13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 3,779 holding rows worth $70,658,438,000.
- Accession
- 0001086364-17-000005
- Filer
- CIK 1364742
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 10,337 entries on the cover page, a total value of $70,658,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,658,438,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Isle of Man) Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HENNESSY ADVISORS INC | 425885100 | COM | 198 | $6,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,578 | $6,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 400 | $6,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 311 | $6,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,683 | $6,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,285 | $6,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 699 | $6,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 424 | $6,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 700 | $6,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 290 | $6,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 360 | $6,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,342 | $6,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 680 | $6,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 1,258 | $6,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 5,085 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 71 | $5,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,344 | $5,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 400 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 89 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 55 | $5,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 168 | $5,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 130 | $5,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 401 | $5,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 308 | $5,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 303 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 169 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 182 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 94 | $5,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,549 | $5,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 218 | $5,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $5,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 344 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 175 | $5,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 500 | $5,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 657 | $5,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,968 | $5,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 368 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 658 | $5,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 348 | $5,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 58 | $4,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 149 | $4,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 500 | $4,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 93 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 81 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 77 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 39 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 74 | $4,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 200 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 260 | $4,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 200 | $4,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 181 | $4,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 290 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 267 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,392 | $4,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 735 | $4,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 200 | $4,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 200 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 320 | $4,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 116 | $4,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 749 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,954 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 665 | $4,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 300 | $4,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 299 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 334 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 133 | $4,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 200 | $4,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,188 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 33 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 51 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 29 | $3,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 419 | $3,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 24 | $3,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 20 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 111 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 49 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 57 | $3,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26 | $3,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 94 | $3,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 992 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 98 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 340 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 238 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 81 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 30 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 600 | $3,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 100 | $3,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 236 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 239 | $3,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 370 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 400 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 107 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 75 | $3,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 231 | $3,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 193 | $3,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 25 | $3,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 173 | $3,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 421 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 467 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,201 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,120 | $3,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 100 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 500 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 350 | $3,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,313 | $3,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 258 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 122 | $3,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 145 | $3,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 943 | $3,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,285 | $3,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 653 | $3,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 400 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 240 | $3,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 246 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 585 | $3,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 208 | $3,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 652 | $3,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 234 | $3,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 533 | $3,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 644 | $3,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 483 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 186 | $3,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 344 | $3,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 94 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 17 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 17 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 200 | $2,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 68 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 11 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 54 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 60 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 78 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 46 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 197 | $2,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 191 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 73 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 64 | $2,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 400 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 74 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 38 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 755 | $2,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 208 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 173 | $2,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 150 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,683 | $2,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 223 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,943 | $2,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 24 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 78 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,963 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,795 | $2,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 909 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 660 | $2,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 423 | $2,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 636 | $2,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 26 | $1,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 25 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 57 | $1,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 27 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 7 | $1,000 | thousands by filing date | |
| MGC | 921910873 | COM | 19 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 9 | $1,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 8 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 236 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 17 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 25 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 25 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 24 | $1,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 40 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 20 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 62 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 43 | $1,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 76 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 30 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 7 | $1,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 25 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 42 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 18 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 65 | $1,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 65 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 35 | $1,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 31 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 200 | $1,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 10 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 35 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 150 | $1,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 24 | $1,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 1,000 | $1,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,051 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 379 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 100 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 134 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 19 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 60 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 151 | $1,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 401 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 553 | $1,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS DOW JONES HEDGED INTERNATIONAL REAL ESTATE ETF | 233051689 | ETF | 45 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,305 | $1,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONROE CAPITAL CORP | 610335101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380407 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 669 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 446 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000005 | this filing | 2017-02-10 | acceptance time not in the bulk data set |