13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 4,974 holding rows worth $2,091,890,580,000.
- Accession
- 0001086364-18-000035
- Filer
- CIK 1364742
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 42,983 entries on the cover page, a total value of $2,091,890,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,091,890,580,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Investment Management (Korea) Ltd.
- included managerBlackRock Asset Management Schweiz AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,037 | $33,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 4,554 | $32,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 17,024 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,582 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 21,925 | $31,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 6,310 | $31,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 4,124 | $31,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 26,391 | $31,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 560 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 836 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 917 | $30,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,470 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 537 | $30,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,480 | $30,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 15,109 | $30,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 549 | $29,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,398 | $29,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 19,678 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 568 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 245 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 214 | $28,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 12,427 | $28,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 15,599 | $28,000 | thousands by filing date | |
| DROPCAR INC | 26210U104 | COM | 13,539 | $28,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 508 | $27,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 250 | $27,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 19,583 | $27,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 616 | $27,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 32,054 | $27,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 27,662 | $27,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 2,950 | $27,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 1,466 | $27,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 31,018 | $27,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,178 | $26,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,623 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 587 | $25,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 4,004 | $25,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,230 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 225 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,451 | $25,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 41,580 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 989 | $24,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 640 | $24,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 913 | $24,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,723 | $24,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 20,108 | $24,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 4,736 | $24,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 746 | $23,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 191 | $23,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 13,227 | $23,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,707 | $23,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,125 | $23,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,643 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 637 | $23,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,218 | $23,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 8,621 | $23,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,300 | $22,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 623 | $22,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 1,157 | $22,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 13,690 | $22,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 7,358 | $22,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 7,227 | $21,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 7,063 | $21,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 15,291 | $21,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 162 | $20,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 65,436 | $20,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 3,020 | $20,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 983 | $20,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 210 | $19,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 242 | $19,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 701 | $19,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,529 | $19,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,249 | $19,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 14,002 | $19,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,318 | $19,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 913 | $19,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 1,871 | $19,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 4,820 | $19,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 4,069 | $18,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 279 | $18,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 533 | $18,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 34,744 | $18,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 329 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 72 | $17,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 12,688 | $17,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,016 | $17,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 673 | $17,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 695 | $17,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 86,485 | $17,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 6,232 | $17,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 17,812 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 402 | $16,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 67,442 | $16,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,039 | $16,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 8,843 | $16,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 12,566 | $16,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 3,768 | $16,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 12,026 | $16,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 207 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 299 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 405 | $15,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 499 | $15,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 4,447 | $15,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 10,811 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,691 | $14,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 275 | $14,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 2,668 | $14,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,295 | $14,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 1,283 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 938 | $14,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 4,413 | $14,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 651 | $14,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 12,748 | $14,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 5,694 | $14,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 3,865 | $14,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,979 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 442 | $13,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,052 | $13,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 1,721 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,803 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 335 | $13,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 15,410 | $13,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 6,425 | $13,000 | thousands by filing date | |
| AMEDICA CORP | 023435407 | COM PAR | 7,984 | $13,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,000 | $12,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $12,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,563 | $12,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 775 | $12,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,402 | $12,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 3,487 | $12,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 4,982 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 65 | $12,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 5,168 | $12,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 4,007 | $12,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 811 | $12,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 340 | $11,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 199 | $11,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 109 | $11,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 74 | $11,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 119 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 225 | $11,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 666 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 969 | $11,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 906 | $11,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,382 | $11,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 7,926 | $11,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 5,335 | $11,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 3,920 | $11,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 44,849 | $11,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 492 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 319 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 84 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 174 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 169 | $10,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 256 | $10,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 113 | $10,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 2,840 | $10,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 3,070 | $10,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 194 | $10,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 686 | $10,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 7,713 | $10,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 26,507 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 316 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,012 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 213 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 81 | $9,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 850 | $9,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $9,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 533 | $9,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 535 | $9,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 3,668 | $9,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 7,071 | $9,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 15,565 | $9,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 153 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 219 | $8,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 169 | $8,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 631 | $8,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 537 | $8,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 232 | $8,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,030 | $8,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 267 | $8,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,147 | $8,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 82 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 77 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 66 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 174 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 322 | $7,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 4,701 | $7,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 177 | $7,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 3,644 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 4,129 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,525 | $7,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 368 | $7,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 524 | $7,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 120 | $6,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 