13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 5,061 holding rows worth $1,821,755,576,000.
- Accession
- 0001086364-17-000069
- Filer
- CIK 1364742
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 43,430 entries on the cover page, a total value of $1,821,755,576,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,821,755,576,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Isle of Man) Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock Pensions Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock Asset Management Pensions Limited
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Private Equity Partners AG
- included managerBlackRock Investment Management (Korea) Ltd.
- included managerBlackRock Asset Management Schweiz AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITEK SYS INC | 606710200 | COM NEW | 1,898,848 | $12,628,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 419,929 | $12,607,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 999,211 | $12,591,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 146,000 | $12,589,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 95,686 | $12,585,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 3,423,723 | $12,565,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 748,814 | $12,512,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 431,385 | $12,510,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 495,516 | $12,502,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 471,648 | $12,498,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 770,286 | $12,455,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 235,875 | $12,389,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 471,923 | $12,326,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,408,680 | $12,326,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,518,325 | $12,298,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 437,821 | $12,294,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 658,055 | $12,274,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 789,270 | $12,265,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 500,279 | $12,262,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 108,423 | $12,250,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,145,292 | $12,221,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 69,096 | $12,219,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 251,916 | $12,201,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 505,761 | $12,139,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 371,271 | $12,089,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,220,261 | $12,057,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 620,487 | $12,056,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 340,788 | $12,003,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,829,280 | $12,000,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,290,745 | $11,979,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 615,859 | $11,979,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 330,021 | $11,930,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 272,957 | $11,890,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 3,943,456 | $11,869,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 643,590 | $11,784,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,964,884 | $11,769,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,448,636 | $11,754,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,022,547 | $11,751,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,208,673 | $11,713,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 941,070 | $11,669,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,639,327 | $11,646,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 520,445 | $11,632,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,971,383 | $11,631,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 335,224 | $11,598,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,268,873 | $11,597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 309,047 | $11,571,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 741,544 | $11,569,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,149,422 | $11,528,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 53,626 | $11,492,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,099,672 | $11,492,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 793,879 | $11,472,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 338,125 | $11,442,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,381,456 | $11,407,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 272,221 | $11,392,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,081,223 | $11,386,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 419,576 | $11,350,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 580,585 | $11,344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 122,712 | $11,324,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,453,114 | $11,258,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,205,969 | $11,253,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,486,340 | $11,247,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,240,016 | $11,161,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 390,380 | $11,119,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,206,588 | $11,032,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 2,768,874 | $11,020,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 703,483 | $10,995,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 391,565 | $10,948,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,279,574 | $10,927,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,762,045 | $10,925,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,505,504 | $10,897,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 764,590 | $10,871,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,815,274 | $10,869,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,951,718 | $10,852,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 4,253,454 | $10,846,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 294,628 | $10,801,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 382,220 | $10,799,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 3,491,886 | $10,754,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 2,682,645 | $10,731,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 383,169 | $10,728,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 301,737 | $10,670,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,035,822 | $10,627,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,201,428 | $10,621,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 946,353 | $10,608,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 504,369 | $10,586,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 204,236 | $10,577,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 3,401,785 | $10,545,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 585,517 | $10,482,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 265,030 | $10,398,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,214,893 | $10,387,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 735,001 | $10,384,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,823,134 | $10,373,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,585,632 | $10,334,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 367,257 | $10,301,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 679,507 | $10,281,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 823,079 | $10,239,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,222,000 | $10,204,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 392,212 | $10,182,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 849,914 | $10,182,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 641,460 | $10,180,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 329,399 | $10,162,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,839,015 | $10,115,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 153,000 | $10,084,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 370,397 | $10,075,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 11,506,000 | $10,026,000 | thousands by filing date | principal |
