13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 3,953 holding rows worth $86,393,345,000.
- Accession
- 0001086364-17-000004
- Filer
- CIK 1305227
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 3,953 entries on the cover page, a total value of $86,393,345,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,393,345,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,206 | $573,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 149,487 | $573,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 172,423 | $572,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 123,639 | $569,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 74,517 | $569,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 33,886 | $568,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,679 | $567,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,876 | $566,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 50,960 | $566,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 29,513 | $565,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 37,623 | $564,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 44,181 | $561,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 172,230 | $558,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 115,285 | $557,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 18,608 | $554,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 23,262 | $554,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 42,761 | $554,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 96,930 | $553,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,000 | $552,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 61,839 | $552,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 367,938 | $552,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,406 | $549,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 25,783 | $547,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 13,437 | $546,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 13,548 | $544,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 139,344 | $543,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 41,123 | $543,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 61,940 | $538,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,926 | $536,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 127,337 | $535,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 608,899 | $532,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 27,715 | $526,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 55,495 | $524,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,814 | $522,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 37,232 | $522,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,978 | $520,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 25,672 | $519,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 42,835 | $519,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 19,920 | $519,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 31,431 | $514,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 91,007 | $511,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 23,853 | $510,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 104,124 | $510,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 49,416 | $509,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 33,594 | $508,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 19,223 | $505,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 45,395 | $503,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 126,696 | $502,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 483,140 | $502,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 96,621 | $500,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 29,381 | $499,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 31,713 | $499,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,533 | $495,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 57,535 | $493,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 234,232 | $492,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 14,078 | $490,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 80,392 | $490,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 88,009 | $484,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 225,307 | $484,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,700 | $483,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 38,769 | $482,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 22,050 | $481,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 89,323 | $478,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 55,919 | $475,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 44,776 | $466,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 166,087 | $465,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 65,000 | $465,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 49,521 | $463,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 61,144 | $462,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 34,080 | $458,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 93,855 | $456,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 48,674 | $455,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 17,734 | $454,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 24,570 | $453,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 37,836 | $450,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 16,621 | $448,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 60,658 | $443,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,874 | $441,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,067 | $439,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 119,115 | $434,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,246 | $433,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 89,250 | $432,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 7,940 | $431,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 281,011 | $430,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 26,397 | $428,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 25,869 | $428,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 52,199 | $425,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 313,763 | $424,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 66,574 | $423,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 151,403 | $419,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 25,358 | $419,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 33,301 | $418,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 33,673 | $413,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 10,918 | $413,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 19,136 | $411,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 365,735 | $410,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 43,718 | $406,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 159,176 | $406,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 25,250 | $405,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 26,037 | $402,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 182,721 | $402,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45,894 | $402,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 348,163 | $400,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 306,775 | $399,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 83,869 | $398,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 51,150 | $396,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,551 | $395,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 27,069 | $395,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 97,465 | $395,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 27,758 | $390,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 52,174 | $386,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 7,000 | $385,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,500 | $384,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 13,859 | $383,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 77,761 | $382,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 87,852 | $382,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 82,955 | $382,000 | thousands by filing date | |
| MYLAN N V | SBVFMFG88 | OPTIONS | 10,000 | $382,000 | thousands by filing date | call |
| UCP INC - CL A | 90265Y106 | Common Stock | 31,471 | $379,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 242,397 | $376,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 45,140 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,000 | $372,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 72,126 | $371,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 139,215 | $369,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,960 | $368,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 110,729 | $367,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 63,701 | $364,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,787 | $362,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,353 | $359,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 85,225 | $354,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,703 | $350,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 25,097 | $350,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 47,077 | $347,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,850 | $344,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 131,912 | $343,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,601 | $341,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 30,424 | $341,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 23,331 | $341,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,834 | $339,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 25,069 | $336,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 148,265 | $334,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 77,678 | $332,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 124,272 | $332,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 13,000 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,297 | $331,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 20,791 | $329,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 66,859 | $328,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 120,798 | $326,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 24,710 | $325,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,080 | $324,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 37,209 | $324,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 37,330 | $323,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 22,955 | $318,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 109,597 | $318,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 17,417 | $318,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 85,851 | $318,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 72,391 | $318,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 13,137 | $316,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,100 | $313,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 24,023 | $312,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,479 | $304,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 29,468 | $304,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 55,251 | $304,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 51,273 | $300,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 14,061 | $298,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,500 | $296,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 51,316 | $295,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 16,455 | $295,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,904 | $294,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 20,476 | $294,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 9,746 | $294,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,415 | $291,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,079 | $290,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 32,450 | $290,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 12,670 | $288,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,000 | $287,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 54,620 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,473 | $286,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 71,414 | $286,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 23,257 | $285,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 11,166 | $285,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 89,134 | $283,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 9,691 | $280,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 10,757 | $279,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 31,226 | $276,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 38,005 | $275,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 102,620 | $274,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 78,839 | $273,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,000 | $272,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 43,010 | $269,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 15,387 | $263,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 28,744 | $262,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 21,134 | $260,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 45,537 | $260,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 36,068 | $259,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 2,391 | $257,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 37,940 | $256,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 33,500 | $256,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 25,817 | $256,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,000 | $253,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,810 | $252,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 185,871 | $251,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 85,840 | $249,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,250 | $244,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 48,762 | $243,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,347 | $242,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,500 | $238,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 22,435 | $238,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,141 | $237,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 112,917 | $237,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,500 | $236,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V306 | COM SER C | 15,707 | $236,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 92,543 | $236,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 88,195 | $234,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 35,089 | $232,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 38,085 | $232,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,000 | $231,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 62,520 | $230,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 18,738 | $223,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 292,650 | $223,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 40,452 | $214,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 45,610 | $212,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 61,372 | $212,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 118,632 | $208,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 43,605 | $207,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,921 | $204,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 17,660 | $203,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 46,714 | $203,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,000 | $201,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 5,826 | $201,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 130,528 | $200,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,784 | $195,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,126 | $192,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 40,635 | $191,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,161 | $190,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,000 | $190,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 45,458 | $186,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,500 | $185,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 12,394 | $177,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 11,099 | $169,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,160 | $168,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,741 | $164,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 75,852 | $163,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 430,401 | $160,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 51,713 | $158,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,943 | $152,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,000 | $150,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 60,521 | $148,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,606 | $147,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 163,225 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,712 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,589 | $145,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 21,357 | $143,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 18,921 | $142,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,000 | $140,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 18,902 | $140,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,202 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,010 | $134,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 27,758 | $134,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 88,000 | $134,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 8,907 | $130,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 177,577 | $124,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 8,214 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,549 | $122,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 4,670 | $118,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,570 | $112,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,461 | $109,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 107,000 | $108,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 915 | $102,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,287 | $100,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 153,309 | $100,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 50,317 | $99,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 19,137 | $97,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 5,645 | $97,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,346 | $96,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 92,000 | $96,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978A104 | COM | 5,020 | $93,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 93,000 | $93,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 91,000 | $91,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 594 | $90,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 81,000 | $90,000 | thousands by filing date | principal |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,065 | $89,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 90,000 | $88,000 | thousands by filing date | principal |
| NOVAN INC | 66988N106 | COM | 3,185 | $86,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 71,000 | $84,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 80,000 | $82,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 63,000 | $80,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 80,000 | $79,000 | thousands by filing date | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,500 | $76,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 79,000 | $76,000 | thousands by filing date | principal |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,529 | $75,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,492 | $74,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 74,000 | $71,000 | thousands by filing date | principal |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 2,492 | $70,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 36,205 | $70,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 70,000 | $70,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 8,000 | $66,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 4,731 | $65,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,514 | $63,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 63,000 | $63,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104107 | CMN | 6,291 | $63,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 80,000 | $63,000 | thousands by filing date | principal |
| NORBORD INC | 65548P403 | COM NEW | 2,398 | $61,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 64,000 | $61,000 | thousands by filing date | principal |
