13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,010 holding rows worth $1,981,844,815,000.
- Accession
- 0001086364-17-000128
- Filer
- CIK 1364742
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 43,326 entries on the cover page, a total value of $1,981,844,815,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,981,844,815,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock Pensions Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock Asset Management Pensions Limited
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Private Equity Partners AG
- included managerBlackRock Investment Management (Korea) Ltd.
- included managerBlackRock Asset Management Schweiz AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 427,264 | $13,488,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,157,538 | $13,485,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 562,289 | $13,478,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,104,280 | $13,446,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,298,992 | $13,444,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 645,310 | $13,442,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 401,082 | $13,424,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 733,309 | $13,420,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 557,837 | $13,333,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,296,180 | $13,297,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,111,196 | $13,291,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,004,796 | $13,263,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,968,766 | $13,230,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 88,113 | $13,210,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 298,195 | $13,209,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,182,200 | $13,097,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 68,771 | $13,086,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,424,680 | $13,035,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,199,950 | $13,018,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 521,248 | $12,980,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 814,679 | $12,946,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 847,092 | $12,934,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 383,466 | $12,911,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,282,258 | $12,887,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 502,115 | $12,885,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,632,022 | $12,876,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 686,940 | $12,865,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 795,654 | $12,834,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,413,615 | $12,816,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 280,836 | $12,806,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 398,199 | $12,786,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,286,691 | $12,738,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 384,716 | $12,722,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 584,163 | $12,706,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 508,703 | $12,692,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 122,592 | $12,685,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 672,118 | $12,643,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 485,500 | $12,555,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 943,518 | $12,549,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,842,615 | $12,526,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 796,620 | $12,524,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 237,227 | $12,520,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 314,082 | $12,485,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 3,840,506 | $12,481,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 299,409 | $12,456,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 635,014 | $12,446,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 744,693 | $12,399,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,859,169 | $12,380,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,288,009 | $12,364,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 435,192 | $12,351,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 506,181 | $12,341,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 99,177 | $12,250,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 494,575 | $12,235,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,445,213 | $12,212,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,348,551 | $12,164,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,436,337 | $12,139,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,665,283 | $12,127,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,640,732 | $12,124,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 315,074 | $12,115,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 338,645 | $12,089,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 520,382 | $12,077,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 633,765 | $12,055,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 54,905 | $12,003,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,189,421 | $11,962,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,954,651 | $11,962,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 495,651 | $11,935,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 273,433 | $11,927,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 841,637 | $11,908,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 819,442 | $11,883,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,358,745 | $11,875,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 395,624 | $11,849,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,279,018 | $11,844,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 147,794 | $11,839,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,033,025 | $11,829,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 350,000 | $11,809,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 350,000 | $11,809,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 903,755 | $11,794,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 634,583 | $11,758,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 754,585 | $11,696,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 158,611 | $11,667,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 238,839 | $11,612,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 378,126 | $11,611,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 2,700,463 | $11,585,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 457,194 | $11,522,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 366,993 | $11,501,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 234,995 | $11,499,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 504,842 | $11,486,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,726,002 | $11,477,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 560,430 | $11,461,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,408,880 | $11,455,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 956,875 | $11,425,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,904,011 | $11,424,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,226,544 | $11,422,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 321,503 | $11,397,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,043,493 | $11,362,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 270,549 | $11,315,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 725,726 | $11,309,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 612,059 | $11,299,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,316,829 | $11,258,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 443,746 | $11,245,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 502,913 | $11,235,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 423,200 | $11,232,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 644,256 | $11,229,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 593,000 | $11,208,000 | thousands by filing date | call |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 400,289 | $11,208,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,482,450 | $11,195,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 307,518 | $11,179,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 340,352 | $11,150,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 723,083 | $11,135,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 8,055,579 | $11,116,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,511,691 | $11,111,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 139,877 | $11,100,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 409,054 | $11,078,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 367,190 | $11,071,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,259,399 | $11,045,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 412,906 | $11,042,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,275,381 | $11,031,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,665,774 | $10,983,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,024,747 | $10,966,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,349,069 | $10,923,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,295,225 | $10,903,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,647,331 | $10,889,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 93,428 | $10,883,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 206,532 | $10,855,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,222,963 | $10,836,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 2,783,586 | $10,826,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 902,892 | $10,825,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 1,482,151 | $10,819,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,987,150 | $10,783,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 790,870 | $10,755,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,141,132 | $10,743,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 1,037,217 | $10,735,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 139,000 | $10,732,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,299,975 | $10,725,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 593,637 | $10,686,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 143,751 | $10,631,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 291,000 | $10,619,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 492,577 | $10,595,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 578,965 | $10,566,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 461,247 | $10,563,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,847,283 | $10,535,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,283,176 | $10,523,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 186,237 | $10,515,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 3,264,211 | $10,511,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 225,965 | $10,501,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,023,467 | $10,501,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,334,041 | $10,472,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 11,858,216 | $10,430,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 177,500 | $10,378,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 556,847 | $10,363,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 416,932 | $10,320,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 11,578,000 | $10,318,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 4,043,097 | $10,310,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 544,534 | $10,291,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 504,528 | $10,287,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 142,985 | $10,273,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 459,796 | $10,273,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 354,676 | $10,263,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,615,850 | $10,261,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 757,753 | $10,213,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 276,449 | $10,212,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 457,634 | $10,206,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 315,707 | $10,198,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 927,510 | $10,193,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,946,066 | $10,189,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,838,000 | $10,187,000 | thousands by filing date | principal |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 584,347 | $10,168,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,924,648 | $10,162,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 725,492 | $10,157,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 696,483 | $10,113,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 339,643 | $10,107,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 123,500 | $10,093,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 578,403 | $10,036,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,457,765 | $10,030,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 934,006 | $10,022,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 568,995 | $9,985,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 665,235 | $9,945,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 845,357 | $9,933,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 270,818 | $9,885,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,366,000 | $9,860,000 | thousands by filing date | principal |
| TOCAGEN INC | 888846102 | COM | 783,756 | $9,767,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 444,360 | $9,683,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 742,547 | $9,681,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 831,531 | $9,655,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 344,930 | $9,648,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 3,669,159 | $9,648,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 8,745,777 | $9,620,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 724,318 | $9,619,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,300,981 | $9,619,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 219,995 | $9,618,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 817,443 | $9,613,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 419,007 | $9,570,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 648,020 | $9,526,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 10,021,592 | $9,521,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 275,583 | $9,502,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 391,000 | $9,486,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 647,592 | $9,435,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 414,036 | $9,420,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 644,128 | $9,405,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 858,359 | $9,399,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,721,537 | $9,379,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 139,301 | $9,374,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,090,127 | $9,343,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 306,305 | $9,343,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 313,204 | $9,340,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,847,243 | $9,310,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 497,060 | $9,249,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,003,883 | $9,236,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 769,126 | $9,230,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 652,702 | $9,229,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,694,264 | $9,225,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,921,978 | $9,225,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,028,464 | $9,209,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 844,587 | $9,198,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 226,666 | $9,186,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 503,760 | $9,174,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 885,000 | $9,107,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,294,119 | $9,097,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 376,155 | $9,066,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,334,407 | $9,047,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 172,551 | $9,035,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 232,500 | $9,023,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 177,598 | $9,021,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 750,799 | $9,017,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 334,734 | $9,015,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 172,507 | $9,005,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 139,792 | $8,962,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 998,056 | $8,961,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 558,279 | $8,960,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 126,000 | $8,947,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 847,520 | $8,941,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 364,873 | $8,935,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 290,389 | $8,929,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 146,479 | $8,922,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 1,993,783 | $8,912,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,546,873 | $8,910,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 593,791 | $8,889,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 853,012 | $8,871,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,148,120 | $8,817,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,528,487 | $8,805,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 513,559 | $8,783,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 522,687 | $8,760,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 730,670 | $8,732,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,407,284 | $8,696,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 415,049 | $8,695,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 