| CDI CORP | 125071100 | COM | 1,171,630 | $10,018,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 465,106 | $10,006,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 900,112 | $9,992,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 796,734 | $9,984,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 160,124 | $9,975,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 319,186 | $9,953,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 581,352 | $9,942,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 227,101 | $9,867,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,116,527 | $9,837,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,639,084 | $9,834,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 988,827 | $9,779,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 507,587 | $9,746,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 354,165 | $9,726,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 5,717,755 | $9,720,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 3,001,051 | $9,693,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 264,615 | $9,687,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 860,385 | $9,671,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 318,142 | $9,656,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 514,299 | $9,608,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 302,141 | $9,600,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 845,098 | $9,593,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,928,763 | $9,567,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,052,583 | $9,565,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 321,742 | $9,521,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 519,107 | $9,500,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 298,973 | $9,498,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 649,728 | $9,486,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 304,829 | $9,480,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,128,359 | $9,478,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 421,617 | $9,466,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 364,596 | $9,446,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 853,442 | $9,429,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 193,327 | $9,426,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 394,609 | $9,411,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 675,000 | $9,410,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,255,676 | $9,361,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,911,555 | $9,289,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 147,826 | $9,261,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 336,365 | $9,249,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 161,751 | $9,230,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,525,261 | $9,229,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,605,252 | $9,214,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 544,136 | $9,185,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 270,995 | $9,147,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 8,683,624 | $9,119,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 2,490,908 | $9,117,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 272,769 | $9,091,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 264,097 | $9,083,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 430,116 | $9,045,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 642,871 | $9,032,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 453,361 | $9,013,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 148,177 | $9,013,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 351,882 | $9,011,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,464,159 | $8,993,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 702,731 | $8,925,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,839,481 | $8,902,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 243,792 | $8,854,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 707,781 | $8,848,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 490,210 | $8,848,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 2,211,697 | $8,847,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,620,773 | $8,835,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 28,188 | $8,806,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 187,743 | $8,806,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,321,479 | $8,801,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 496,981 | $8,762,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 218,513 | $8,749,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 246,267 | $8,747,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 489,534 | $8,714,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,346,000 | $8,695,000 | thousands by filing date | principal |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 512,614 | $8,678,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 341,572 | $8,665,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 472,003 | $8,605,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,600,000 | $8,600,000 | thousands by filing date | principal |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 563,903 | $8,577,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 339,049 | $8,568,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 553,393 | $8,567,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 162,142 | $8,566,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 424,487 | $8,532,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,055,759 | $8,531,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 648,098 | $8,523,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 335,603 | $8,517,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 227,660 | $8,486,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 320,000 | $8,486,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 301,965 | $8,464,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,766,351 | $8,443,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 286,054 | $8,438,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 266,771 | $8,417,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,081,700 | $8,351,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 854,292 | $8,330,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,003,154 | $8,319,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 279,499 | $8,301,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 450,680 | $8,301,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 588,606 | $8,269,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 89,000 | $8,256,000 | thousands by filing date | put |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 382,961 | $8,249,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 402,363 | $8,248,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 531,906 | $8,243,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 442,813 | $8,236,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,167,178 | $8,229,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 322,403 | $8,218,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,893,239 | $8,217,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 356,503 | $8,214,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 645,982 | $8,081,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 856,149 | $8,047,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 353,017 | $7,996,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 276,663 | $7,982,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,090,766 | $7,964,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 403,971 | $7,958,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 580,134 | $7,949,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 523,580 | $7,939,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,954,322 | $7,916,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 241,790 | $7,895,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,879,385 | $7,889,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 304,083 | $7,876,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 881,684 | $7,804,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 578,483 | $7,723,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 375,849 | $7,716,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 150,010 | $7,707,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 851,769 | $7,682,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 514,228 | $7,662,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 561,194 | $7,661,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,790,172 | $7,608,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 285,148 | $7,593,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 435,342 | $7,584,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 682,255 | $7,566,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 649,062 | $7,563,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 612,258 | $7,562,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 297,473 | $7,538,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 114,968 | $7,532,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 241,591 | $7,525,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 523,926 | $7,518,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 75,247 | $7,477,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,356,574 | $7,474,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50,500 | $7,464,000 | thousands by filing date | put |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 580,912 | $7,406,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 816,418 | $7,389,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 445,720 | $7,386,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,072,217 | $7,356,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,299,824 | $7,353,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 