13F-HR filed by BlackRock Fund Advisors
BlackRock Fund Advisors filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 4,353 holding rows worth $433,609,533,000.
- Accession
- 0001086364-16-002275
- Filer
- CIK 1006249
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 4,353 entries on the cover page, a total value of $433,609,533,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $433,609,533,000 with VALUE read as thousands by filing date, 13F file number 028-13359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 21,291 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emergent Capital | 29102N105 | Com | 58,189 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 75,101 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326102 | COM | 44,831 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 22,833 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 56,898 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 35,660 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 200,000 | $210,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 97,061 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 26,743 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 32,557 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 69,666 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 37,719 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 27,286 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 53,824 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 36,385 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 32,878 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 100,238 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,966 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIER REIT COM | 88650V208 | COM NEW | 13,917 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 54,070 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693205 | Common Stock | 12,261 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 63,876 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UCP INC - CL A | 90265Y106 | Common Stock | 28,280 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 30,099 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 23,588 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 37,249 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 167,203 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 33,058 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 11,613 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,721 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED GUARDIAN INC | 910571108 | COM | 10,422 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 38,687 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 46,635 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 16,269 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 9,966 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,520 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 105,513 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 42,874 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 56,901 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 100,000 | $197,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 22,082 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,867 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 200,000 | $196,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 64,641 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 25,090 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,305 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 83,393 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 24,788 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 51,590 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 25,985 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 150,000 | $191,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 184,469 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 100,000 | $190,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 35,400 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 49,237 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 250,000 | $188,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 49,685 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 19,141 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 33,446 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 35,156 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 105,461 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 131,682 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TECHNOLOGY INC | 493143101 | COM | 17,703 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 26,632 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAR3D INC | 83417A209 | COM NEW | 49,426 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 28,669 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,321 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 36,685 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 189,214 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 23,470 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 175,000 | $180,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 164,399 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 125,000 | $179,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 150,000 | $178,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 140,888 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 77,745 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 24,990 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 36,571 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 32,760 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 31,993 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 175,000 | $175,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 150,000 | $175,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 18,692 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 26,357 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 114,383 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 135,367 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDI INC | 44938L108 | COM | 23,272 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,835 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 40,112 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 77,857 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 86,390 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 168,230 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 51,710 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 16,132 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 10,443 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 125,000 | $167,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 191,528 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 125,000 | $167,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 19,833 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 100,000 | $166,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 146,509 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 46,445 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 100,000 | $166,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V SHS | N20944109 | Stock | 24,140 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 50,505 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 24,780 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,715 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,748 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 58,344 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ID SYSTEMS INC | 449489103 | COM | 35,516 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATAWATCH CORP | 237917208 | COM NEW | 27,300 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 125,000 | $163,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 75,000 | $163,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 32,546 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 100,000 | $162,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 29,332 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 75,000 | $160,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 22,637 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,273 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 13,958 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 22,370 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,348 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 57,131 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SASOL LTD | 803866300 | SPONSORED ADR | 5,649 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPPORT COM INC | 86858W101 | COM | 150,476 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 24,927 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 150,000 | $151,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 26,423 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVD EQUIP CORP | 126601103 | COM | 14,878 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 16,343 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,564 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 30,356 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 6,513 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 61,532 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 208,056 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 80,857 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 123,257 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 175,000 | $145,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 100,000 | $143,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 81,046 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 35,455 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 21,064 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 8,989 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 250,000 | $140,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 90,000 | $140,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 148,763 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 154,773 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 89,641 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 150,000 | $139,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 279,752 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 28,299 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARTEK INC | 85569C107 | COM | 38,227 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 9,024 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 100,000 | $136,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 62,867 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 156,063 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 125,000 | $136,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTEST CORP | 461147100 | COMMON STOCK | 31,827 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 56,577 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 14,474 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 85,000 | $133,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 134,571 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 5,095 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 42,929 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 47,201 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 45,756 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 37,774 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 62,583 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 20,354 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 168,974 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 52,148 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 43,669 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 63,275 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 60,739 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 100,000 | $128,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13,729 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 50,145 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 100,000 | $127,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 6,671 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 78,163 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 72,944 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 115,436 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 61,804 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,808 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFRI INC | 552721102 | COMMON STOCK | 18,655 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 75,750 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6,346 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22,940 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 125,000 | $120,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 43,095 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSAR INC | 925297103 | COM | 38,442 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 35,034 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 125,000 | $119,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 29,456 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 65,539 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 58,799 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC COM | 606501104 | COM | 38,788 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 585,014 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 167,829 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 83,361 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 65,991 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 35,132 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 100,000 | $114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 100,000 | $113,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 41,688 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 40,741 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 158,069 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 69,933 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 100,000 | $112,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 35,633 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 12,030 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,971 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 50,000 | $108,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OOMA INC | 683416101 | COM | 16,762 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 13,850 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 13,739 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 200,000 | $105,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 49,216 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 63,170 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 75,000 | $104,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 74,661 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 11,135 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 80,048 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 75,000 | $103,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 24,554 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 14,652 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 77,324 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 34,979 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 44,855 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO, INC. | 286221106 | COM | 33,226 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 52,061 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELM WIRELESS CORP | 759525108 | COM | 25,153 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 847 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 64,377 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP | 171779AE1 | NOTE | 100,000 | $98,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 100,000 | $98,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 63,313 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 4,082 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 75,000 | $97,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 50,612 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,383 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 40,353 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A103 | COM | 24,683 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 45,328 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 100,000 | $94,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 76,662 