13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,950 holding rows worth $81,350,139,000.
- Accession
- 0001086364-16-002325
- Filer
- CIK 1305227
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 3,950 entries on the cover page, a total value of $81,350,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,350,139,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VBI VACCINES INC | 91822J103 | COM NEW | 3,650 | $13,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 1,126 | $13,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,143 | $13,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 409 | $13,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,079 | $13,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,112 | $13,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,567 | $13,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 8,676 | $13,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,604 | $13,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 3,208 | $13,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,125 | $13,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,775 | $13,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 642 | $13,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 2,858 | $13,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,366 | $13,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 6,765 | $13,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,270 | $13,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,064 | $13,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 167 | $12,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 354 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 203 | $12,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,094 | $12,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 8,964 | $12,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 4,262 | $12,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,333 | $12,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,186 | $12,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 825 | $12,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 680 | $12,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,483 | $12,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,194 | $12,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 735 | $12,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 422 | $12,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,462 | $12,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,396 | $12,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 4,063 | $12,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,537 | $12,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,323 | $12,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 368 | $12,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,311 | $12,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 5,227 | $12,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 7,261 | $12,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,431 | $12,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 4,121 | $12,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,144 | $12,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,859 | $12,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 658 | $12,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 726 | $12,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 671 | $12,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,253 | $12,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,767 | $12,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 835 | $12,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 2,530 | $12,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 2,131 | $12,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 700 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 134 | $11,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 4,323 | $11,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 566 | $11,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,261 | $11,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,691 | $11,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,405 | $11,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,457 | $11,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 3,222 | $11,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,493 | $11,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 6,170 | $11,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,659 | $11,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 584 | $11,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 305 | $11,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,800 | $11,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 417 | $11,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,119 | $11,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,511 | $11,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 5,620 | $11,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 678 | $11,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 556 | $11,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 3,606 | $11,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 2,019 | $11,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 2,547 | $11,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 2,464 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,610 | $11,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,598 | $11,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 3,719 | $11,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 789 | $11,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 779 | $11,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 2,080 | $11,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 2,892 | $11,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,403 | $10,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,056 | $10,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 634 | $10,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 2,052 | $10,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 514 | $10,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 759 | $10,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,586 | $10,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,900 | $10,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 7,893 | $10,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 499 | $10,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 533 | $10,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,710 | $10,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,192 | $10,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,274 | $10,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 794 | $10,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 4,842 | $10,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,028 | $10,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 674 | $10,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,524 | $10,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 355 | $10,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 946 | $10,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 412 | $10,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 4,318 | $10,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,807 | $10,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,959 | $10,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,432 | $10,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 1,848 | $10,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 3,467 | $10,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 2,236 | $10,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,545 | $10,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 2,923 | $10,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,579 | $9,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,132 | $9,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,048 | $9,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,764 | $9,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,392 | $9,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 9,976 | $9,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,794 | $9,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 776 | $9,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 995 | $9,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,320 | $9,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,605 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 865 | $9,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 833 | $9,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 707 | $9,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 2,133 | $9,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,154 | $9,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 696 | $9,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 362 | $9,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,141 | $9,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 2,475 | $9,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,043 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,286 | $9,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 645 | $9,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,419 | $9,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,118 | $9,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 11,783 | $9,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 833 | $9,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 950 | $9,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 807 | $9,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,702 | $9,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,547 | $9,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 614 | $9,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 792 | $9,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 2,489 | $9,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,790 | $9,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,229 | $9,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 424 | $9,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 2,926 | $9,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,049 | $9,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 1,293 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 6,869 | $9,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 3,482 | $9,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 5,792 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 247 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 599 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 150 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,405 | $8,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 335 | $8,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,230 | $8,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,295 | $8,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 385 | $8,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,790 | $8,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 361 | $8,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 301 | $8,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,947 | $8,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 553 | $8,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 696 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,022 | $8,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 1,069 | $8,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,986 | $8,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 89 | $8,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,444 | $8,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 2,666 | $8,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,743 | $8,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,715 | $8,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 1,523 | $8,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 3,393 | $8,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,757 | $8,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 611 | $8,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 719 | $8,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 161 | $8,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,467 | $8,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 1,491 | $8,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 1,480 | $8,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 1,389 | $8,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 962 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 116 | $7,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,928 | $7,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,266 | $7,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 515 | $7,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 699 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,181 | $7,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,309 | $7,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,750 | $7,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 516 | $7,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 536 | $7,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 895 | $7,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 392 | $7,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 3,536 | $7,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 3,841 | $7,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 3,088 | $7,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,406 | $7,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 5,587 | $7,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,003 | $7,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 6,706 | $7,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 