13F-HR filed by BlackRock Institutional Trust Company, N.A.
BlackRock Institutional Trust Company, N.A. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,900 holding rows worth $642,565,645,000.
- Accession
- 0001086364-16-002329
- Filer
- CIK 913414
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,900 entries on the cover page, a total value of $642,565,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $642,565,645,000 with VALUE read as thousands by filing date, 13F file number 028-03946. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,455,317 | $2,270,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 21,632 | $2,266,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,485 | $2,261,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 179,532 | $2,255,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 979,251 | $2,242,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 326,376 | $2,239,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 85,226 | $2,225,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 299,710 | $2,221,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 108,962 | $2,217,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 208,938 | $2,208,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 243,513 | $2,204,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 386,183 | $2,201,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 359,810 | $2,191,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 182,642 | $2,188,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,909,511 | $2,177,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 36,338 | $2,173,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,158,849 | $2,167,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 131,385 | $2,147,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 425,443 | $2,136,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 74,813 | $2,135,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 67,387 | $2,135,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 76,528 | $2,122,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 80,131 | $2,120,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 57,726 | $2,120,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 124,485 | $2,119,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 528,811 | $2,115,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 337,925 | $2,115,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 120,452 | $2,114,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 158,292 | $2,113,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 130,967 | $2,112,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 221,694 | $2,106,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 665,471 | $2,103,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 363,623 | $2,102,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 888,671 | $2,088,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 74,410 | $2,083,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 68,360 | $2,076,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 229,017 | $2,061,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 274,853 | $2,056,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 394,957 | $2,054,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 84,347 | $2,050,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 430,524 | $2,049,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 179,391 | $2,049,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 301,007 | $2,041,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 182,792 | $2,040,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 70,224 | $2,039,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 267,732 | $2,037,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 107,077 | $2,036,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,050,117 | $2,024,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 268,327 | $2,018,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 369,117 | $2,012,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 150,422 | $2,005,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 252,833 | $2,002,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 53,679 | $2,000,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 225,652 | $1,999,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 85,028 | $1,998,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 268,475 | $1,979,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 214,815 | $1,963,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 406,805 | $1,961,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 402,906 | $1,954,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 36,894 | $1,949,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 140,462 | $1,944,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 277,003 | $1,942,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 122,877 | $1,938,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 254,772 | $1,931,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 267,699 | $1,930,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 688,645 | $1,928,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 71,211 | $1,927,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46,479 | $1,924,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 112,787 | $1,919,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 74,840 | $1,917,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 1,169,153 | $1,917,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 28,730 | $1,912,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 19,525 | $1,901,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 36,188 | $1,901,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 139,158 | $1,900,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 173,834 | $1,900,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,363,318 | $1,881,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 457,325 | $1,880,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 22,903 | $1,875,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 425,880 | $1,874,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 374,698 | $1,873,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 57,306 | $1,861,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 376,278 | $1,859,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 369,877 | $1,853,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 176,226 | $1,852,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 672,070 | $1,848,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 148,075 | $1,838,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 859,172 | $1,830,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 76,468 | $1,828,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 610,621 | $1,826,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 81,538 | $1,822,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 179,975 | $1,821,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 193,453 | $1,818,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 224,828 | $1,787,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 63,643 | $1,786,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 94,730 | $1,784,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 600,132 | $1,782,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 604,105 | $1,770,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 249,027 | $1,766,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 212,998 | $1,764,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,082,096 | $1,755,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 677,055 | $1,754,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 136,092 | $1,753,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,027,930 | $1,737,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,945,975 | $1,732,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 22,308 | $1,726,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 119,029 | $1,724,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 172,566 | $1,717,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 26,419 | $1,714,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 13,310 | $1,706,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 339,753 | $1,701,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 779,989 | $1,700,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 184,311 | $1,694,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 32,550 | $1,688,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 127,870 | $1,687,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 71,950 | $1,686,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 86,517 | $1,682,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 18,199 | $1,675,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 65,588 | $1,669,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 156,340 | $1,668,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 138,765 | $1,667,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 503,109 | $1,665,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 207,293 | $1,656,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 145,251 | $1,656,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,000,728 | $1,651,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 73,146 | $1,643,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 11,855 | $1,642,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 365,851 | $1,632,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 486,181 | $1,629,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 230,331 | $1,624,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 342,664 | $1,614,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 199,771 | $1,610,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 136,005 | $1,605,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 531,534 | $1,600,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 517,159 | $1,598,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 279,643 | $1,586,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 337,017 | $1,584,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 167,494 | $1,573,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 99,577 | $1,569,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 125,494 | $1,564,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 58,815 | $1,559,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 215,389 | $1,559,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 448,453 | $1,552,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 188,869 | $1,549,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,398,909 | $1,541,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 263,035 | $1,539,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 68,033 | $1,523,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 601,921 | $1,517,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 163,170 | $1,516,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 656,191 | $1,516,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 347,983 | $1,514,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 85,887 | $1,514,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 23,820 | $1,507,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 150,623 | $1,500,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 1,361,991 | $1,498,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,602,754 | $1,489,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,275 | $1,487,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 272,819 | $1,481,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 216,139 | $1,468,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 80,518 | $1,467,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 298,202 | $1,467,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 