349,230 | $8,692,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 112,069 | $8,683,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 465,056 | $8,669,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 307,986 | $8,655,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 603,500 | $8,645,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 199,805 | $8,631,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 422,036 | $8,580,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 839,867 | $8,575,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,173,082 | $8,563,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 60,581 | $8,562,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 180,488 | $8,510,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 474,965 | $8,501,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 663,313 | $8,490,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 873,600 | $8,475,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 211,460 | $8,474,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,540,000 | $8,460,000 | thousands by filing date | principal |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 259,761 | $8,444,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,072,932 | $8,423,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 173,503 | $8,398,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 569,796 | $8,387,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 399,445 | $8,349,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,967,000 | $8,313,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,302,902 | $8,290,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 729,672 | $8,282,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 150,521 | $8,279,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 181,995 | $8,272,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 183,778 | $8,266,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,342,986 | $8,246,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 530,383 | $8,242,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,500,380 | $8,237,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 715,648 | $8,231,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 2,009,109 | $8,218,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 334,056 | $8,201,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,663,583 | $8,201,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 532,353 | $8,198,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,609,387 | $8,191,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,514,583 | $8,172,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 888,700 | $8,132,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 268,302 | $8,129,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 284,447 | $8,126,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,104,385 | $8,118,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 237,207 | $8,101,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 368,666 | $8,088,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,320,031 | $8,065,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 496,246 | $8,064,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 318,772 | $8,048,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 229,206 | $8,045,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,069,469 | $8,021,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 664,510 | $8,007,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 331,895 | $7,985,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 869,796 | $7,959,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 342,140 | $7,951,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,690,942 | $7,948,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 271,689 | $7,924,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 447,525 | $7,908,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 215,117 | $7,894,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 464,174 | $7,887,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 1,735,612 | $7,862,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 464,834 | $7,837,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 282,673 | $7,830,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 689,028 | $7,827,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,769,261 | $7,820,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,278,176 | $7,809,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 535,590 | $7,793,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 695,542 | $7,790,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,651,475 | $7,779,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 227,158 | $7,705,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 271,629 | $7,674,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 714,813 | $7,655,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,342,210 | $7,638,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 305,449 | $7,620,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 90,000 | $7,619,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 359,526 | $7,608,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 327,000 | $7,606,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 248,810 | $7,594,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 476,657 | $7,588,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 353,845 | $7,576,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 385,160 | $7,540,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 281,387 | $7,528,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,489,707 | $7,522,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 150,000 | $7,517,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 616,887 | $7,495,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 150,000 | $7,489,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,059,821 | $7,483,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 667,963 | $7,454,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 300,000 | $7,452,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 259,001 | $7,433,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,791,639 | $7,418,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,186,897 | $7,418,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 524,610 | $7,340,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 233,226 | $7,307,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 448,106 | $7,304,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 353,695 | $7,286,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 517,131 | $7,282,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 705,000 | $7,279,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 705,000 | $7,241,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 705,000 | $7,240,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 212,185 | $7,237,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 518,369 | $7,232,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 808,172 | $7,193,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 798,491 | $7,171,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 656,157 | $7,146,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 172,060 | $7,140,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 705,000 | $7,135,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 412,329 | $7,134,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 705,000 | $7,128,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 705,000 | $7,121,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,708 | $7,085,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 357,427 | $7,077,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 502,500 | $7,054,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,352,665 | $7,035,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 379,014 | $7,023,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,061,891 | $6,956,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 497,968 | $6,947,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 531,234 | $6,938,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 298,348 | $6,915,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,595,126 | $6,903,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 145,985 | $6,876,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 300,939 | $6,875,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 389,447 | $6,874,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,880,107 | $6,862,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 175,858 | $6,841,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 195,238 | $6,839,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 868,482 | $6,775,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 184,974 | $6,733,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 66,058 | $6,726,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 4,002,836 | $6,684,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 672,086 | $6,675,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 592,260 | $6,669,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 