2,168 | $7,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 400 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 6,547 | $7,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 719 | $7,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,968 | $7,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 4,544 | $7,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,635 | $7,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 647 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,792 | $7,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 658 | $7,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 248 | $7,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,966 | $7,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 4,284 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,534 | $7,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 932 | $7,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 332 | $7,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 284 | $7,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 5,244 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 3,531 | $7,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 2,764 | $7,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 856 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 133 | $6,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 101 | $6,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 890 | $6,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,140 | $6,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,277 | $6,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 810 | $6,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,119 | $6,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 769 | $6,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,900 | $6,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 539 | $6,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 2,850 | $6,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 354 | $6,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 777 | $6,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,427 | $6,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 887 | $6,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 4,747 | $6,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 5,877 | $6,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 5,979 | $6,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,353 | $6,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 3,058 | $6,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 428 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 429 | $6,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,041 | $6,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 261 | $6,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,076 | $6,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 4,390 | $6,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 571 | $6,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,724 | $6,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,481 | $6,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 2,277 | $6,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 350 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 1,193 | $6,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,024 | $6,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 1,333 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 149 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 751 | $5,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,066 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,308 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,837 | $5,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 1,050 | $5,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 1,329 | $5,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 60 | $5,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 671 | $5,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 2,199 | $5,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,114 | $5,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,874 | $5,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,056 | $5,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 3,739 | $5,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 2,544 | $5,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 821 | $5,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 3,760 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 2,748 | $5,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 4,623 | $5,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,049 | $5,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 2,918 | $5,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 3,027 | $5,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 249 | $5,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 247 | $5,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 323 | $5,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 286 | $5,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 276 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,650 | $5,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 953 | $5,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 814 | $5,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 2,633 | $5,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 1,601 | $5,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 355 | $5,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 4,377 | $5,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,825 | $5,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 509 | $5,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,578 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,637 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 181 | $4,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 153 | $4,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 1,239 | $4,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 440 | $4,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 167 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 3,024 | $4,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 846 | $4,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 297 | $4,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 3,396 | $4,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 6,379 | $4,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 445 | $4,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 1,940 | $4,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 8,166 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 736 | $4,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,050 | $4,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,438 | $4,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 1,675 | $4,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,105 | $4,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 2,860 | $4,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 411 | $4,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 865 | $4,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,086 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 715 | $4,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 2,024 | $4,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 2,204 | $4,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,375 | $4,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 451 | $4,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 2,977 | $4,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,290 | $4,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 755 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 2,931 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 361 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,331 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 18 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 229 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,038 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,652 | $3,000 | thousands by filing date | principal |
| MAYS J W INC | 578473100 | COM | 71 | $3,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 932 | $3,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 396 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 304 | $3,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 131 | $3,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 163 | $3,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,694 | $3,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 150 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 4,521 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 336 | $3,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 1,606 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 3,148 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 480 | $3,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 2,247 | $3,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1,544 | $3,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 124 | $3,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 134 | $3,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 340 | $3,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,537 | $3,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 309 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 118 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 120 | $3,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,285 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 134 | $3,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,471 | $3,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 3,013 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 119 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 134 | $3,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 1,632 | $3,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 276 | $3,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,105 | $3,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 2,077 | $3,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 75 | $3,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1,338 | $3,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 609 | $3,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 1,046 | $3,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 120 | $3,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,876 | $3,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 4,326 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 119 | $3,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 55 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 17 | $2,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 21 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 48 | $2,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 100 | $2,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 196 | $2,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 417 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 90 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 302 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 510 | $2,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 1,265 | $2,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 980 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 696 | $2,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,405 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 416 | $2,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,118 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 57 | $2,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 178 | $2,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 163 | $2,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,239 | $2,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 1,271 | $2,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 1,255 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 13 | $1,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 21 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 28 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 349 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 43 | $1,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 84 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 41 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 505 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 82 | $1,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 1,424 | $1,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 41 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 41 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 41 | $1,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 61 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 57 | $1,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,522 | $1,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 1,299 | $1,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 21 | $1,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 41 | $1,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 335 | $1,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 57 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 410 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 728 | $1,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 628 | $1,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 1,109 | $1,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 464286830 | EXCHANGE TRADED | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 861 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 2,078 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 121,367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002325 | this filing | 2016-11-08 | acceptance time not in the bulk data set |