13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 5,042 holding rows worth $2,311,120,189,000.
- Accession
- 0001086364-18-000095
- Filer
- CIK 1364742
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 43,655 entries on the cover page, a total value of $2,311,120,189,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,311,120,189,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,676,716 | $15,659,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 973,910 | $15,623,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 512,575 | $15,607,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,190,217 | $15,592,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,774,330 | $15,589,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 422,826 | $15,551,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 568,658 | $15,497,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 343,436 | $15,488,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 1,040,257 | $15,417,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,179,022 | $15,361,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,421,066 | $15,347,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 435,991 | $15,337,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,506,247 | $15,213,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 863,980 | $15,162,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,232,489 | $15,116,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,492,839 | $15,108,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,559,585 | $15,102,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,687,508 | $15,051,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,945,980 | $15,023,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 636,812 | $14,997,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 352,527 | $14,947,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,067,547 | $14,946,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 5,225,749 | $14,893,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,298,895 | $14,879,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 546,225 | $14,858,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 405,478 | $14,856,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 1,482,400 | $14,810,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 893,733 | $14,809,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 437,667 | $14,763,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 2,582,195 | $14,720,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,399,945 | $14,700,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,961,449 | $14,692,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 526,716 | $14,685,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 492,712 | $14,653,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 293,708 | $14,638,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,681,102 | $14,626,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 635,205 | $14,610,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 763,279 | $14,579,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,278,590 | $14,550,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 816,009 | $14,541,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 969,675 | $14,498,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 859,818 | $14,445,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,711,445 | $14,439,000 | thousands by filing date | |
| VTI | 922908769 | COM | 96,353 | $14,419,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,934,386 | $14,411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 154,136 | $14,373,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,102,467 | $14,340,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 985,385 | $14,298,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,411,300 | $14,254,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 504,948 | $14,250,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 623,350 | $14,249,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 59,100 | $14,244,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,769,421 | $14,217,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 498,158 | $14,213,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,757,844 | $14,202,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 435,616 | $14,200,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,469,760 | $14,140,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 892,990 | $14,109,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,380,163 | $14,066,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,096,289 | $14,045,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,755,254 | $13,988,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 471,977 | $13,976,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 416,780 | $13,975,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 897,480 | $13,956,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,272,194 | $13,905,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 603,456 | $13,904,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,143,811 | $13,840,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 889,274 | $13,837,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 2,820,721 | $13,822,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 516,897 | $13,790,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,008,974 | $13,773,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 440,374 | $13,757,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 349,895 | $13,750,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,602,924 | $13,688,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,463,605 | $13,681,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 850,136 | $13,662,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 379,507 | $13,605,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 172,292 | $13,602,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,221,245 | $13,593,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 408,944 | $13,536,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 328,693 | $13,517,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,351,693 | $13,448,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 583,460 | $13,407,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 504,936 | $13,406,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,076,798 | $13,384,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 792,152 | $13,380,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 677,020 | $13,370,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,858,636 | $13,351,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,121,120 | $13,341,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 11,896,330 | $13,326,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 357,515 | $13,324,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 935,957 | $13,301,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 625,779 | $13,253,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,789,337 | $13,248,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 160,595 | $13,233,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2,344,845 | $13,179,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 852,440 | $13,128,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 444,208 | $13,127,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 408,440 | $13,095,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,507,400 | $13,064,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 643,548 | $13,019,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 746,628 | $13,007,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,459,185 | $13,000,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,907,600 | $12,997,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 558,574 | $12,965,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 722,503 | $12,897,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 667,647 | $12,879,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 70,942 | $12,865,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,921,224 | $12,862,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 502,227 | $12,843,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 654,942 | $12,824,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 538,550 | $12,818,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 622,200 | $12,786,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 468,474 | $12,743,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 346,505 | $12,733,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,752,945 | $12,722,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 549,870 | $12,647,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 575,374 | $12,625,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,896,521 | $12,619,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 818,494 | $12,605,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 402,639 | $12,578,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 