13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 5,068 holding rows worth $1,885,689,636,000.
- Accession
- 0001086364-17-000071
- Filer
- CIK 1364742
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 43,880 entries on the cover page, a total value of $1,885,689,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,885,689,634,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock Pensions Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock Asset Management Pensions Limited
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Private Equity Partners AG
- included managerBlackRock Investment Management (Korea) Ltd.
- included managerBlackRock Asset Management Schweiz AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WBMD 2.625 23 | 94770VAM4 | Bond 30/360P2 U | 558,000 | $546,000 | thousands by filing date | principal |
| NEURALSTEM INC | 64127R401 | COM NEW | 93,977 | $545,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 327,452 | $543,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 508,000 | $538,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 351,713 | $535,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 355,600 | $534,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 400,000 | $533,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 480,000 | $532,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 612,600 | $530,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 199,727 | $529,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 44,828 | $524,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 608,000 | $524,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 529,947 | $522,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 522,000 | $517,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 533,000 | $516,000 | thousands by filing date | principal |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 464,709 | $515,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 508,000 | $515,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 417,000 | $515,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 404,000 | $513,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 500,000 | $509,000 | thousands by filing date | principal |
| TROVAGENE INC | 897238309 | COM | 401,808 | $506,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 192,192 | $506,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 39,056 | $505,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 25,744 | $502,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 203,317 | $499,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 83,255 | $495,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 300,059 | $494,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 152,934 | $491,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 476,029 | $487,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 153,503 | $486,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 112,174 | $483,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 533,000 | $483,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 33,346 | $482,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 500,000 | $479,000 | thousands by filing date | principal |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 454,206 | $477,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 60,642 | $475,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 166,428 | $475,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 550,000 | $474,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 17,369 | $465,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 50,132 | $465,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 542,000 | $465,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 408,000 | $465,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 458,000 | $464,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 590,000 | $464,000 | thousands by filing date | principal |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 98,613 | $463,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 85,924 | $459,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 312,869 | $457,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 458,000 | $457,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 458,000 | $454,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 558,000 | $453,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 349,000 | $450,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 449,000 | $449,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 34,918 | $449,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 458,000 | $446,000 | thousands by filing date | principal |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 9,190 | $440,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 111,981 | $437,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,900 | $437,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 103,195 | $436,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 87,500 | $435,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 133,371 | $433,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 286,992 | $433,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 433,000 | $432,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,002,818 | $431,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 410,000 | $431,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 450,000 | $429,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 488,000 | $428,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 389,000 | $426,000 | thousands by filing date | principal |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 66,427 | $424,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 51,225 | $424,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 450,000 | $424,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 146,222 | $422,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 433,000 | $419,000 | thousands by filing date | principal |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 49,554 | $418,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 310,447 | $411,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 324,670 | $409,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 24,928 | $408,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 408,000 | $407,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,451 | $405,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 512,196 | $405,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 415,000 | $405,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 3,800 | $404,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 350,000 | $403,000 | thousands by filing date | principal |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 374,237 | $400,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 225,376 | $397,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 46,199 | $394,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 27,527 | $394,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 408,000 | $391,000 | thousands by filing date | principal |
| MIND C T I LTD | M70240102 | ORD | 155,550 | $390,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 33,163 | $387,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 26,458 | $384,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,866 | $380,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 534,635 | $380,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 13,657 | $376,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 664,038 | $373,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 63,095 | $371,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 91,172 | $370,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 96,957 | $370,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 358,000 | $368,000 | thousands by filing date | principal |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 42,749 | $367,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 548,201 | $367,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 71,417 | $367,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 115,065 | $364,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 51,400 | $362,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 378,000 | $362,000 | thousands by filing date | principal |
| SUSSEX BANCORP | 869245100 | COMMON | 14,807 | $360,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 82,017 | $356,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 47,531 | $356,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 97,606 | $356,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 350,000 | $356,000 | thousands by filing date | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 93,403 | $355,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 16,973 | $354,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 321,356 | $353,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,142 | $351,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,998 | $350,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 107,389 | $349,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 345,000 | $346,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 308,000 | $342,000 | thousands by filing date | principal |
| UNITED GUARDIAN INC | 910571108 | COM | 21,730 | $336,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 80,755 | $335,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 927,688 | $334,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 130,043 | $334,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 85,330 | $332,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 41,683 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,979 | $330,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 121,474 | $328,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 46,792 | $327,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 68,850 | $326,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 284,881 | $325,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 18,630 | $324,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 75,408 | $324,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 483,939 | $324,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,389,544 | $324,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 39,179 | $321,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 78,207 | $320,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,555 | $319,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 82,629 | $318,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 685,127 | $315,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 59,485 | $314,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 129,034 | $313,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,635 | $312,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 404,434 | $311,000 | thousands by filing date | principal |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 12,423 | $310,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 49,794 | $309,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 294,225 | $309,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 308,000 | $309,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,572 | $308,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 99,808 | $308,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 76,684 | $307,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 144,259 | $302,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 458,000 | $302,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 300,000 | $301,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 16,046 | $300,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 8,146 | $299,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,710 | $299,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 44,528 | $299,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 40,988 | $297,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 51,811 | $295,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 308,000 | $291,000 | thousands by filing date | principal |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 250,977 | $291,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,908 | $289,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,300 | $289,000 | thousands by filing date | call |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 20,695 | $288,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 21,314 | $288,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,523 | $287,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 155,028 | $287,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 11,990 | $287,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 18,858 | $285,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,807 | $284,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 68,360 | $284,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,009 | $283,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 76,704 | $283,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 176,739 | $281,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 19,839 | $281,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 69,318 | $281,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 199,821 | $277,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 21,700 | $277,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 27,881 | $276,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 144,350 | $275,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,979 | $274,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,858 | $271,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 24,233 | $271,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 270,000 | $268,000 | thousands by filing date | principal |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 22,734 | $267,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 416,778 | $267,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 74,594 | $265,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 226,500 | $262,000 | thousands by filing date | put |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 65,971 | $261,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 27,693 | $260,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 30,188 | $259,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 46,621 | $257,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,500 | $256,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 19,841 | $256,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 474,293 | $255,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 27,704 | $255,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 250,000 | $253,000 | thousands by filing date | principal |
| BIOSTAGE INC | 09074M103 | COM | 608,331 | $252,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 194,394 | $251,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 356,564 | $250,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 15,652 | $249,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100,002 | $248,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 363,328 | $248,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 69,496 | $247,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 950,216 | $247,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,435 | $244,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 19,114 | $244,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,810 | $244,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 168,293 | $244,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 13,761 | $243,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 35,690 | $242,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 561,235 | $240,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 24,807 | $239,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 34,028 | $237,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 131,629 | $237,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 31,604 | $237,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 19,411 | $236,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 62,666 | $235,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 15,475 | $234,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,091 | $233,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 29,908 | $233,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 25,953 | $233,000 | thousands by filing date | |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 114,804 | $230,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 460,698 | $230,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 166,487 | $228,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 102,542 | $227,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 70,865 | $227,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 28,728 | $226,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 9,242 | $225,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 20,129 | $223,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,000 | $220,000 | thousands by filing date | call |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 17,007 | $218,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,460 | $216,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,129 | $213,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 124,330 | $212,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 34,533 | $209,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 29,000 | $208,000 | thousands by filing date | principal |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 28,677 | $207,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 44,355 | $206,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,230 | $205,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 21,912 | $205,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 9,658 | $204,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 14,850 | $204,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 20,695 | $204,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 43,764 | $204,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 51,616 | $203,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 44,286 | $203,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,676 | $202,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,300 | $202,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $201,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 194,652 | $201,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 33,979 | $199,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 115,217 | $198,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 27,033 | $197,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 88,251 | $197,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,896 | $195,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 52,085 | $195,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 20,515 | $195,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 60,571 | $193,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 50,284 | $193,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 76,368 | $191,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 71,517 | $190,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,543 | $189,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 139,847 | $189,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 19,904 | $188,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 10,711 | $187,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 77,715 | $187,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,006 | $186,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 28,104 | $186,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 39,544 | $184,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,518 | $184,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 49,512 | $184,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 43,031 | $183,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,300 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,322 | $181,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 31,842 | $181,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 22,537 | $180,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 8,763 | $180,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,919 | $180,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 102,996 | $180,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 71,474 | $178,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 72,004 | $177,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 98,796 | $177,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 80,229 | $177,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 172,371 | $176,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 9,246 | $176,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 34,489 | $175,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 18,676 | $175,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 3,200 | $175,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 18,254 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,636 | $173,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 35,308 | $173,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 81,393 | $173,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 65,590 | $173,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 46,315 | $171,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 42,656 | $171,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 98,555 | $171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,712 | $170,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 60,932 | $170,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 184,000 | $168,000 | thousands by filing date | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,841 | $168,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 42,370 | $168,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 15,265 | $167,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 145,984 | $167,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 90,619 | $167,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,601 | $166,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 32,228 | $166,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 42,870 | $166,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 136,862 | $164,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 36,826 | $162,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 339,780 | $160,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,700 | $159,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 21,006 | $159,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 17,785 | $158,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 9,737 | $158,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 152,906 | $158,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 86,692 | $157,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 50,389 | $156,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 60,926 | $156,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 63,487 | $155,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 37,217 | $153,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 8,135 | $152,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 45,364 | $151,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 333,935 | $151,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 62,280 | $151,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 25,295 | $150,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 27,305 | $148,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,590 | $147,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 10,887 | $147,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,185 | $146,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,163 | $146,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,406 | $145,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 90,615 | $145,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 18,137 | $145,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 100,192 | $145,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,756 | $144,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 212,652 | $143,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 61,358 | $142,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 209,107 | $142,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 21,601 | $141,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 175,813 | $141,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,655 | $141,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 30,228 | $138,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 97,268 | $137,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 30,661 | $136,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 66,313 | $136,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 12,414 | $134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,015 | $133,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 13,775 | $133,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 16,400 | $132,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 308,000 | $132,000 | thousands by filing date | principal |
