13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 3,702 holding rows worth $62,168,472,000.
- Accession
- 0001086364-16-002309
- Filer
- CIK 1364742
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 10,448 entries on the cover page, a total value of $62,168,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,168,472,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Isle of Man) Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerBlackRock Xulu, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,447 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 778 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 497 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 3,053 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| K2M GROUP HLDGS INC | 48273J107 | COM | 992 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENUMBRA INC COM | 70975L107 | Stock | 302 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,792 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 749 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 5,489 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 918 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,868 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 697 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,699 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,090 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 468 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645108 | COMMON STOCK | 2,426 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 821 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 291 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 2,804 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,778 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,215 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIS PERRY INTL INC | 288853104 | COM | 780 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 1,521 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 2,133 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 4,543 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,022 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 10,231 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 3,690 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KMG CHEMICALS INC | 482564101 | COM | 598 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,642 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 636 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL INC | 70338T102 | COM | 1,775 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 780 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE9 INC | 338307101 | COM | 1,454 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINGSTOP INC COM | 974155103 | Stock | 572 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 1,449 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,435 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 850 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 431 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 76 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 1,208 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R101 | COM | 1,157 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURCO CO | 447324104 | COM | 406 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,437 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,457 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,897 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 356 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 746 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERA GROUP INC | 26885G109 | COM | 1,464 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 1,785 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,561 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 5,035 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 31,745 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,992 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,038 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 974 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Industry Inc | 75601w104 | CS | 1,451 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,818 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 794 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 280 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 137 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 134 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 154 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 207 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 479 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP INC DEL | 05969A105 | COM | 2,070 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 125 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 354 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,100 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 532746104 | COM | 746 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR GROUP INC | 74967R106 | CL A | 478 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 548 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 772 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 666 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 776 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,253 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 224633107 | COM | 1,852 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 2,110 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,293 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,524 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,431 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 1,982 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 788 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,497 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,717 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 2,078 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 23,823 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,900 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,820 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTON CORP | 847235108 | COM | 628 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 820 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 14,803 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,545 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 603 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRECORA RES | 894648104 | COM | 1,330 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,231 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,886 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 44 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,965 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 700 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 414 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 86 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 741 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 241 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 174 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILYSYS INC | 00847J105 | COM | 1,054 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P109 | COM | 1,167 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 703 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 373 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINMARK CORP | 974250102 | COM | 112 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 587 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 867 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,688 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 2,344 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 758 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KVH INDS INC | 482738101 | COM | 1,158 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,117 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 500 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,924 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,656 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,547 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,861 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 762 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 842 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 3,683 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,755 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 4,706 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 6,909 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271108 | COM | 3,464 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIBER INC | 17163B102 | COM | 5,128 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 767 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 7,837 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,917 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,991 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 5,395 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,840 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,165 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 1,214 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 4,155 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 724 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 1,428 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 1,780 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPOWER INC | 68375Y109 | COM | 1,587 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 610 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 600 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,576 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 900 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 80 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,260 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,451 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 283 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 728 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 775 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 78 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 3,652 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,996 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 801 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 2,222 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 4,846 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,837 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,349 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 17,136 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 7,524 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 5,285 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 10,894 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196103 | COM | 3,548 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 7,269 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 890 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,708 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUFFOLK BANCORP | 864739107 | COM | 416 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO RENT CORP | 285218103 | COM | 1,142 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 529 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,946 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,473 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,430 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,128 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES UTAH BANCORP | 712706209 | COM | 641 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,567 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 515 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HOME CO INC COM | 645370107 | COM | 822 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX INC CL A | 10316T104 | Stock | 763 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC COM | 358039105 | Stock | 1,305 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,012 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 96 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 230 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 550 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 990 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 404 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDITAS MEDICINE INC | 28106W103 | COM | 260 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 464 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 850 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,594 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q100 | COM | 2,495 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON BANCORP IND | 440407104 | COM | 377 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,903 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 393 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 249 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 455 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 763 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOXO ONCOLOGY INC | 548862101 | COM | 321 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 335 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,185 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 888 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525102 | COM | 796 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 575 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,155 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 590 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 4,258 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILACRON HLDGS CORP | 59870L106 | COM | 556 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,912 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 2,870 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 724 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,290 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 3,154 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 1,833 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 5,660 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,593 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 598 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNYTA INC | 451731103 | COM | 1,403 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E103 | COM | 1,303 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 6,830 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,606 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPRIVATA INC | 45323J103 | Cmn | 751 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 381 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 85 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 93 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAILY JOURNAL CORP | 233912104 | COM | 40 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 684 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,199 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 129 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,651 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 449 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 189 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,752 