747,209 | $7,351,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 298,196 | $7,348,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 345,041 | $7,346,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 267,000 | $7,315,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,565,449 | $7,312,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,331,159 | $7,309,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 545,500 | $7,287,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 264,938 | $7,260,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 728,871 | $7,253,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 802,504 | $7,247,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 95,654 | $7,229,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 314,330 | $7,201,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 385,346 | $7,190,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 659,144 | $7,165,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 984,428 | $7,128,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 603,651 | $7,124,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 49,136 | $7,124,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,016,500 | $7,105,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 773,323 | $7,099,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 617,223 | $7,098,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 535,727 | $7,094,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 213,036 | $7,094,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 356,494 | $7,069,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 466,499 | $7,020,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 581,552 | $7,008,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 110,528 | $6,992,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 559,715 | $6,974,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,007,373 | $6,951,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 6,021,481 | $6,924,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 101,605 | $6,918,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 170,000 | $6,916,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 676,464 | $6,892,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 248,219 | $6,888,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,184,626 | $6,882,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 2,080,719 | $6,867,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 758,517 | $6,796,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 527,671 | $6,781,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 242,917 | $6,753,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 735,332 | $6,698,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 143,671 | $6,652,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 635,096 | $6,643,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 358,765 | $6,608,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 44,553 | $6,546,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,387,852 | $6,537,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 151,556 | $6,510,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 3,785,126 | $6,510,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,823,590 | $6,495,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,386,641 | $6,491,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 245,387 | $6,478,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 897,724 | $6,463,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 172,763 | $6,453,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 232,447 | $6,448,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 486,680 | $6,440,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 153,974 | $6,435,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 355,543 | $6,435,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,729,631 | $6,434,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 512,369 | $6,420,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 848,698 | $6,408,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 80,234 | $6,395,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 333,560 | $6,368,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 281,423 | $6,363,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 801,413 | $6,363,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,248,970 | $6,355,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,246,131 | $6,354,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 358,645 | $6,337,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 246,025 | $6,333,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 966,473 | $6,312,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 266,000 | $6,270,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 955,459 | $6,258,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,410,831 | $6,235,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,333,168 | $6,212,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 172,857 | $6,204,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,569,502 | $6,201,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 255,286 | $6,191,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 679,963 | $6,175,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 844,417 | $6,174,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 828,500 | $6,173,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 145,403 | $6,171,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 407,947 | $6,119,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 897,342 | $6,101,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 178,450 | $6,064,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 29,249 | $6,036,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 324,374 | $6,033,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 465,577 | $6,006,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,092,115 | $6,006,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 2,273,008 | $6,001,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,008,648 | $5,951,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 308,048 | $5,944,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 430,482 | $5,940,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 240,000 | $5,923,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 123,502 | $5,902,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,824,323 | $5,889,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 220,651 | $5,878,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 987,635 | $5,876,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,583,586 | $5,859,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 111,739 | $5,828,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 146,500 | $5,821,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,093,655 | $5,818,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 168,267 | $5,788,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 263,090 | $5,786,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 179,303 | $5,785,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 749,874 | $5,773,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 289,715 | $5,716,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 501,912 | $5,672,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 886,111 | $5,670,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100,000 | $5,661,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 543,161 | $5,643,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 386,636 | $5,638,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 296,368 | $5,632,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 214,828 | $5,574,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 561,590 | $5,570,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 780,841 | $5,559,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,199,650 | $5,542,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,743,311 | $5,540,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 139,437 | $5,507,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 665,426 | $5,490,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 235,000 | $5,466,000 | thousands by filing date | put |
