | $5,172,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,081,615 | $5,159,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,388,297 | $5,137,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,365,530 | $5,135,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 208,100 | $5,127,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 222,286 | $5,116,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 219,176 | $5,087,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 463,160 | $5,081,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,448,336 | $5,069,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 5,217,791 | $5,066,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 500,000 | $5,065,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 128,500 | $5,020,000 | thousands by filing date | put |
| AXONICS INC | 05465P101 | COM | 331,870 | $5,015,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 231,400 | $5,011,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 60,447 | $5,009,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AG2 | NOTE 5.750% 8/1 | 10,000,000 | $5,000,000 | thousands by filing date | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 492,978 | $4,999,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 981,318 | $4,975,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 43,619 | $4,949,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 856,415 | $4,924,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 772,678 | $4,868,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC | 071734957 | COM | 263,000 | $4,859,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 344,069 | $4,844,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 436,700 | $4,826,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 151,932 | $4,789,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 220,437 | $4,779,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 133,240 | $4,768,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 468,678 | $4,761,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,667,754 | $4,749,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 674,578 | $4,728,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 191,725 | $4,711,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,040,466 | $4,703,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 61,146 | $4,668,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,097,041 | $4,651,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 302,845 | $4,612,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 499,840 | $4,598,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 422,718 | $4,578,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 87,444 | $4,569,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 463,450 | $4,555,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,875,000 | $4,554,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,095,441 | $4,545,000 | thousands by filing date | |
| ISHARES TR | 464289950 | MSCI EURO FL ETF | 267,500 | $4,534,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 120,966 | $4,522,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 475,306 | $4,512,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,733,411 | $4,510,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 273,448 | $4,509,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 103,000 | $4,503,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,600,000 | $4,493,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 150,325 | $4,481,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 410,562 | $4,467,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 6,208,597 | $4,446,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 90,000 | $4,445,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,395,900 | $4,424,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,459,881 | $4,423,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,209,353 | $4,418,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 338,028 | $4,369,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,042,208 | $4,366,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 365,108 | $4,352,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,830,381 | $4,328,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 33,579 | $4,316,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 432,121 | $4,313,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,154,424 | $4,306,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 137,991 | $4,295,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 719,236 | $4,294,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 62,900 | $4,289,000 | thousands by filing date | call |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 82,272 | $4,273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 88,619 | $4,259,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 902,906 | $4,243,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 244,186 | $4,241,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 240,532 | $4,238,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 22,840 | $4,130,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 82,170 | $4,123,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,800,519 | $4,117,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 723,770 | $4,111,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 371,029 | $4,111,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 555,346 | $4,110,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,770,085 | $4,109,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,478,231 | $4,094,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 397,928 | $4,087,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 498,409 | $4,061,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 326,811 | $4,052,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 35,632 | $4,051,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 641,800 | $4,042,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,742,901 | $4,034,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6,863 | $4,033,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 387,598 | $4,015,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 78,498 | $4,008,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 921,765 | $4,001,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 2,919,181 | $3,999,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,149,883 | $3,991,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 759,995 | $3,975,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 138,935 | $3,974,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,795,000 | $3,969,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 569,543 | $3,964,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 68,141 | $3,959,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 562,479 | $3,954,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,987,087 | $3,934,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 312,130 | $3,927,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 377,554 | $3,927,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 10,583,555 | $3,877,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,491,961 | $3,864,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 2,812,402 | $3,854,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 3,250,648 | $3,835,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 154,208 | $3,772,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 455,461 | $3,771,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 335,285 | $3,749,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 116,173 | $3,705,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 409,713 | $3,696,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 475,079 | $3,682,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,275,000 | $3,679,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 150,000 | $3,659,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 205,811 | $3,628,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 68,757 | $3,623,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,065,339 | $3,591,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 289,487 | $3,589,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 562,216 | $3,588,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-19-000003 | this filing | 2019-02-08 | acceptance time not in the bulk data set |