13F-HR/A filed by BLACKROCK ADVISORS LLC
BLACKROCK ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-05-12, with 3,764 holding rows worth $95,285,667,000.
- Accession
- 0001086364-16-002313
- Filer
- CIK 1086364
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, amendment of type restatement, 4,562 entries on the cover page, a total value of $95,285,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,285,667,000 with VALUE read as thousands by filing date, 13F file number 028-04295. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Capital Management, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Rithm Property Trust Inc | 38983D300 | REIT | 1,373 | $15,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 11,125 | $15,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 8,599 | $15,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 4,142 | $15,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 5,154 | $15,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 19,666 | $15,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 44,878 | $15,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,541 | $15,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,143 | $15,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 26,663 | $15,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 13,771 | $15,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,264 | $14,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,148 | $14,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,938 | $14,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 1,937 | $14,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,717 | $14,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 3,340 | $14,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 9,180 | $14,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,668 | $14,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 3,189 | $14,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 8,678 | $14,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 2,214 | $14,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 1,747 | $14,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,000 | $13,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,927 | $13,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 26,413 | $13,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,302 | $13,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,275 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,498 | $13,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 8,334 | $13,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 22,042 | $13,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 17,361 | $13,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 7,643 | $13,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 627 | $13,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2,796 | $13,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 685 | $13,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 4,851 | $13,000 | thousands by filing date | |
| CARDICA INC | 14141R309 | COM NEW | 3,562 | $13,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 6,052 | $12,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,694 | $12,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 4,600 | $12,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,978 | $12,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,702 | $12,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 459 | $12,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 494 | $12,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,900 | $12,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 5,286 | $12,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,890 | $12,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,305 | $12,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 29,769 | $12,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 4,047 | $12,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,516 | $12,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 882 | $12,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 21,015 | $12,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 767 | $12,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 1,155 | $12,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 217 | $11,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,034 | $11,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 3,478 | $11,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 6,297 | $11,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 8,459 | $11,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 10,903 | $11,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 7,855 | $11,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 278 | $11,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,245 | $11,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,152 | $11,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 21,543 | $11,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 1,565 | $11,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,947 | $11,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 16,386 | $11,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,217 | $10,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,087 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 4,605 | $10,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 28,400 | $10,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,838 | $10,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,799 | $10,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 41,726 | $10,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 8,820 | $10,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 14,659 | $10,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 9,826 | $10,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,026 | $10,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 2,149 | $10,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,673 | $10,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,428 | $10,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,640 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,200 | $9,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 370 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 9,095 | $9,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 3,204 | $9,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 800 | $9,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 68,726 | $9,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,498 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 17,845 | $9,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 654 | $9,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 3,517 | $9,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 262 | $9,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 359 | $9,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,619 | $9,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 2,249 | $9,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,631 | $8,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 3,787 | $8,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 348 | $8,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,518 | $8,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 4,904 | $8,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 297 | $8,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 873 | $8,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 14,059 | $8,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 38,917 | $8,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,854 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,528 | $8,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 7,740 | $8,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,496 | $8,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,457 | $8,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 5,249 | $8,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,974 | $8,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 17,930 | $8,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,918 | $7,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 3,365 | $7,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 308 | $7,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,801 | $7,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 4,302 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,315 | $7,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,020 | $7,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 11,732 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,436 | $7,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,103 | $7,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,182 | $7,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 26,556 | $7,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,376 | $7,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 6,916 | $7,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 998 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,346 | $7,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 800 | $7,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 14,736 | $7,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,951 | $7,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 8,267 | $7,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 6,148 | $7,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 1,421 | $7,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 2,800 | $7,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,364 | $7,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 3,656 | $7,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,671 | $7,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,063 | $7,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 180 | $7,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 5,453 | $7,000 | thousands by filing date | |
| SEADRILL LIMITED | BRSCWH5H9 | OPTIONS | 2,100 | $7,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 438 | $6,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 7,198 | $6,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 2,930 | $6,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 10,615 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 9,380 | $6,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 28,275 | $6,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,288 | $6,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 3,678 | $6,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 2,050 | $6,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 8,433 | $6,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 600 | $6,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120103 | COM | 1,638 | $6,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 384 | $6,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 2,985 | $6,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,166 | $6,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,294 | $6,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 22,190 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,263 | $5,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,312 | $5,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,706 | $5,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,424 | $5,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 304 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 2,228 | $5,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 2,933 | $5,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 4,346 | $5,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 22,800 | $5,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 548 | $5,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,272 | $5,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,474 | $5,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 5,032 | $5,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 292 | $5,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,701 | $5,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 936 | $5,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,579 | $5,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,006 | $5,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 1,222 | $5,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 2,806 | $5,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,227 | $4,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 463 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,868 | $4,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 57 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,750 | $4,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 300 | $4,000 | thousands by filing date | put |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,823 | $4,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 15,428 | $4,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,299 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 9,302 | $4,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,592 | $4,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 25,482 | $4,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 7,490 | $4,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,528 | $4,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 552 | $4,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 13,435 | $4,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 3,416 | $4,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,873 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 5,009 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 1,665 | $4,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 613 | $4,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 2,331 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 423 | $4,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 2,116 | $4,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 3,361 | $4,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 6,891 | $4,000 | thousands by filing date | |
| LABSTYLE INNOVATIONS CORP | 50544T112 | *W EXP 03/08/202 | 4,010 | $4,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 3,165 | $3,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 864 | $3,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,729 | $3,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 13,619 | $3,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 251 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 784 | $3,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 1,362 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 280 | $3,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 1,146 | $3,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 998 | $3,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,354 | $3,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3,259 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 5,236 | $3,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,784 | $3,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,223 | $2,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 6,054 | $2,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 17,287 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 691 | $2,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 56,448 | $2,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 2,991 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 5,662 | $2,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 2,462 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 15,250 | $2,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 985 | $2,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 791 | $2,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 177 | $2,000 | thousands by filing date | |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 25,946 | $2,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 100 | $1,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 184 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 251 | $1,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 175 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 4,920 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,215 | $1,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 5,104 | $1,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 277 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 9,589 | $1,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 893 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 2,753 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,399 | $1,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 782 | $1,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 579 | $1,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 1,616 | $1,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 1,779 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 7,230 | $1,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 300 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002308 | superseded | 2016-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001086364-16-002313 | this filing | 2016-05-12 | acceptance time not in the bulk data set |