140,310 | $1,461,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 32,162 | $1,458,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 90,989 | $1,456,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75,400 | $1,455,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,265,144 | $1,455,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 58,698 | $1,445,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 577,828 | $1,433,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 77,990 | $1,433,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 412,926 | $1,429,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 17,109 | $1,427,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 107,390 | $1,426,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 37,861 | $1,425,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 350,048 | $1,421,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 268,150 | $1,419,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 487,273 | $1,413,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 81,535 | $1,412,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 674,848 | $1,410,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,300 | $1,404,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 66,262 | $1,400,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 1,455,200 | $1,397,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 47,687 | $1,392,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 27,011 | $1,380,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 207,790 | $1,380,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 48,653 | $1,362,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 57,054 | $1,361,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 75,590 | $1,358,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 251,855 | $1,351,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 245,844 | $1,350,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 131,563 | $1,349,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 473,898 | $1,346,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 422,061 | $1,346,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 331,705 | $1,343,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 609,152 | $1,340,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 115,039 | $1,337,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 48,999 | $1,336,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 164,684 | $1,336,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 47,715 | $1,335,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 1,046,973 | $1,330,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,800 | $1,327,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 139,301 | $1,318,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 285,729 | $1,309,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,544,454 | $1,305,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 153,258 | $1,300,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,297,059 | $1,297,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 3,459,402 | $1,295,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 122,323 | $1,293,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 213,442 | $1,281,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,519,051 | $1,276,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 180,408 | $1,275,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 119,983 | $1,272,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 84,078 | $1,269,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 93,683 | $1,264,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 239,830 | $1,259,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 134,723 | $1,258,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 420,323 | $1,257,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 228,917 | $1,254,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 461,277 | $1,250,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 193,607 | $1,249,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 210,107 | $1,248,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 62,941 | $1,242,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 155,999 | $1,240,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 352,057 | $1,239,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 429,498 | $1,215,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 25,467 | $1,214,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,634 | $1,211,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,183,986 | $1,208,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 44,212 | $1,205,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 982,475 | $1,199,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 75,728 | $1,197,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,528,732 | $1,197,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,183,000 | $1,192,000 | thousands by filing date | principal |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 152,442 | $1,174,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 279,233 | $1,173,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 492,277 | $1,172,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 53,387 | $1,168,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 71,016 | $1,157,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 37,780 | $1,156,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 272,705 | $1,156,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 334,474 | $1,154,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 91,737 | $1,153,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 127,829 | $1,152,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 133,358 | $1,142,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 41,421 | $1,142,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 999,935 | $1,140,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 91,263 | $1,138,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 42,627 | $1,133,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 171,154 | $1,126,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 117,973 | $1,122,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 65,184 | $1,117,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 58,253 | $1,116,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,505,090 | $1,114,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 92,183 | $1,107,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 107,854 | $1,106,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 47,622 | $1,100,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 754,975 | $1,095,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 344,450 | $1,095,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 151,396 | $1,092,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 158,636 | $1,087,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 59,080 | $1,082,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,100 | $1,080,000 | thousands by filing date | call |
| HUDSON GLOBAL INC | 443787106 | COM | 699,691 | $1,078,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 140,935 | $1,073,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,110,000 | $1,073,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 416,571 | $1,066,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 52,019 | $1,066,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 58,401 | $1,064,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 67,061 | $1,064,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,808,962 | $1,064,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 74,889 | $1,062,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 43,542 | $1,062,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 379,068 | $1,061,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 74,688 | $1,058,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 459,139 | $1,056,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 275,681 | $1,053,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,010,499 | $1,051,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,129,000 | $1,048,000 | thousands by filing date | principal |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 10,585 | $1,046,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 190,759 | $1,038,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,350 | $1,037,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,360,331 | $1,034,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 171,145 | $1,034,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 284,540 | $1,033,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 59,066 | $1,027,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 308,016 | $1,027,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 172,297 | $1,027,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 335,163 | $1,019,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 40,732 | $1,014,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 115,437 | $1,012,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 77,471 | $1,011,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 345,422 | $1,009,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,489,439 | $1,009,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 380,097 | $1,003,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,610,542 | $1,002,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 19,906 | $998,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 101,990 | $997,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 541,000 | $989,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 240,480 | $988,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 79,767 | $984,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 41,461 | $982,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,582,000 | $981,000 | thousands by filing date | principal |
| PIXELWORKS INC | 72581M305 | COM NEW | 351,358 | $980,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 56,956 | $979,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 70,687 | $978,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 698,612 | $978,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 54,116 | $978,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 721,470 | $974,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 242,785 | $969,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 27,116 | $967,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 82,011 | $966,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,190,267 | $965,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 14,558 | $965,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 54,137 | $963,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 229,142 | $958,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 835,713 | $953,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,695 | $952,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 841,440 | $951,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 22,034 | $949,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 86,772 | $941,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 183,852 | $941,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 50,813 | $940,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 36,041 | $935,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 314,920 | $935,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 485,759 | $933,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,504,247 | $925,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 100,497 | $915,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 25,776 | $914,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 71,586 | $913,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 131,845 | $912,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 21,769 | $906,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 27,264 | $905,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 84,762 | $904,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 31,768 | $898,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 52,647 | $894,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 8,015 | $894,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 110,565 | $891,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,809 | $889,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 98,867 | $889,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,933,929 | $888,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 42,758 | $878,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 18,398 | $876,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 105,824 | $872,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 17,500 | $871,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 75,925 | $869,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 144,251 | $867,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 137,164 | $867,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,152,989 | $865,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 55,715 | $856,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 22,800 | $854,000 | thousands by filing date | call |