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337105 | COM | 1,042 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Heritage Commerce Corp | 426927109 | Common Stock | 810 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 254 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 2,878 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 347 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL NET LEASE INC | 379378102 | COM | 946 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 287 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15,485 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACTECH INC | 30064E109 | COM | 379 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 759 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 646 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 1,125 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 2,351 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 14,306 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 169 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDW | 78463X889 | COM | 295 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 271 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 349 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 84 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82620P102 | COM | 401 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAR HBR BANKSHARES | 066849100 | COM | 209 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM CORP | 384556106 | COM | 370 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 868 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121101 | COM | 1,247 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUPANION INC | 898202106 | COM | 667 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 109 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 864 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 411 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,029 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 362 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 306 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 127 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 557 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 435 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTESIAN RES CORP | 043113208 | CL A | 258 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READING INTL INC | 755408101 | CL A | 591 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lifetime Brands Inc | 53222Q103 | COM | 440 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 91 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REIS INC | 75936P105 | COM | 303 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 1,103 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 264 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,382 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 4,660 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 800 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,339 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 451 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 262 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,330 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 9,964 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSB BANCORP INC MD | 05573H108 | COM | 295 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 2,779 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 709 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,887 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 851 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TRUCK INC | 902925106 | COM | 357 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 121 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 189 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 3,199 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,140 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W108 | COM | 1,107 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC COM | 898570106 | Stock | 568 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN BANCORP INC | 86663B201 | COM NEW | 316 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268209 | COM NEW | 631 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 62 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 71 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYCO GROUP INC COM | 962149100 | Stock | 241 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 189 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAUKOS CORP COM | 377322102 | Stock | 361 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPID7 INC COM | 753422104 | Stock | 436 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 117 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W105 | COM | 928 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 202 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 62 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 437 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 331 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 508 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 52 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 385 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 231 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 205 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHTARGET INC | 87874R100 | COM | 831 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 536 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIENT INC | 019330109 | COM | 328 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 332 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 346 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRC HEALTH | 637372202 | COMMON STOCK | 412 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 423 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 320 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 152 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 321 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 826 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,153 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 243 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2,515 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 3,059 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 971 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 372 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 439 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 1,017 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 454 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRC COS INC | 872625108 | COM | 845 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P102 | COM | 554 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEROKEE INC | 16444H102 | COM | 346 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 157 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,829 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 1,127 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST MARINE INC | 954235107 | COM | 682 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 485 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 732 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 460 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,847 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 224 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI CARD GROUP INC | 12634H101 | COM | 778 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 796 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL COMM CORP | 63546L102 | COM | 263 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOJANGLES INC | 097488100 | COM | 366 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 2,648 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C1 FINL INC | 12591N109 | COM | 251 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 120 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global REIT ETF | 46434V647 | SHS | 192 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 42 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 66 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,425 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,025 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDBODY INC | 60255W105 | COM CL A | 406 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,807 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 700 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X286 | COMMON STOCK | 105 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 360 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 214 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 98 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 199 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALANCHE BIOT | 05337G107 | Common Stock | 1,143 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 46 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 83 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 1,668 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 164 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 130 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 509 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 338 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 941 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 146 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 175 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLITIONRX LTD | 928661107 | COM | 1,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 116 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 654 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,178 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R105 | COM | 614 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 3,302 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 470 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,206 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 518 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,379 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 31 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 109 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 111 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 81 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 56 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,042 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 81 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,133 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 34 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 328 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 197 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 109 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 31 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 193 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 961 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 1,826 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 336 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 320 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,901 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 60 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,039 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 3,463 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 530 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,961 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 684 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 812 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 126 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 665 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 113 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 126 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 892 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 317 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 1,759 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,305 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 3,248 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIZMEK INC | 83013P105 | COM | 946 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 44 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 54 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 17 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 763 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288430 | ASIA 50 ETF | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 55 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 83 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 26 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 23 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 84 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 74 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALADE INC | 296056104 | COMMON STOCK | 137 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 483 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 2,366 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBOTECH LTD | M75253100 | ORD | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,651 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,967 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 123 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 1,459 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,010 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 6,012 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC | 492914106 | COM | 6,753 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 1,137 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 2,453 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 350 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,620 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 271 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 65 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,539 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,093 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 263 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 105 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288422 | S&P DEV EX-US | 61 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONA GRILL INC | 50047H201 | COM | 125 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 58 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TAX INC | 53128T102 | CL A | 84 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 377 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 145 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN BANCORP INC | 39260X100 | COM | 219 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 140 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 60 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAR ST FINL INC | 073844102 | COM | 196 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 3,318 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEFF CORP COM CL A | 640094207 | Stock | 205 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 353 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 2,048 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 2,381 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002309 | this filing | 2016-05-10 | acceptance time not in the bulk data set |