| CIBER INC | 17163B102 | COM | 92,524 | $58,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 61,000 | $57,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,383 | $56,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,590 | $56,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 3,095 | $56,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 7,950 | $53,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 665 | $50,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 3,744 | $49,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,069 | $48,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,985 | $46,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 66,675 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 350 | $44,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 866 | $42,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 2,520 | $41,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,633 | $41,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,373 | $41,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,921 | $37,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,599 | $37,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,568 | $36,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,181 | $35,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 965 | $35,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 22,533 | $35,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,533 | $34,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 2,000 | $34,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 35,195 | $34,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 5,370 | $33,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,177 | $31,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 900 | $30,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,660 | $29,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,417 | $29,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 250 | $28,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,231 | $28,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,311 | $28,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 22,000 | $28,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,813 | $27,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 445 | $26,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,526 | $26,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,357 | $26,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 9,023 | $26,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,645 | $26,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,936 | $26,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 7,020 | $26,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 1,961 | $26,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 5,179 | $25,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 3,541 | $25,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 1,179 | $25,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,475 | $24,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 11,271 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 600 | $24,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,122 | $24,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 4,182 | $23,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,266 | $23,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 724 | $23,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 830 | $23,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,856 | $23,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 2,830 | $23,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,000 | $22,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,189 | $22,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,491 | $22,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,008 | $22,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 6,421 | $22,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 877 | $22,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 705 | $22,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 766 | $21,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,298 | $21,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,652 | $21,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,038 | $21,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,241 | $21,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,548 | $21,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,139 | $21,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,776 | $21,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 7,647 | $21,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 974 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 14,634 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,276 | $21,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,025 | $21,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,598 | $21,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,119 | $21,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,008 | $21,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,400 | $20,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 9,741 | $20,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 961 | $20,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 3,798 | $20,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,123 | $20,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,483 | $20,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,053 | $20,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 761 | $20,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,077 | $20,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 11,841 | $20,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,301 | $20,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 1,059 | $20,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 676 | $19,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,169 | $19,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,210 | $19,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,057 | $19,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 739 | $19,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 777 | $19,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 5,969 | $19,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 672 | $19,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,211 | $19,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 11,385 | $19,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 952 | $19,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,974 | $19,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,563 | $19,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 523 | $19,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,092 | $18,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,213 | $18,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,852 | $18,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 300 | $18,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,149 | $18,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,444 | $18,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 557 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 755 | $18,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 735 | $18,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,744 | $18,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 3,494 | $18,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 7,261 | $18,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,175 | $18,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 4,258 | $18,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 345 | $17,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 155 | $17,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 607 | $17,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 473 | $17,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 498 | $17,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,005 | $17,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 825 | $17,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 5,697 | $17,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 6,982 | $17,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 4,579 | $17,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 647 | $17,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 27,075 | $17,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,959 | $17,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,655 | $17,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,119 | $17,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2,478 | $17,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 3,196 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 329 | $16,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,366 | $16,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 828 | $16,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 632 | $16,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,031 | $16,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 558 | $16,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,450 | $16,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,621 | $16,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,278 | $16,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,310 | $16,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,193 | $16,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,122 | $16,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,323 | $16,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,029 | $16,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,218 | $16,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 4,482 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 11,783 | $16,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,025 | $16,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,048 | $16,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 2,529 | $15,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,620 | $15,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 842 | $15,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,186 | $15,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,261 | $15,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,308 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 604 | $15,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,156 | $15,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,537 | $15,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,800 | $15,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 409 | $15,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 9,630 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,532 | $15,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,264 | $15,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 491 | $15,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 605 | $15,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 2,858 | $15,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 4,165 | $15,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 847 | $15,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 353 | $15,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 2,530 | $15,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 687 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 284 | $14,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 700 | $14,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 8,731 | $14,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,056 | $14,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 995 | $14,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 6,113 | $14,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 6,043 | $14,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,079 | $14,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,990 | $14,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,679 | $14,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,112 | $14,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 3,393 | $14,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 678 | $14,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,059 | $14,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 680 | $14,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 671 | $14,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 2,131 | $14,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 3,197 | $14,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,650 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000004 | this filing | 2017-02-10 | acceptance time not in the bulk data set |