336,934 | $12,533,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 547,415 | $12,531,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 645,987 | $12,494,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 11,348,377 | $12,483,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 557,872 | $12,440,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 891,407 | $12,435,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,995,690 | $12,433,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 256,011 | $12,432,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 736,620 | $12,413,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,121,940 | $12,397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 407,729 | $12,305,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 330,441 | $12,276,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 481,061 | $12,273,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 1,215,000 | $12,272,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 567,780 | $12,271,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,078,931 | $12,202,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 313,056 | $12,181,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 718,123 | $12,172,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 522,299 | $12,159,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 237,274 | $12,101,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 103,000 | $12,045,000 | thousands by filing date | put |
| SVMK INC | 78489X103 | COM | 749,998 | $12,023,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 419,286 | $12,013,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 350,979 | $12,000,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 4,316,258 | $11,914,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 829,440 | $11,788,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600,853 | $11,772,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 234,228 | $11,770,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 407,021 | $11,752,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 1,261,266 | $11,742,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 513,455 | $11,733,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,743,089 | $11,731,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,036,687 | $11,714,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,903,108 | $11,704,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 164,189 | $11,684,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 430,526 | $11,663,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 433,829 | $11,649,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 762,532 | $11,643,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 618,540 | $11,628,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,173,294 | $11,628,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,877,693 | $11,622,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 656,343 | $11,618,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,046,208 | $11,613,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 232,712 | $11,586,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,235,925 | $11,556,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 634,006 | $11,508,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,940,296 | $11,506,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 62,095 | $11,491,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 450,573 | $11,489,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 615,719 | $11,465,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 376,829 | $11,391,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 334,194 | $11,389,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 3,611,289 | $11,375,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 614,630 | $11,365,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,748,115 | $11,363,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 266,169 | $11,326,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 689,002 | $11,264,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,820,978 | $11,256,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 286,357 | $11,214,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 280,787 | $11,201,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 9,627,000 | $11,168,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 806,075 | $11,165,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 302,775 | $11,157,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 158,434 | $11,133,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 472,130 | $11,133,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 375,604 | $11,099,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 1,254,513 | $11,090,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 222,340 | $11,057,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 2,204,531 | $11,044,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 796,788 | $10,996,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 367,627 | $10,992,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 815,035 | $10,962,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 476,372 | $10,957,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,671,685 | $10,949,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,006,252 | $10,948,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 591,920 | $10,938,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 232,839 | $10,932,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,105,361 | $10,910,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 5,699,104 | $10,885,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 150,035 | $10,841,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 211,413 | $10,812,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 246,768 | $10,800,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,121,235 | $10,798,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,463,803 | $10,729,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,718,040 | $10,702,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 686,456 | $10,675,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 294,249 | $10,637,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 871,533 | $10,634,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,973,647 | $10,618,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 208,389 | $10,576,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 421,108 | $10,545,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 273,473 | $10,529,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,304,705 | $10,516,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 775,405 | $10,514,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,606,539 | $10,443,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,004,278 | $10,423,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 197,600 | $10,386,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 789,093 | $10,376,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,206,520 | $10,350,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,384,692 | $10,329,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 646,921 | $10,318,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,122,751 | $10,295,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 935,642 | $10,292,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 540,682 | $10,283,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,025,042 | $10,250,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 440,534 | $10,211,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,104,966 | $10,177,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 880,138 | $10,166,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 725,388 | $10,156,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 748,564 | $10,128,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 810,460 | $10,106,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 134,000 | $10,094,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 230,718 | $10,025,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 723,351 | $10,018,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 654,187 | $9,983,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 257,468 | $9,929,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 186,507 | $9,913,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,508,745 | $9,882,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 370,192 | $9,872,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,028,996 | $9,847,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 526,761 | $9,819,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,087,909 | $9,792,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 812,994 | $9,787,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 263,186 | $9,762,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 367,064 | $9,715,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 163,612 | $9,612,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,020,193 | $9,609,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 306,007 | $9,597,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 2,425,514 | $9,581,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,323,278 | $9,572,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 356,328 | $9,517,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,173,349 | $9,504,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 476,342 | $9,499,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 368,363 | $9,485,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,563,309 | $9,485,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,010,510 | $9,479,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,450,680 | $9,429,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,623,958 | $9,419,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 318,487 | $9,392,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 273,777 | $9,306,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 668,567 | $9,267,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 849,767 | $9,263,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 4,018,409 | $9,242,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,050,104 | $9,240,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 130,222 | $9,166,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 956,244 | $9,123,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 253,966 | $9,118,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 278,350 | $9,116,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 359,564 | $9,061,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 162,401 | $9,049,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 476,115 | $9,046,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,618,653 | $9,011,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,730,342 | $9,007,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 482,399 | $8,997,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 410,780 | $8,996,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 268,975 | $8,973,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 402,434 | $8,938,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,807,604 | $8,929,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 753,767 | $8,925,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 297,817 | $8,917,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 379,887 | $8,897,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 806,532 | $8,871,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 343,001 | $8,805,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,837,000 | $8,799,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 409,721 | $8,775,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 705,702 | $8,765,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 616,158 | $8,743,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 102,200 | $8,738,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 807,441 | $8,704,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 528,620 | $8,701,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 621,331 | $8,698,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 379,411 | $8,688,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 228,900 | $8,671,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 925,220 | $8,650,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,044,118 | $8,646,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 283,058 | $8,645,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 390,000 | $8,584,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 124,398 | $8,580,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 2,262,730 | $8,574,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,170,203 | $8,560,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 517,112 | $8,538,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 506,057 | $8,537,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,688,150 | $8,526,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 341,749 | $8,510,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 453,902 | $8,502,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 319,837 | $8,491,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 277,075 | $8,478,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 350,265 | $8,476,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 62,301 | $8,446,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,487,755 | $8,435,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,415,468 | $8,422,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 291,411 | $8,381,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 282,401 | $8,376,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 836,820 | $8,368,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,393,700 | $8,353,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,606,495 | $8,341,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 773,603 | $8,332,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 6,988,450 | $8,317,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 673,628 | $8,312,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 216,983 | $8,262,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 471,404 | $8,254,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 243,990 | $8,246,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,724,512 | $8,243,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 908,512 | $8,222,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,913,433 | $8,209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 296,960 | $8,193,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 397,796 | $8,188,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,068,897 | $8,129,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 449,484 | $8,122,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 374,007 | $8,115,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,149,648 | $8,105,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 415,547 | $8,102,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 1,183,763 | $8,084,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,368,452 | $8,052,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 964,538 | $7,957,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 452,542 | $7,951,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,550,390 | $7,923,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,052,187 | $7,921,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 485,175 | $7,890,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,411,753 | $7,878,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 214,923 | $7,876,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 803,164 | $7,862,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 172,968 | $7,837,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 507,597 | $7,817,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 537,781 | $7,809,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 540,684 | $7,802,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,334,248 | $7,802,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,485,811 | $7,774,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,092,028 | $7,764,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 828,481 | $7,738,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 506,216 | $7,725,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,018,000 | $7,708,000 | thousands by filing date | principal |
| EASTERN CO | 276317104 | COM | 271,347 | $7,707,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 210,736 | $7,703,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,039,341 | $7,691,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 85,900 | $7,687,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 342,227 | $7,683,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 266,841 | $7,645,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 719,892 | $7,581,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 194,348 | $7,571,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 300,000 | $7,563,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 3,334,230 | $7,536,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 117,000 | $7,525,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 300,000 | $7,515,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 433,688 | $7,506,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,598,647 | $7,484,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 175,975 | $7,473,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 219,767 | $7,347,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 727,260 | $7,345,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 261,043 | $7,282,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 604,067 | $7,279,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 727,698 | $7,264,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 350,650 | $7,258,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 336,500 | $7,249,000 | thousands by filing date | put |