| NOVAN INC | 66988N106 | COM | 32,721 | $132,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,676 | $131,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,900 | $131,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,000 | $129,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 10,706 | $128,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 76,384 | $128,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,369 | $127,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 8,028 | $127,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 24,409 | $126,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 97,254 | $126,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 282,667 | $126,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 32,975 | $124,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 42,010 | $124,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 4,754 | $123,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 64,715 | $123,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 81,041 | $122,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 95,932 | $120,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 33,459 | $120,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 56,950 | $119,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,110 | $118,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 5,220 | $118,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 267,554 | $117,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,815 | $117,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 36,655 | $117,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 30,542 | $116,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 304,759 | $116,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,151 | $115,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,060 | $114,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,782 | $113,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,406 | $113,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 29,086 | $113,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 10,668 | $113,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 52,428 | $112,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,671 | $110,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 4,374 | $110,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 10,989 | $110,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,266 | $109,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 84,392 | $108,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 28,822 | $108,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 20,031 | $108,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 66,128 | $107,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 81,255 | $106,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 56,602 | $102,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 79,000 | $102,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 41,303 | $101,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 57,435 | $101,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 3,276 | $101,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 38,838 | $101,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 63,510 | $101,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 41,775 | $101,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 69,645 | $101,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 323,970 | $100,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 47,949 | $100,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 12,229 | $100,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,209 | $99,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 14,333 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,001 | $98,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 76,952 | $98,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,160 | $97,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 22,180 | $97,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 11,061 | $97,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 22,580 | $96,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 14,819 | $95,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 57,510 | $95,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 16,227 | $95,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 14,173 | $94,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 7,268 | $94,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 39,191 | $94,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 658 | $93,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 5,572 | $93,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 37,625 | $92,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 138,953 | $90,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,598 | $89,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 36,597 | $88,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 17,873 | $88,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 14,698 | $88,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 19,508 | $88,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 17,668 | $88,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 75,801 | $88,000 | thousands by filing date | |
| AUXILIO INC | 05334N204 | COM NEW | 19,120 | $87,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 8,513 | $86,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,500 | $85,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 56,567 | $85,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 718 | $84,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,604 | $84,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 58,078 | $84,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 8,043 | $83,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,946 | $83,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 180,799 | $83,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 76,204 | $82,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,500 | $81,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,500 | $81,000 | thousands by filing date | call |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 25,448 | $81,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 6,588 | $80,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 94,203 | $79,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 45,202 | $79,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 83,000 | $79,000 | thousands by filing date | principal |
| INTERMOLECULAR INC | 45882D109 | COM | 86,681 | $78,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 27,843 | $78,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 15,173 | $78,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 540 | $77,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 926 | $77,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 54,452 | $77,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 132,819 | $77,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,063 | $76,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 21,225 | $76,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,114 | $75,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 26,419 | $75,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 54,158 | $75,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,558 | $74,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 6,989 | $74,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 9,897 | $74,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,406 | $73,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 18,832 | $72,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 12,235 | $72,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 7,000 | $72,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,336 | $71,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 10,690 | $71,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 79,919 | $71,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 33,451 | $71,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,722 | $70,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 16,481 | $70,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 18,820 | $70,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 21,149 | $70,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 37,940 | $68,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 24,269 | $67,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 5,335 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,505 | $67,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 6,718 | $67,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 453 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 2,168 | $65,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 169,917 | $65,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,363 | $63,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 2,938 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 743 | $63,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 47,678 | $63,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 6,100 | $63,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,367 | $62,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,856 | $62,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 37,355 | $62,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 6,408 | $62,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,086 | $62,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 11,653 | $62,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 2,700 | $61,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 5,019 | $61,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 83,901 | $61,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,219 | $60,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,700 | $60,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,399 | $60,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 46,945 | $60,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 33,505 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000071 | this filing | 2017-08-10 | acceptance time not in the bulk data set |