| COUNTY BANCORP INC | 221907108 | COM | 188,009 | $5,464,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 465,854 | $5,451,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,360,773 | $5,444,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 1,267,953 | $5,338,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,384,729 | $5,290,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 4,320,000 | $5,276,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 543,724 | $5,263,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 321,513 | $5,225,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 568,736 | $5,187,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 346,744 | $5,184,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 44,166 | $5,175,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 272,033 | $5,172,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,009,969 | $5,166,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 555,339 | $5,137,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 5,891,765 | $5,126,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 883,539 | $5,125,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 898,689 | $5,122,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 45,160 | $5,105,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 610,176 | $5,083,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 592,637 | $5,054,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 175,500 | $5,047,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 683,326 | $5,021,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 69,459 | $5,013,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 500,000 | $5,010,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 408,543 | $4,975,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 722,532 | $4,956,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 48,180 | $4,946,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 102,034 | $4,943,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 224,737 | $4,936,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,655,000 | $4,920,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 395,760 | $4,892,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,112,740 | $4,863,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 300,449 | $4,855,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 725,563 | $4,789,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 831,986 | $4,785,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 306,476 | $4,782,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,145,464 | $4,777,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 583,231 | $4,748,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 712,104 | $4,657,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 433,630 | $4,657,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 272,309 | $4,649,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 885,598 | $4,606,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 342,943 | $4,599,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 983,394 | $4,543,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 318,534 | $4,538,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 579,949 | $4,525,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 87,500 | $4,511,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,722,489 | $4,504,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 596,486 | $4,503,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 359,773 | $4,497,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 260,253 | $4,464,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,053,476 | $4,457,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 89,025 | $4,442,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 345,645 | $4,427,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 129,501 | $4,412,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,417,938 | $4,409,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,693,367 | $4,386,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 144,000 | $4,381,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 1,332,870 | $4,373,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 333,810 | $4,370,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 428,308 | $4,369,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,559,156 | $4,366,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 224,762 | $4,360,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 800,885 | $4,357,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,527,220 | $4,353,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,379,971 | $4,348,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 326,906 | $4,347,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 626,183 | $4,339,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 909,409 | $4,338,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 638,402 | $4,322,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 846,261 | $4,315,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 2,538,035 | $4,315,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 209,614 | $4,312,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 83,701 | $4,283,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 192,340 | $4,280,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 122,291 | $4,256,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 259,951 | $4,235,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 389,954 | $4,176,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 411,309 | $4,175,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 276,834 | $4,166,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 53,387 | $4,163,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 185,619 | $4,147,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 473,041 | $4,144,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,592,221 | $4,140,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 984,381 | $4,134,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 412,440 | $4,124,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 120,304 | $4,123,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 444,060 | $4,063,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,829,408 | $4,018,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 112,632 | $4,002,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 209,263 | $3,997,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 198,483 | $3,989,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 334,995 | $3,976,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 149,477 | $3,968,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 106,070 | $3,967,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 296,295 | $3,938,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 640,220 | $3,937,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 5,988,062 | $3,916,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 741,722 | $3,902,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 331,923 | $3,900,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 37,540 | $3,895,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 20,306 | $3,877,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 120,997 | $3,869,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 228,500 | $3,834,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,538,872 | $3,832,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 182,415 | $3,822,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 1,122,293 | $3,816,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,216,000 | $3,806,000 | thousands by filing date | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 974,693 | $3,802,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,406,468 | $3,798,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 241,707 | $3,797,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 89,337 | $3,781,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 2,018,863 | $3,754,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 219,332 | $3,748,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 178,618 | $3,709,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 949,200 | $3,702,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 5,072,674 | $3,675,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 244,126 | $3,648,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 419,077 | $3,642,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 308,925 | $3,623,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 158,967 | $3,594,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 560,039 | $3,584,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 156,512 | $3,573,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,984,530 | $3,571,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 130,771 | $3,557,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,652,445 | $3,553,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 174,422 | $3,549,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 326,345 | $3,531,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 240,335 | $3,523,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,581,706 | $3,521,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 174,943 | $3,511,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,124,712 | $3,507,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,874,012 | $3,506,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 303,557 | $3,506,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 421,009 | $3,498,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 26,160 | $3,487,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 449,466 | $3,456,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 61,952 | $3,454,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,110,000 | $3,447,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 641,750 | $3,446,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000069 | this filing | 2017-05-12 | acceptance time not in the bulk data set |