| iShares Global REIT ETF | 46434V647 | SHS | 31,322 | $853,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 45,100 | $851,000 | thousands by filing date | put |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 214,378 | $847,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 218,576 | $846,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 11,400 | $842,000 | thousands by filing date | put |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 88,346 | $841,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 293,597 | $840,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 58,854 | $836,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 636 | $833,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 276,133 | $831,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,419,093 | $829,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 42,953 | $825,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 52,807 | $823,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 61,504 | $822,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 24,103 | $821,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 49,521 | $804,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 346,517 | $800,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 151,923 | $799,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 23,301 | $797,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 161,907 | $792,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 448,639 | $790,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 61,752 | $789,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 96,439 | $783,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 23,569 | $773,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 18,308 | $772,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 131,115 | $771,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 233,618 | $769,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 160,907 | $768,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 1,593,285 | $768,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 64,089 | $761,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 2,274,475 | $750,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 535,129 | $749,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 230,578 | $749,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 31,405 | $746,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 51,248 | $743,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 206,443 | $740,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 110,526 | $735,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 411,883 | $733,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2,404,259 | $733,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 767,000 | $732,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 29,174 | $730,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 104,079 | $729,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 186,048 | $726,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 14,997 | $726,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 28,582 | $724,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 182,868 | $719,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 85,441 | $719,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 266,465 | $717,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 153,052 | $715,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 476,459 | $710,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 213,649 | $709,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 257,884 | $707,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 383,729 | $706,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 164,430 | $700,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 415,980 | $699,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 93,440 | $696,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,346,520 | $690,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 98,884 | $690,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 134,970 | $688,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 333,563 | $687,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 41,826 | $686,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 276,125 | $682,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,094 | $676,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 59,899 | $674,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 565,000 | $673,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 73,809 | $670,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 363,479 | $669,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 104,463 | $663,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 33,735 | $662,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 918,266 | $661,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 51,401 | $655,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 91,121 | $655,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 81,876 | $654,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 361,331 | $650,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 601,207 | $649,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 55,954 | $648,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 284,633 | $646,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 72,514 | $642,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 89,470 | $641,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 314,469 | $638,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 134,552 | $632,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 85,488 | $629,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 462,683 | $625,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 32,201 | $617,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 453,823 | $617,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 56,500 | $614,000 | thousands by filing date | put |
| KONGZHONG CORP | 50047P104 | CMN | 91,140 | $614,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 51,020 | $611,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 32,114 | $609,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 20,941 | $607,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 35,820 | $605,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 68,641 | $605,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 479,699 | $604,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 31,200 | $602,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 117,097 | $602,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 29,964 | $600,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 201,162 | $599,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 253,298 | $598,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 938,530 | $590,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 111,514 | $587,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 137,711 | $584,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 124,295 | $583,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 35,331 | $581,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 147,161 | $577,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,793 | $569,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 114,293 | $568,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 105,305 | $567,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 71,725 | $565,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 25,438 | $565,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 140,584 | $558,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 68,069 | $555,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 256,569 | $554,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 28,112 | $552,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 665,625 | $552,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 786,623 | $551,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 37,630 | $550,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 39,500 | $547,000 | thousands by filing date | call |
| QAD INC-B | 74727D207 | Common | 27,968 | $545,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 74,980 | $543,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 40,517 | $543,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 70,322 | $538,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 43,401 | $531,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 31,149 | $528,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 97,826 | $527,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 24,851 | $523,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 109,771 | $523,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 291,713 | $519,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 131,822 | $514,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 253,335 | $514,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 374,348 | $513,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 469,440 | $512,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 281,214 | $509,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 152,585 | $507,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 388,387 | $501,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 103,851 | $497,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 294,038 | $491,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 31,702 | $491,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 190,106 | $487,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 26,911 | $482,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 64,974 | $481,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 39,915 | $480,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 139,864 | $480,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 93,737 | $477,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 59,108 | $475,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 277,410 | $474,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 80,368 | $473,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 359,999 | $472,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 39,882 | $471,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 82,525 | $469,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 31,080 | $466,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 152,634 | $466,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002329 | this filing | 2016-11-08 | acceptance time not in the bulk data set |