317 | $6,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 94 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 91 | $6,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 58 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 127 | $6,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 605 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 66 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 104 | $6,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,789 | $6,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 4,113 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 17,763 | $6,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 210 | $6,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 3,594 | $6,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 12,918 | $6,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 117 | $6,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 4,510 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 22,536 | $6,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 439 | $6,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 4,119 | $6,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 2,007 | $6,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 150 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 85 | $5,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 76 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 103 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 78 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 97 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 124 | $5,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 736 | $5,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 219 | $5,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 1,852 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 39 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 106 | $5,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 4,065 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,476 | $5,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 499 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 152 | $5,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 4,322 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 150 | $5,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 363 | $5,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 3,436 | $5,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 5,162 | $5,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 66 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 133 | $4,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 32 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $4,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 29 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $4,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 655 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 28 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 137 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 80 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 99 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 283 | $4,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 320 | $4,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 267 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 132 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 113 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 665 | $4,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 175 | $4,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 3,467 | $4,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 185 | $4,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 249 | $4,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 265 | $4,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,563 | $4,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 1,452 | $4,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 364 | $4,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 3,478 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 26 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 87 | $3,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 387 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 89 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 78 | $3,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 200 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 96 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 86 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 68 | $3,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 178 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 26 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 40 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 93 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,630 | $3,000 | thousands by filing date | principal |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 91 | $3,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 449 | $3,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 126 | $3,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 117 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 114 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 125 | $3,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 23 | $3,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1,299 | $3,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 59 | $3,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 105 | $3,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 136 | $3,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 625 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 126 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 123 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 126 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 134 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 135 | $3,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 136 | $3,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 8,467 | $3,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 1,115 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 124 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 134 | $3,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 8,040 | $3,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 3,731 | $3,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 94 | $2,000 | thousands by filing date | |
| MGC | 921910873 | COM | 19 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 47 | $2,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 14 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 30 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 755 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 33 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 10 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 52 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 45 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 42 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 33 | $2,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 311 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 594 | $2,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 34 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,458 | $2,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 351 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 100 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 920 | $2,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 63 | $2,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 7,855 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 885 | $2,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 303 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,966 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 123 | $2,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 620 | $2,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 908 | $2,000 | thousands by filing date | |
| INFOSONICS CORP | 456784305 | COM PAR | 311 | $2,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 1,604 | $2,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 43 | $1,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 18 | $1,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5 | $1,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 13 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 87 | $1,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 26 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4 | $1,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 752 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 26 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 28 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 20 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 29 | $1,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 59 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 33 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 29 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 76 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 43 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 43 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 9 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 42 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 14 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 304 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 622 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 622 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 222 | $1,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 131 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 108 | $1,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 42 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 43 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 18 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 407 | $1,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 800 | $1,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 40 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 750 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 28 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 113 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 38 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 35 | $1,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 510 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 5 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 18 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 39 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 17 | $1,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 16 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 869 | $1,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 147 | $1,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 708 | $1,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 226 | $1,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $1,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 3,563 | $1,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 230 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 854 | $1,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 200 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 643 | $1,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 1,181 | $1,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 77 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 1,179 | $1,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 796 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 100 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 597 | $1,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 4,478 | $1,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 477 | $1,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 984 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 1,210 | $1,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 729 | $1,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 5,050 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 258 | $1,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLINK CHARGING CO | 09354A100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935X286 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 378 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A861 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863124 | CMN | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 672 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 865 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 635 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L208 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 652 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J305 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-18-000035 | this filing | 2018-05-09 | acceptance time not in the bulk data set |