| ISHARES TR | 464288372 | COM | 171,643 | $7,230,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 2,093,167 | $7,222,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 79,236 | $7,216,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 33,988 | $7,203,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 324,807 | $7,170,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 470,260 | $7,119,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 797,493 | $7,106,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 140,000 | $7,102,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 638,357 | $7,087,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 37,200 | $7,086,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 166,817 | $7,077,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 150,000 | $7,074,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 295,082 | $7,068,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 510,287 | $7,067,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 312,261 | $7,014,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 280,831 | $7,009,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 425,451 | $6,998,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 686,929 | $6,979,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 600,780 | $6,969,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 443,000 | $6,956,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 394,416 | $6,933,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 539,392 | $6,930,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 110,391 | $6,905,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 185,138 | $6,905,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 412,238 | $6,880,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 789,044 | $6,826,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 532,439 | $6,816,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 377,797 | $6,808,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 367,316 | $6,722,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 235,648 | $6,701,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 446,363 | $6,659,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 214,500 | $6,617,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 465,766 | $6,608,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 338,825 | $6,576,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 393,686 | $6,575,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 600,969 | $6,574,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 139,532 | $6,572,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 982,885 | $6,526,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 131,079 | $6,509,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 304,254 | $6,502,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,363,422 | $6,502,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 345,125 | $6,488,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,896,621 | $6,469,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 489,226 | $6,443,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 398,127 | $6,411,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 89,300 | $6,406,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,392,209 | $6,404,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6,940 | $6,399,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385,456 | $6,387,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 514,249 | $6,377,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 123,979 | $6,363,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 8,087,000 | $6,291,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,298,565 | $6,267,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 180,963 | $6,245,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 2,884,361 | $6,230,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 577,443 | $6,201,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 212,579 | $6,196,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 409,891 | $6,193,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 130,000 | $6,187,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 228,290 | $6,180,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 421,778 | $6,179,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 213,241 | $6,174,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 134,000 | $6,166,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 5,981,875 | $6,162,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 81,449 | $6,147,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 340,018 | $6,083,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 309,313 | $6,079,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 435,424 | $6,069,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 794,426 | $6,061,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 459,700 | $6,050,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 53,600 | $6,047,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 429,568 | $6,031,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 208,838 | $6,023,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 746,023 | $6,012,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 176,799 | $6,011,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 238,146 | $5,977,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 327,440 | $5,969,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 959,772 | $5,959,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,447,540 | $5,949,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 955,330 | $5,941,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 215,985 | $5,924,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 233,190 | $5,911,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 163,698 | $5,879,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 1,635,348 | $5,847,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 510,815 | $5,843,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 944,472 | $5,836,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,075,000 | $5,827,000 | thousands by filing date | principal |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 496,801 | $5,798,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 51,686 | $5,797,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 29,795 | $5,781,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,686 | $5,768,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 709,415 | $5,760,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2,065,741 | $5,744,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 337,787 | $5,714,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 222,500 | $5,711,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 344,411 | $5,707,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 46,290 | $5,648,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 78,500 | $5,632,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100,000 | $5,627,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,780,214 | $5,627,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,033,031 | $5,620,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 919,957 | $5,602,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 78,725 | $5,584,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 341,974 | $5,571,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 552,037 | $5,537,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 598,000 | $5,531,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 462,485 | $5,481,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 184,400 | $5,432,000 | thousands by filing date | call |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 210,669 | $5,412,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 710,223 | $5,405,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 447,927 | $5,398,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 287,850 | $5,397,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,256,088 | $5,392,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 522,961 | $5,387,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 154,562 | $5,362,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 78,088 | $5,331,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 272,032 | $5,318,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 362,795 | $5,315,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 33,805 | $5,278,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 125,586 | $5,270,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 491,142 | $5,202,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 528,035 | $5,201,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,850,633 | $5,189,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 241,446 | $5,169,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,325,000 | $5,145,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-18-000095 | this filing | 2018-11-09 | acceptance time not in the bulk data set |