336,046 | $6,660,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 350,202 | $6,591,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,661,794 | $6,580,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 483,425 | $6,573,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 417,946 | $6,562,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 184,110 | $6,559,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 57,311 | $6,514,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 2,645,795 | $6,482,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 143,102 | $6,469,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,436,970 | $6,467,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,471,773 | $6,432,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 1,559,758 | $6,379,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 4,193,405 | $6,373,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 513,848 | $6,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 225,730 | $6,341,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 449,460 | $6,312,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,052,022 | $6,312,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4,433,000 | $6,306,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 487,654 | $6,291,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 909,490 | $6,276,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 96,470 | $6,242,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 325,000 | $6,239,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 292,644 | $6,222,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 68,133 | $6,212,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,199,385 | $6,201,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 196,696 | $6,169,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,613,663 | $6,132,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 465,065 | $6,125,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 583,254 | $6,124,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 895,533 | $6,107,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 296,782 | $6,099,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 171,900 | $6,080,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 380,561 | $6,067,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 883,184 | $6,050,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 201,265 | $6,047,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 8,256,068 | $6,028,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 270,914 | $6,014,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 356,100 | $6,014,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 852,290 | $5,982,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,178,844 | $5,970,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 844,342 | $5,910,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,293,009 | $5,896,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,464,759 | $5,889,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,324,479 | $5,872,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 186,266 | $5,821,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 881,934 | $5,821,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 72,909 | $5,819,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 580,653 | $5,818,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 612,057 | $5,815,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 128,849 | $5,811,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,707,610 | $5,806,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,544,157 | $5,790,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 758,765 | $5,782,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 405,682 | $5,781,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 232,561 | $5,729,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 256,272 | $5,728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100,000 | $5,710,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 346,295 | $5,710,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 421,793 | $5,693,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 671,606 | $5,614,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 139,000 | $5,613,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 530,000 | $5,592,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 336,020 | $5,562,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 246,061 | $5,561,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 228,509 | $5,547,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 137,200 | $5,540,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 328,636 | $5,540,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 737,948 | $5,534,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 139,000 | $5,466,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 160,000 | $5,454,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 101,820 | $5,434,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 307,893 | $5,391,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 235,904 | $5,383,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 106,586 | $5,361,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 175,000 | $5,341,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 323,615 | $5,324,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 91,779 | $5,319,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 472,535 | $5,302,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 3,919,549 | $5,253,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,611,133 | $5,237,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 113,504 | $5,232,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 100,000 | $5,212,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,209,000 | $5,124,000 | thousands by filing date | principal |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 100,000 | $5,104,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 295,538 | $5,098,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 43,930 | $5,097,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,925,000 | $5,093,000 | thousands by filing date | principal |
| OLD POINT FINL CORP | 680194107 | COM | 155,400 | $5,034,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 549,213 | $5,026,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 494,404 | $5,019,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 421,594 | $4,996,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 224,314 | $4,992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 102,159 | $4,965,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 343,181 | $4,943,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 613,220 | $4,942,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 337,902 | $4,916,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,763,921 | $4,887,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 668,456 | $4,858,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 990,942 | $4,856,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,260,228 | $4,814,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,374,452 | $4,811,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 679,489 | $4,777,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 3,895,244 | $4,752,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 278,227 | $4,730,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 41,100 | $4,724,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 711,013 | $4,713,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 503,628 | $4,663,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,259,000 | $4,637,000 | thousands by filing date | principal |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,022,685 | $4,632,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,974,000 | $4,610,000 | thousands by filing date | principal |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 158,230 | $4,601,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 130,552 | $4,595,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 501,819 | $4,592,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 299,255 | $4,578,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 263,783 | $4,561,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 967,593 | $4,546,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 20,300 | $4,544,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 792,965 | $4,536,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 578,053 | $4,520,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 3,201,000 | $4,495,000 | thousands by filing date | principal |
| PROVIDENT BANCORP INC | 74383X109 | COM | 193,973 | $4,491,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 112,850 | $4,486,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 182,951 | $4,468,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 181,083 | $4,452,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 414,197 | $4,441,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 164,453 | $4,397,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000128 | this filing | 2017-11-14 | acceptance time not in the bulk data set |