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Female Health Company | 314462102 | COM | 64,304 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,828 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 109,914 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 53,975 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 55,925 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Misonix Inc | 604871103 | COM | 9,705 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 35,245 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 34,773 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 21,508 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 40,219 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 54,790 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 100,000 | $90,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COFFEE HLDG CO INC | 192176105 | COM | 23,095 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 177,232 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 75,000 | $89,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 175,000 | $88,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 30,101 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 49,477 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 23,810 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 117,510 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 41,397 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 75,000 | $86,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 100,000 | $86,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 75,000 | $85,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 75,000 | $84,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 5,517 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 7,859 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 75,000 | $84,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 2,159 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,773 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18,536 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 71,275 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 60,505 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFCO INDS INC | 826546103 | COM | 8,560 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 24,525 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 100,000 | $81,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 100,297 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 71,811 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 75,000 | $80,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 35,145 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 69,582 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,303 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRARI NV | N3167J106 | COM | 1,640 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E107 | Cmn | 53,833 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 36,913 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,334 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 9,994 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 153,797 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 75,000 | $77,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 75,000 | $77,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 63,641 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 50,000 | $77,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 9,157 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 17,217 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,023 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 40,084 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 117,420 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,846 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 23,361 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 75,000 | $74,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 73,084 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 51,129 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 31,111 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 75,000 | $71,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 26,021 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS | 882610108 | COMMON STOCK | 532 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 58,620 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 75,000 | $70,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 75,000 | $70,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CODE REBEL CORP | 19200J106 | COM | 25,887 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 48,617 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287AA6 | NOTE | 75,000 | $68,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 11,545 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 101,809 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 5,166 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 13,339 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 50,000 | $66,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 124,415 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,321 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 21,109 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 75,000 | $65,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 50,000 | $65,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 50,000 | $65,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,255 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 75,000 | $64,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 164,700 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V105 | COM | 45,907 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,615 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,417 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 55,907 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 10,076 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 6,788 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 3,759 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 9,473 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ocugen | 43358V109 | Common | 17,030 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 57,568 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 50,000 | $59,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 50,000 | $57,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 28,128 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 25,000 | $57,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,345 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 35,500 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 75,000 | $56,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 50,608 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 50,000 | $56,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 521,679 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 33,132 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 182,407 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 2,898 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 73,189 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 50,000 | $54,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 183,671 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 26,676 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 190,512 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 25,085 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 50,000 | $53,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,876 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,703 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 71,553 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 100,000 | $52,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 8,286 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 118,471 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 16,984 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREIF INC | 397624206 | CL B | 1,188 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 12,623 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 50,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 50,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,018 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 50,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 75,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 50,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 4,446 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 64,488 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $49,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 11,304 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 50,000 | $49,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 100,000 | $49,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 50,000 | $49,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 47,639 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 50,000 | $48,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 50,000 | $47,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 109,708 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 50,000 | $47,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 50,000 | $47,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 50,000 | $47,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT BANCORP INC | 74383X109 | COM | 3,600 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 135,390 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 50,000 | $46,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 50,000 | $46,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CIM COML TR CORP | 125525105 | COM | 2,968 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 50,000 | $46,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Neothetics Inc | 64066G101 | COM | 32,815 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE VENTURES INC | 538142100 | COM | 31,728 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 50,000 | $45,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 25,000 | $45,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LOMBARD MED INC | G55598109 | COM | 32,725 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 50,000 | $44,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DOMINION DIAMOND CORP | 257287102 | COM | 4,188 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 50,000 | $43,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 50,000 | $42,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 17,156 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 50,000 | $42,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 4,754 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 16,700 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 158,776 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,349 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 35,000 | $37,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642AN6 | NOTE | 50,000 | $37,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,205 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 1,203 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 75,000 | $36,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 24,323 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 3,769 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 146,785 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 13,588 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 36,591 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 62,286 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 6,582 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 125,151 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARI NETWORK SERVICES | 001930205 | COMM | 7,354 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST | 14888D109 | COM | 10,434 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 50,000 | $32,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LinnCo, LLC | 535782106 | LTD | 29,993 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 5,754 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 18,455 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 10,106 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,960 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,280 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,907 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 25,000 | $28,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 13,642 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 50,000 | $28,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CVSL INC | 12665T206 | Cmn | 27,895 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC COM PAR | 374396208 | Stock | 44,249 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPHROGENEX INC | 640667101 | Cmn | 17,154 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,140 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 25,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 7,527 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 3,912 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 25,000 | $25,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 10,097 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 177,558 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNLOGIC | 60470J103 | Stock | 3,615 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,874 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 25,000 | $22,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 881 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 10,858 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 42,959 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,023 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREP CORP | 032159105 | COM | 4,786 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 66,401 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 677 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y75638109 | SHS | 1,190 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 41,277 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 36,061 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 12,999 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021127 | Cmn | 3,016 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 1,295 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACNB CORP | 000868109 | COMMON STOCK | 864 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 799 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 747 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,884 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 7,949 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,740 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,540 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCP International Holdings Ltd | H84689100 | COMMON | 18,927 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 823 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDBODY INC | 60255W105 | COM CL A | 1,054 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 884 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 1,126 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION BANKSHARES INC | 905400107 | CMN | 533 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,246 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 50,579 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 850 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emerald Oil Inc | 29101U407 | Common Stock | 13,522 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 470 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 912 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 3,790 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,470 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951106 | COM | 447 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q106 | COM | 2,302 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 943 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 554 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 518 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 708 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 605 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 14,838 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHIO VY BANC CORP | 677719106 | COM | 506 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 2,397 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 556 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002275 | this filing | 2016-02-11 | acceptance time not in the bulk data set |