13F-HR filed by BLACKROCK ADVISORS LLC
BLACKROCK ADVISORS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,722 holding rows worth $97,198,140,000.
- Accession
- 0001086364-16-002324
- Filer
- CIK 1086364
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 4,527 entries on the cover page, a total value of $97,198,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,198,140,000 with VALUE read as thousands by filing date, 13F file number 028-04295. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Capital Management, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTRICON CORP | 46121H109 | COM | 2,740 | $16,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 46,688 | $16,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 9,568 | $16,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 500 | $15,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 217 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,983 | $15,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 625 | $15,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 4,600 | $15,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,787 | $15,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 282 | $15,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 1,937 | $15,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,717 | $15,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,900 | $15,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 5,286 | $15,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,498 | $15,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 9,211 | $15,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 8,459 | $15,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,904 | $15,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,499 | $15,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 7,324 | $15,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,306 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 5,552 | $14,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 4,053 | $14,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 494 | $14,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,302 | $14,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 4,608 | $14,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 17,845 | $14,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 599 | $14,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 575 | $14,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,631 | $13,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,030 | $13,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 9,095 | $13,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 11,476 | $13,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 4,047 | $13,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 12,659 | $13,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 2,214 | $13,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,245 | $13,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,374 | $13,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,830 | $13,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 627 | $13,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 1,842 | $13,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 11,694 | $13,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 16,309 | $13,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 1,611 | $13,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,034 | $12,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 4,605 | $12,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 644 | $12,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 687 | $12,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 4,073 | $12,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,305 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 26,795 | $12,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 7,493 | $12,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 6,164 | $12,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 21,015 | $12,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,457 | $12,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 6,713 | $12,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 4,851 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 5,226 | $12,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 6,052 | $11,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 606 | $11,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,148 | $11,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 637 | $11,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,938 | $11,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,891 | $11,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 14,659 | $11,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 998 | $11,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 7,469 | $11,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,026 | $11,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,290 | $11,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 8,447 | $11,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,701 | $10,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,477 | $10,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,315 | $10,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,275 | $10,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 4,507 | $10,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 7,855 | $10,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 6,148 | $10,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,418 | $10,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,428 | $10,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 2,343 | $10,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 1,155 | $10,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 854 | $10,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 2,933 | $10,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 26,414 | $10,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 348 | $9,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2,444 | $9,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,927 | $9,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,026 | $9,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 3,065 | $9,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 8,599 | $9,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 8,736 | $9,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 6,159 | $9,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 44,878 | $9,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,528 | $9,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 262 | $9,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 7,740 | $9,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,322 | $9,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,856 | $9,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 2,976 | $9,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,671 | $9,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,579 | $9,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 1,986 | $9,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 4,302 | $8,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 4,904 | $8,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,020 | $8,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 4,514 | $8,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 25,485 | $8,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,498 | $8,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 9,380 | $8,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 1,146 | $8,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,063 | $8,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 558 | $7,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,868 | $7,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 3,365 | $7,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,854 | $7,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 485 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 9,302 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 9,826 | $7,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 6,916 | $7,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,951 | $7,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 21,543 | $7,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 2,806 | $7,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 5,727 | $7,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 3,562 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,033 | $6,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,377 | $6,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 7,015 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,436 | $6,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 50,199 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 17,361 | $6,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,474 | $6,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 1,421 | $6,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 3,086 | $6,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,808 | $6,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 4,020 | $6,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 5,453 | $6,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 2,241 | $5,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 463 | $5,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 3,204 | $5,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 2,413 | $5,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 8,820 | $5,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 784 | $5,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 7,631 | $5,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 2,149 | $5,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 3,678 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 2,594 | $5,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 2,800 | $5,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 718 | $5,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 5,847 | $5,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 1,665 | $5,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 2,985 | $5,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 180 | $5,000 | thousands by filing date | |
| SEADRILL LIMITED | BRSCWH5H9 | OPTIONS | 2,100 | $5,000 | thousands by filing date | call |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 20,202 | $5,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 3,787 | $4,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,227 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,750 | $4,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,566 | $4,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,823 | $4,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 2,228 | $4,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,376 | $4,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,592 | $4,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 13,435 | $4,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 5,032 | $4,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 8,267 | $4,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,873 | $4,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 2,991 | $4,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,354 | $4,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 5,493 | $4,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 3,656 | $4,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 9,232 | $4,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 3,165 | $3,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,729 | $3,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,838 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 4,586 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,299 | $3,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 1,362 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,272 | $3,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 2,213 | $3,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 4,153 | $3,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 106 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 162 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 120,449 | $2,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 280 | $2,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 3,416 | $2,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 89 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 478 | $2,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 1,616 | $2,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 985 | $2,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 3,615 | $2,000 | thousands by filing date | |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 25,946 | $2,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 100 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 251 | $1,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 177 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 62 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,312 | $1,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 5,104 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 56,448 | $1,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 81 | $1,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 14,369 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,399 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 639 | $1,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 95 | $1,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 175 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 2,331 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP COM NEW | 892000209 | Stock | 761 | $1,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 2,116 | $1,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 791 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 5,236 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,554 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 15,355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 782 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATARAM NV ORD | 238108401 | COM | 297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002324 | this filing | 2016-11-08 | acceptance time not in the bulk data set |